0001422508-18-000008.txt : 20181011
0001422508-18-000008.hdr.sgml : 20181011
20181011161347
ACCESSION NUMBER: 0001422508-18-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181011
DATE AS OF CHANGE: 20181011
EFFECTIVENESS DATE: 20181011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montecito Bank & Trust
CENTRAL INDEX KEY: 0001422508
IRS NUMBER: 952900153
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13052
FILM NUMBER: 181118496
BUSINESS ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
BUSINESS PHONE: 805-564-0281
MAIL ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001422508
XXXXXXXX
09-30-2018
09-30-2018
Montecito Bank & Trust
P.O. BOX 1440
SANTA BARBARA
CA
93102
13F HOLDINGS REPORT
028-13052
N
Peter Madlem
CIO
805-564-0281
Peter Madlem
Santa Barbara
CA
10-11-2018
0
202
335097
false
INFORMATION TABLE
2
Montecito9302018.xml
ALERIAN MLP ETF
Com
00162Q866
643
60170
SH
SOLE
0
60170
0
0
ALERIAN MLP ETF
Com
00162Q866
29
2675
SH
DFND
0
2675
0
0
AT&T INC
Com
00206R102
371
11062
SH
SOLE
0
11062
0
0
AT&T INC
Com
00206R102
78
2330
SH
DFND
0
2330
0
0
ABBVIE INC
Com
00287Y109
1300
13742
SH
SOLE
0
13742
0
0
ABBVIE INC
Com
00287Y109
518
5473
SH
DFND
0
5473
0
0
ADOBE SYSTEMS INC
Com
00724F101
476
1765
SH
SOLE
0
1765
0
0
ALASKA AIR GROUP INC
Com
011659109
394
5728
SH
SOLE
0
5728
0
0
ALASKA AIR GROUP INC
Com
011659109
101
1470
SH
DFND
0
1470
0
0
ALPHABET INC-CL C
Com
02079K107
859
720
SH
SOLE
0
720
0
0
ALPHABET INC-CL C
Com
02079K107
48
40
SH
DFND
0
40
0
0
ALPHABET INC-CL A
Com
02079K305
3192
2644
SH
SOLE
0
2644
0
0
ALPHABET INC-CL A
Com
02079K305
97
80
SH
DFND
0
80
0
0
ALTRIA GROUP INC
Com
02209S103
528
8763
SH
SOLE
0
8763
0
0
ALTRIA GROUP INC
Com
02209S103
117
1935
SH
DFND
0
1935
0
0
AMERIPRISE FINANCIAL INC
Com
03076C106
384
2599
SH
SOLE
0
2599
0
0
AMERIPRISE FINANCIAL INC
Com
03076C106
103
700
SH
DFND
0
700
0
0
BIOGEN INC
Com
09062X103
294
833
SH
SOLE
0
833
0
0
BIOGEN INC
Com
09062X103
9
26
SH
DFND
0
26
0
0
BLACKROCK INC
Com
09247X101
330
700
SH
SOLE
0
700
0
0
BLACKROCK INC
Com
09247X101
14
29
SH
DFND
0
29
0
0
BRISTOL-MYERS SQUIBB CO
Com
110122108
678
10922
SH
SOLE
0
10922
0
0
BRISTOL-MYERS SQUIBB CO
Com
110122108
595
9589
SH
DFND
0
9589
0
0
CF INDUSTRIES HOLDINGS INC
Com
125269100
1073
19713
SH
SOLE
0
19713
0
0
CF INDUSTRIES HOLDINGS INC
Com
125269100
106
1950
SH
DFND
0
1950
0
0
C.H. ROBINSON WORLDWIDE INC
Com
12541W209
367
3751
SH
SOLE
0
3751
0
0
CVS HEALTH CORP
Com
126650100
738
9371
SH
SOLE
0
9371
0
0
CVS HEALTH CORP
Com
126650100
22
283
SH
DFND
0
283
0
0
CAPITAL ONE FINANCIAL CORP
Com
14040H105
386
4066
SH
SOLE
0
4066
0
0
CAPITAL ONE FINANCIAL CORP
Com
14040H105
95
1000
SH
DFND
0
1000
0
0
CATERPILLAR INC
Com
149123101
450
2948
SH
SOLE
0
2948
0
0
CATERPILLAR INC
Com
149123101
79
520
SH
DFND
0
520
0
0
CELGENE CORP
Com
151020104
393
4396
SH
SOLE
0
4396
0
0
CELGENE CORP
Com
151020104
98
1100
SH
DFND
0
1100
0
0
CHEVRON CORP
Com
166764100
2732
22339
SH
SOLE
0
21989
0
350
CHEVRON CORP
Com
166764100
245
2003
SH
DFND
0
2003
0
0
CINEMARK HOLDINGS INC
Com
17243V102
482
12000
SH
SOLE
0
12000
0
0
CISCO SYSTEMS INC
Com
17275R102
1803
37055
SH
SOLE
0
37055
0
0
CISCO SYSTEMS INC
Com
17275R102
345
7100
SH
DFND
0
7100
0
0
CINTAS CORP
Com
172908105
303
1531
SH
SOLE
0
1531
0
0
CLOROX COMPANY
Com
189054109
576
3832
SH
SOLE
0
3832
0
0
COCA-COLA CO/THE
Com
191216100
5942
128650
SH
SOLE
0
127950
0
700
COCA-COLA CO/THE
Com
191216100
32
696
SH
DFND
0
696
0
0
COGNIZANT TECH SOLUTIONS-A
Com
192446102
122
1576
SH
SOLE
0
1576
0
0
COGNIZANT TECH SOLUTIONS-A
Com
192446102
321
4158
SH
DFND
0
4158
0
0
CONOCOPHILLIPS
Com
20825C104
1899
24531
SH
SOLE
0
24531
0
0
CONOCOPHILLIPS
Com
20825C104
44
565
SH
DFND
0
565
0
0
CONSTELLATION BRANDS INC-A
Com
21036P108
439
2038
SH
SOLE
0
2038
0
0
COSTCO WHOLESALE CORP
Com
22160K105
2069
8808
SH
SOLE
0
8808
0
0
DTE ENERGY COMPANY
Com
233331107
420
3850
SH
SOLE
0
3850
0
0
DTE ENERGY COMPANY
Com
233331107
98
900
SH
DFND
0
900
0
0
DANAHER CORP
Com
235851102
630
5795
SH
SOLE
0
5795
0
0
DANAHER CORP
Com
235851102
108
992
SH
DFND
0
992
0
0
DARDEN RESTAURANTS INC
Com
237194105
400
3598
SH
SOLE
0
3598
0
0
WALT DISNEY CO/THE
Com
254687106
1393
11914
SH
SOLE
0
11914
0
0
WALT DISNEY CO/THE
Com
254687106
132
1129
SH
DFND
0
1129
0
0
DOWDUPONT INC
Com
26078J100
534
8305
SH
SOLE
0
8305
0
0
DOWDUPONT INC
Com
26078J100
71
1110
SH
DFND
0
1110
0
0
EOG RESOURCES INC
Com
26875P101
257
2016
SH
SOLE
0
2016
0
0
ETFMG PRIME CYBER SECURITY ETF
Com
26924G201
1029
25631
SH
SOLE
0
25631
0
0
ECOLAB INC
Com
278865100
1017
6485
SH
SOLE
0
6485
0
0
EMERSON ELECTRIC CO
Com
291011104
1086
14179
SH
SOLE
0
13779
0
400
EMERSON ELECTRIC CO
Com
291011104
204
2667
SH
DFND
0
2667
0
0
ENBRIDGE INC
Com
29250N105
220
6814
SH
SOLE
0
6618
0
196
ENBRIDGE INC
Com
29250N105
38
1180
SH
DFND
0
1180
0
0
ENTERPRISE PRODUCTS PARTNERS
Com
293792107
755
26288
SH
SOLE
0
26288
0
0
EXXON MOBIL CORP
Com
30231G102
1800
21174
SH
SOLE
0
21174
0
0
EXXON MOBIL CORP
Com
30231G102
1022
12024
SH
DFND
0
12024
0
0
FACEBOOK INC-A
Com
30303M102
981
5962
SH
SOLE
0
5962
0
0
FACEBOOK INC-A
Com
30303M102
99
605
SH
DFND
0
605
0
0
FEDEX CORP
Com
31428X106
749
3111
SH
SOLE
0
3111
0
0
FEDEX CORP
Com
31428X106
457
1896
SH
DFND
0
1896
0
0
FIRST TRUST DOW JONES INTERNET INDEX FUND
Com
33733E302
559
3952
SH
SOLE
0
3952
0
0
FIRST CLOUD COMPUTING ETF
Com
33734X192
575
10133
SH
SOLE
0
10133
0
0
FISERV INC
Com
337738108
881
10698
SH
SOLE
0
10698
0
0
FISERV INC
Com
337738108
232
2820
SH
DFND
0
2820
0
0
GENERAL DYNAMICS CORP
Com
369550108
519
2537
SH
SOLE
0
2537
0
0
GENERAL DYNAMICS CORP
Com
369550108
20
100
SH
DFND
0
100
0
0
GENERAL ELECTRIC CO
Com
369604103
82
7250
SH
SOLE
0
7250
0
0
GENERAL ELECTRIC CO
Com
369604103
166
14728
SH
DFND
0
14728
0
0
GENERAL MILLS INC
Com
370334104
219
5112
SH
SOLE
0
5112
0
0
GENERAL MILLS INC
Com
370334104
114
2656
SH
DFND
0
2656
0
0
GILEAD SCIENCES INC
Com
375558103
571
7389
SH
SOLE
0
7389
0
0
GILEAD SCIENCES INC
Com
375558103
35
450
SH
DFND
0
450
0
0
GOLDMAN SACHS GROUP INC
Com
38141G104
504
2246
SH
SOLE
0
2246
0
0
GOLDMAN ACTIVEBETA US LC ETF
Com
381430503
586
9968
SH
SOLE
0
9968
0
0
WW GRAINGER INC
Com
384802104
121
339
SH
SOLE
0
339
0
0
WW GRAINGER INC
Com
384802104
652
1824
SH
DFND
0
1824
0
0
HP INC
Com
40434L105
394
15290
SH
SOLE
0
15290
0
0
HP INC
Com
40434L105
173
6700
SH
DFND
0
6700
0
0
HOME DEPOT INC
Com
437076102
413
1992
SH
SOLE
0
1992
0
0
HOME DEPOT INC
Com
437076102
370
1785
SH
DFND
0
1785
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
1143
6867
SH
SOLE
0
6867
0
0
HONEYWELL INTERNATIONAL INC
Com
438516106
116
700
SH
DFND
0
700
0
0
HOST HOTELS & RESORTS INC
Com
44107P104
381
18079
SH
SOLE
0
18079
0
0
HOST HOTELS & RESORTS INC
Com
44107P104
99
4700
SH
DFND
0
4700
0
0
ILLINOIS TOOL WORKS
Com
452308109
606
4294
SH
SOLE
0
4294
0
0
INTEL CORP
Com
458140100
1381
29206
SH
SOLE
0
29206
0
0
INTEL CORP
Com
458140100
517
10931
SH
DFND
0
10931
0
0
INTL BUSINESS MACHINES CORP
Com
459200101
871
5757
SH
SOLE
0
5407
0
350
INTL BUSINESS MACHINES CORP
Com
459200101
485
3210
SH
DFND
0
3210
0
0
INVESCO QQQ TRUST
Com
46090E103
4059
21846
SH
SOLE
0
21846
0
0
Invesco Exchange Trd Fd S&P 500 Eql Wgt ETF
Com
46137V357
1492
13965
SH
SOLE
0
13965
0
0
INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
1374
9787
SH
SOLE
0
9787
0
0
INVESCO S&P SMALLCAP HEALTH CARE ETF
Com
46138E149
70
502
SH
DFND
0
502
0
0
Investment Mangers Ser Tr WCM
Com
461418444
373
22373
SH
SOLE
0
22373
0
0
ISHARES MSCI PACIFIC EX-JAPAN ETF
Com
464286665
310
6835
SH
SOLE
0
6835
0
0
ISHARES CORE S&P US STOCK MARKET ETF
Com
464287150
4248
63748
SH
SOLE
0
63748
0
0
ISHARES DJ SELECT DIVIDEND ETF
Com
464287168
1200
12033
SH
SOLE
0
12033
0
0
ISHARES DJ SELECT DIVIDEND ETF
Com
464287168
80
802
SH
DFND
0
802
0
0
ISHARES TRANSPORTATION AVERAGE ETF
Com
464287192
332
1623
SH
SOLE
0
1623
0
0
ISHARES CORE S&P 500 ETF
Com
464287200
2842
9709
SH
SOLE
0
9709
0
0
ISHARES MSCI EMERGING MKT ETF
Com
464287234
6519
151891
SH
SOLE
0
151891
0
0
ISHARES MSCI EMERGING MKT ETF
Com
464287234
206
4799
SH
DFND
0
4799
0
0
ISHARES S&P 500 GROWTH ETF
Com
464287309
770
4348
SH
SOLE
0
4348
0
0
ISHARES S&P 500 VALUE ETF
Com
464287408
486
4199
SH
SOLE
0
4199
0
0
ISHARES MSCI EAFE ETF
Com
464287465
13500
198552
SH
SOLE
0
198552
0
0
ISHARES MSCI EAFE ETF
Com
464287465
75
1100
SH
DFND
0
1100
0
0
ISHARES RUSSELL MIDCAP VALUE ETF
Com
464287473
463
5131
SH
SOLE
0
5131
0
0
ISHARES RUSSELL MIDCAP ETF
Com
464287499
3289
14918
SH
SOLE
0
14918
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
14197
70530
SH
SOLE
0
70530
0
0
ISHARES CORE S&P MID-CAP ETF
Com
464287507
504
2504
SH
DFND
0
2504
0
0
ISHARES NORTH AMERICAN TECH- SOFTWARE ETF
Com
464287515
614
2995
SH
SOLE
0
2995
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
17755
140221
SH
SOLE
0
140221
0
0
ISHARES RUSSELL 1000 VALUE ETF
Com
464287598
339
2674
SH
DFND
0
2674
0
0
ISHARES S&P MIDCAP 400/GRWTH ETF
Com
464287606
1045
4486
SH
SOLE
0
4486
0
0
ISHARES S&P MIDCAP 400/GRWTH ETF
Com
464287606
23
100
SH
DFND
0
100
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
464287614
25479
163351
SH
SOLE
0
163351
0
0
ISHARES RUSSELL 1000 GROWTH ETF
Com
464287614
769
4930
SH
DFND
0
4930
0
0
ISHARES RUSSELL 1000 ETF
Com
464287622
1120
6925
SH
SOLE
0
6925
0
0
ISHARES RUSSELL 2000 VALUE ETF
Com
464287630
196
1475
SH
SOLE
0
1475
0
0
ISHARES RUSSELL 2000 VALUE ETF
Com
464287630
67
501
SH
DFND
0
501
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
5292
24606
SH
SOLE
0
24606
0
0
ISHARES RUSSELL 2000 GROWTH ETF
Com
464287648
134
625
SH
DFND
0
625
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
5696
33794
SH
SOLE
0
33794
0
0
ISHARES RUSSELL 2000 ETF
Com
464287655
561
3329
SH
DFND
0
3329
0
0
ISHARES S&P MIDCAP 400/VALUE ETF
Com
464287705
766
4575
SH
SOLE
0
4575
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
1870
9636
SH
SOLE
0
9636
0
0
ISHARES DJ US TECHNOLOGY SEC ETF
Com
464287721
144
741
SH
DFND
0
741
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
6380
73137
SH
SOLE
0
73137
0
0
ISHARES CORE S&P SMALL-CAP ETF
Com
464287804
378
4337
SH
DFND
0
4337
0
0
ISHARES S&P SMALLCAP 600/VAL ETF
Com
464287879
477
2860
SH
SOLE
0
2860
0
0
ISHARES S&P SMALLCAP/600 GROWTH ETF
Com
464287887
844
4186
SH
SOLE
0
4186
0
0
ISHARES MSCI ACWI ETF
Com
464288257
697
9389
SH
SOLE
0
9389
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
2242
35995
SH
SOLE
0
35995
0
0
ISHARES MSCI EAFE SMALL CAP ETF
Com
464288273
145
2333
SH
DFND
0
2333
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
3272
30350
SH
SOLE
0
30350
0
0
ISHARES JPMORGAN USD EMERGING MKTS BOND ETF
Com
464288281
156
1447
SH
DFND
0
1447
0
0
ISHARES S&P PREF STK ETF
Com
464288687
831
22393
SH
SOLE
0
22393
0
0
ISHARES U.S. AEROSPACE & DEFENSE ETF
Com
464288760
849
3922
SH
SOLE
0
3922
0
0
ISHARES DJ US MEDICAL DEVICE ETF
Com
464288810
1641
7215
SH
SOLE
0
7215
0
0
ISHARES US HEALTHCARE PROVIDERS ETF
Com
464288828
234
1173
SH
SOLE
0
1173
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
8369
343845
SH
SOLE
0
343845
0
0
ISHARES CORE US TREASURY BOND ETF
Com
46429B267
83
3422
SH
DFND
0
3422
0
0
IShares Tr Fltg Rate Nt ETF
Com
46429B655
729
14281
SH
SOLE
0
14281
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
2091
41666
SH
SOLE
0
41666
0
0
ISHARES SHORT MATURITY BOND ETF
Com
46431W507
33
650
SH
DFND
0
650
0
0
ISHARES EDGE MSCI USA QUALITY
Com
46432F339
1826
20205
SH
SOLE
0
20205
0
0
ISHARES EDGE MSCI USA MOMENT
Com
46432F396
4231
35557
SH
SOLE
0
35557
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
9515
148493
SH
SOLE
0
148493
0
0
ISHARES CORE MSCI EAFE ETF
Com
46432F842
1029
16063
SH
DFND
0
16063
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
413
7977
SH
SOLE
0
7977
0
0
ISHARES CORE MSCI EMERGING MARKETS ETF
Com
46434G103
34
658
SH
DFND
0
658
0
0
ISHA CURR HEDGED MSCI EAFE
Com
46434V803
607
20262
SH
SOLE
0
20262
0
0
ISHA CURR HEDGED MSCI EAFE
Com
46434V803
94
3150
SH
DFND
0
3150
0
0
ISHARES MORTGAGE REAL ESTATE ETF
Com
46435G342
201
4617
SH
SOLE
0
4617
0
0
JPMORGAN CHASE & CO
Com
46625H100
3148
27896
SH
SOLE
0
27896
0
0
JPMORGAN CHASE & CO
Com
46625H100
121
1070
SH
DFND
0
1070
0
0
JPMORGAN ALERIAN MLP INDEX ETN
Com
46625H365
262
9540
SH
SOLE
0
9540
0
0
JOHNSON & JOHNSON
Com
478160104
2838
20542
SH
SOLE
0
20292
0
250
JOHNSON & JOHNSON
Com
478160104
1330
9629
SH
DFND
0
9629
0
0
KIMBERLY-CLARK CORP
Com
494368103
488
4292
SH
SOLE
0
4017
0
275
KIMBERLY-CLARK CORP
Com
494368103
68
600
SH
DFND
0
600
0
0
LKQ CORPORATION
Com
501889208
357
11257
SH
SOLE
0
11257
0
0
LKQ CORPORATION
Com
501889208
92
2900
SH
DFND
0
2900
0
0
ELI LILLY & CO
Com
532457108
785
7317
SH
SOLE
0
7317
0
0
ELI LILLY & CO
Com
532457108
25
232
SH
DFND
0
232
0
0
LOWE'S COS INC
Com
548661107
464
4039
SH
SOLE
0
4039
0
0
LOWE'S COS INC
Com
548661107
70
610
SH
DFND
0
610
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
477
2145
SH
SOLE
0
2145
0
0
MASTERCARD INC-CLASS A
Com
57636Q104
127
570
SH
DFND
0
570
0
0
MCDONALD'S CORP
Com
580135101
1153
6894
SH
SOLE
0
6894
0
0
MCDONALD'S CORP
Com
580135101
17
100
SH
DFND
0
100
0
0
MCKESSON CORP
Com
58155Q103
397
2992
SH
SOLE
0
2992
0
0
MCKESSON CORP
Com
58155Q103
106
800
SH
DFND
0
800
0
0
MERCK & CO. INC.
Com
58933Y105
137
1932
SH
SOLE
0
1932
0
0
MERCK & CO. INC.
Com
58933Y105
640
9027
SH
DFND
0
9027
0
0
MICROSOFT CORP
Com
594918104
3208
28047
SH
SOLE
0
28047
0
0
MICROSOFT CORP
Com
594918104
1791
15656
SH
DFND
0
15656
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
197
4590
SH
SOLE
0
4590
0
0
MONDELEZ INTERNATIONAL INC-A
Com
609207105
121
2815
SH
DFND
0
2815
0
0
MOTOROLA SOLUTIONS INC
Com
620076307
546
4192
SH
SOLE
0
4192
0
0
NATIONAL OILWELL VARCO INC
Com
637071101
388
9000
SH
SOLE
0
9000
0
0
NATIONAL OILWELL VARCO INC
Com
637071101
93
2150
SH
DFND
0
2150
0
0
NETFLIX INC
Com
64110L106
724
1934
SH
SOLE
0
1934
0
0
NEXTERA ENERGY INC
Com
65339F101
235
1401
SH
SOLE
0
1401
0
0
NEXTERA ENERGY INC
Com
65339F101
17
102
SH
DFND
0
102
0
0
NIKE INC -CL B
Com
654106103
465
5490
SH
SOLE
0
5490
0
0
NORFOLK SOUTHERN CORP
Com
655844108
222
1230
SH
SOLE
0
1230
0
0
NORFOLK SOUTHERN CORP
Com
655844108
56
310
SH
DFND
0
310
0
0
NVIDIA CORP
Com
67066G104
2137
7604
SH
SOLE
0
7604
0
0
NVIDIA CORP
Com
67066G104
98
350
SH
DFND
0
350
0
0
ORACLE CORP
Com
68389X105
496
9620
SH
SOLE
0
9620
0
0
ORACLE CORP
Com
68389X105
6
115
SH
DFND
0
115
0
0
PNC FINANCIAL SERVICES GROUP
Com
693475105
240
1762
SH
SOLE
0
1762
0
0
PNC FINANCIAL SERVICES GROUP
Com
693475105
57
420
SH
DFND
0
420
0
0
PALO ALTO NETWORKS INC
Com
697435105
740
3287
SH
SOLE
0
3287
0
0
PAYPAL HOLDINGS INC
Com
70450Y103
785
8942
SH
SOLE
0
8942
0
0
PEPSICO INC
Com
713448108
792
7083
SH
SOLE
0
6908
0
175
PEPSICO INC
Com
713448108
666
5955
SH
DFND
0
5955
0
0
PFIZER INC
Com
717081103
1957
44409
SH
SOLE
0
44409
0
0
PFIZER INC
Com
717081103
519
11781
SH
DFND
0
11781
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
489
5996
SH
SOLE
0
5996
0
0
PHILIP MORRIS INTERNATIONAL
Com
718172109
162
1985
SH
DFND
0
1985
0
0
PHILLIPS 66
Com
718546104
269
2390
SH
SOLE
0
2315
0
75
PHILLIPS 66
Com
718546104
21
184
SH
DFND
0
184
0
0
PROCTER & GAMBLE CO/THE
Com
742718109
1120
13456
SH
SOLE
0
13206
0
250
PROCTER & GAMBLE CO/THE
Com
742718109
248
2974
SH
DFND
0
2974
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
428
8108
SH
SOLE
0
8108
0
0
PUBLIC SERVICE ENTERPRISE GP
Com
744573106
133
2516
SH
DFND
0
2516
0
0
QUALCOMM INC
Com
747525103
193
2683
SH
SOLE
0
2683
0
0
QUALCOMM INC
Com
747525103
31
428
SH
DFND
0
428
0
0
ROPER TECHNOLOGIES INC
Com
776696106
399
1348
SH
SOLE
0
1348
0
0
ROPER TECHNOLOGIES INC
Com
776696106
148
498
SH
DFND
0
498
0
0
Royce Pennsylvania Mutual Fund
Com
780905840
339
29162
SH
SOLE
0
29162
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
12490
42963
SH
SOLE
0
42963
0
0
SPDR S&P 500 ETF TRUST
Com
78462F103
426
1467
SH
DFND
0
1467
0
0
SPDR GOLD TRUST
Com
78463V107
841
7461
SH
SOLE
0
7461
0
0
SPDR MSCI ACWI EX-US
Com
78463X848
3747
100290
SH
SOLE
0
100290
0
0
SPDR MSCI ACWI EX-US
Com
78463X848
445
11920
SH
DFND
0
11920
0
0
SPDR DJ WILSHIRE INTL REAL ESTATE
Com
78463X863
275
7181
SH
SOLE
0
7181
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
5862
108669
SH
SOLE
0
108669
0
0
SPDR BBG BARC CONVERTIBLE
Com
78464A359
509
9428
SH
DFND
0
9428
0
0
SPDR S&P HEALTHCARE SERVICES ETF
Com
78464A573
247
3223
SH
SOLE
0
3223
0
0
SPDR S&P HEALTH CARE EQUIPMENT ETF
Com
78464A581
459
5222
SH
SOLE
0
5222
0
0
SPDR DOW JONES REIT ETF
Com
78464A607
430
4608
SH
SOLE
0
4608
0
0
SPDR DOW JONES REIT ETF
Com
78464A607
9
99
SH
DFND
0
99
0
0
SPDR S&P REGIONAL BANKING ETF
Com
78464A698
511
8606
SH
SOLE
0
8606
0
0
SPDR S&P REGIONAL BANKING ETF
Com
78464A698
19
316
SH
DFND
0
316
0
0
SPDR S&P OIL & GAS EXP & PR
Com
78464A730
802
18537
SH
SOLE
0
18537
0
0
KBW BANK ETF
Com
78464A797
381
8191
SH
SOLE
0
8191
0
0
KBW BANK ETF
Com
78464A797
32
690
SH
DFND
0
690
0
0
SPDR S&P BIOTECH ETF
Com
78464A870
447
4665
SH
SOLE
0
4665
0
0
SPDR S&P MIDCAP 400 ETF TRUST
Com
78467Y107
1565
4260
SH
SOLE
0
4260
0
0
SVB FINANCIAL GROUP
Com
78486Q101
622
2000
SH
SOLE
0
2000
0
0
SCHWAB (CHARLES) CORP
Com
808513105
956
19457
SH
SOLE
0
19457
0
0
SCHWAB (CHARLES) CORP
Com
808513105
53
1085
SH
DFND
0
1085
0
0
MATERIALS SELECT SPDR FUND
Com
81369Y100
377
6502
SH
SOLE
0
6502
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
3274
34414
SH
SOLE
0
34414
0
0
HEALTH CARE SELECT SECTOR SPDR
Com
81369Y209
43
450
SH
DFND
0
450
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
Com
81369Y308
508
9428
SH
SOLE
0
9428
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
Com
81369Y308
23
425
SH
DFND
0
425
0
0
CONSUMER DISCRETIONARY SELT
Com
81369Y407
2247
19168
SH
SOLE
0
19168
0
0
ENERGY SELECT SECTOR SPDR
Com
81369Y506
1179
15561
SH
SOLE
0
15561
0
0
FINANCIAL SELECT SECTOR SPDR
Com
81369Y605
2016
73084
SH
SOLE
0
73084
0
0
INDUSTRIAL SELECT SECTOR SPDR ETF
Com
81369Y704
1035
13201
SH
SOLE
0
13201
0
0
TECHNOLOGY SELECT SECT SPDR
Com
81369Y803
2887
38328
SH
SOLE
0
38328
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
636
12077
SH
SOLE
0
12077
0
0
UTILITIES SELECT SECTOR SPDR
Com
81369Y886
15
280
SH
DFND
0
280
0
0
SOUTHERN CO/THE
Com
842587107
213
4887
SH
SOLE
0
4887
0
0
SOUTHERN CO/THE
Com
842587107
89
2038
SH
DFND
0
2038
0
0
STANLEY BLACK & DECKER INC
Com
854502101
600
4097
SH
SOLE
0
4097
0
0
STANLEY BLACK & DECKER INC
Com
854502101
104
710
SH
DFND
0
710
0
0
STERICYCLE INC
Com
858912108
342
5824
SH
SOLE
0
5824
0
0
STERICYCLE INC
Com
858912108
94
1600
SH
DFND
0
1600
0
0
SYSCO CORP
Com
871829107
650
8870
SH
SOLE
0
8870
0
0
TJX COMPANIES INC
Com
872540109
274
2448
SH
SOLE
0
2448
0
0
TEXAS INSTRUMENTS INC
Com
882508104
209
1947
SH
SOLE
0
1947
0
0
TEXAS INSTRUMENTS INC
Com
882508104
75
700
SH
DFND
0
700
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
1157
4739
SH
SOLE
0
4739
0
0
THERMO FISHER SCIENTIFIC INC
Com
883556102
132
540
SH
DFND
0
540
0
0
3M CO
Com
88579Y101
802
3805
SH
SOLE
0
3805
0
0
3M CO
Com
88579Y101
684
3246
SH
DFND
0
3246
0
0
TYSON FOODS INC-CL A
Com
902494103
339
5687
SH
SOLE
0
5687
0
0
TYSON FOODS INC-CL A
Com
902494103
98
1645
SH
DFND
0
1645
0
0
US BANCORP
Com
902973304
350
6628
SH
SOLE
0
6628
0
0
US BANCORP
Com
902973304
43
820
SH
DFND
0
820
0
0
UNION PACIFIC CORP
Com
907818108
1103
6773
SH
SOLE
0
6773
0
0
UNION PACIFIC CORP
Com
907818108
480
2949
SH
DFND
0
2949
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
728
5209
SH
SOLE
0
5209
0
0
UNITED TECHNOLOGIES CORP
Com
913017109
181
1295
SH
DFND
0
1295
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
331
1243
SH
SOLE
0
1243
0
0
UNITEDHEALTH GROUP INC
Com
91324P102
45
170
SH
DFND
0
170
0
0
UNUM GROUP
Com
91529Y106
355
9099
SH
SOLE
0
9099
0
0
UNUM GROUP
Com
91529Y106
105
2700
SH
DFND
0
2700
0
0
VF CORP
Com
918204108
641
6861
SH
SOLE
0
6861
0
0
VALERO ENERGY CORP
Com
91913Y100
390
3430
SH
SOLE
0
3430
0
0
VALERO ENERGY CORP
Com
91913Y100
168
1480
SH
DFND
0
1480
0
0
VANGUARD DIVIDEND APPREC ETF
Com
921908844
352
3181
SH
SOLE
0
3181
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
Com
921943858
462
10684
SH
SOLE
0
10684
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
773
8873
SH
SOLE
0
8873
0
0
VANGUARD HIGH DVD YIELD ETF
Com
921946406
144
1657
SH
DFND
0
1657
0
0
VANGUARD INTL HIGH DIVIDEND YIELD ETF
Com
921946794
25
395
SH
SOLE
0
395
0
0
VANGUARD INTL HIGH DIVIDEND YIELD ETF
Com
921946794
185
2938
SH
DFND
0
2938
0
0
VANGUARD FTSE ALL-WORLD EX-US
Com
922042775
949
18229
SH
SOLE
0
18229
0
0
VANGUARD FTSE ALL-WORLD EX-US
Com
922042775
524
10075
SH
DFND
0
10075
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
217
5287
SH
SOLE
0
5287
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
14
352
SH
DFND
0
352
0
0
VANGUARD ENERGY ETF
Com
92204A306
218
2070
SH
SOLE
0
2070
0
0
VANGUARD ENERGY ETF
Com
92204A306
34
320
SH
DFND
0
320
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
823
10529
SH
SOLE
0
10529
0
0
VANGUARD SHORT-TERM CORP BO
Com
92206C409
113
1450
SH
DFND
0
1450
0
0
VANGUARD S&P 500 ETF
Com
922908363
243
909
SH
SOLE
0
909
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
1153
14296
SH
SOLE
0
14296
0
0
VANGUARD REAL ESTATE ETF
Com
922908553
78
971
SH
DFND
0
971
0
0
VANGUARD IND FD MID-CAP
Com
922908629
278
1693
SH
SOLE
0
1693
0
0
VANGUARD IND FD MID-CAP
Com
922908629
225
1370
SH
DFND
0
1370
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
182
1118
SH
SOLE
0
1118
0
0
VANGUARD SMALL-CAP ETF
Com
922908751
130
800
SH
DFND
0
800
0
0
VANGUARD TOTAL STOCK MARKET ETF
Com
922908769
283
1890
SH
SOLE
0
1890
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
1919
35940
SH
SOLE
0
35940
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
220
4115
SH
DFND
0
4115
0
0
VISA INC-CLASS A SHARES
Com
92826C839
1983
13212
SH
SOLE
0
12762
0
450
VISA INC-CLASS A SHARES
Com
92826C839
45
300
SH
DFND
0
300
0
0
WALMART INC
Com
931142103
1106
11781
SH
SOLE
0
11781
0
0
WALMART INC
Com
931142103
169
1800
SH
DFND
0
1800
0
0
WALGREENS BOOTS ALLIANCE INC
Com
931427108
802
11008
SH
SOLE
0
11008
0
0
WALGREENS BOOTS ALLIANCE INC
Com
931427108
108
1480
SH
DFND
0
1480
0
0
WELLS FARGO & CO
Com
949746101
862
16393
SH
SOLE
0
16393
0
0
WELLS FARGO & CO
Com
949746101
663
12615
SH
DFND
0
12615
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
1556
35639
SH
SOLE
0
35639
0
0
WISDOMTREE EMERGING MARKETS
Com
97717W315
63
1435
SH
DFND
0
1435
0
0
WISDOM TREE MID CAP DIVIDEND
Com
97717W505
300
8145
SH
SOLE
0
8145
0
0
WISDOM TREE SMALL CAP DIVIDEND
Com
97717W604
731
24600
SH
SOLE
0
24600
0
0
WISDOMTREE US QUALITY DIVID
Com
97717X669
1310
29554
SH
SOLE
0
29554
0
0
WISDOMTREE US QUALITY DIVID
Com
97717X669
102
2290
SH
DFND
0
2290
0
0
WISDOMTREE US MULTIFACTOR FUND
Com
97717Y857
572
18589
SH
SOLE
0
18589
0
0
XYLEM INC
Com
98419M100
844
10564
SH
SOLE
0
10564
0
0
Infineon Technolog Ord NPV
Pfd Stk
D58895059
285
11900
SH
SOLE
0
11900
0
0