0001422508-14-000008.txt : 20141021 0001422508-14-000008.hdr.sgml : 20141021 20141020180246 ACCESSION NUMBER: 0001422508-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141021 DATE AS OF CHANGE: 20141020 EFFECTIVENESS DATE: 20141021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montecito Bank & Trust CENTRAL INDEX KEY: 0001422508 IRS NUMBER: 952900153 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13052 FILM NUMBER: 141164622 BUSINESS ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 BUSINESS PHONE: 805-564-0281 MAIL ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001422508 XXXXXXXX 09-30-2014 09-30-2014 Montecito Bank & Trust

P.O. BOX 1440 SANTA BARBARA CA 93102

13F HOLDINGS REPORT 028-13052 N Peter Madlem 8055640281 Peter Madlem Santa Barbara CA 10-20-2014 0 190 164855 false INFORMATION TABLE 2 MBT09302014.xml ABBOTT LABS INC COMMON STOCK 2824100 533 12827 SH SOLE 0 12827 0 0 ABBVIE INC COMMON STOCK 00287Y109 686 11877 SH SOLE 0 11877 0 0 ALLSTATE CORP COMMON STOCK 20002101 317 5169 SH SOLE 0 5169 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 231 5020 SH SOLE 0 5020 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 407 4650 SH SOLE 0 4650 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 2 25 SH OTR 0 25 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 254 5261 SH SOLE 0 5261 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 2 50 SH OTR 0 50 0 0 AMGEN INC COMMON STOCK 31162100 418 2979 SH SOLE 0 2979 0 0 ANADARKO PETE CORP COM COMMON STOCK 32511107 839 8273 SH SOLE 0 8273 0 0 ANIXTER INTERNATIONAL INC COMMON STOCK 35290105 339 4000 SH SOLE 0 4000 0 0 APPLE INC COMMON STOCK 37833100 2255 22380 SH SOLE 0 22380 0 0 APPLE INC COMMON STOCK 37833100 4 35 SH OTR 0 35 0 0 AT & T INC COMMON STOCK 00206R102 534 15162 SH SOLE 0 15162 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 384 4621 SH SOLE 0 4621 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 2 25 SH OTR 0 25 0 0 AVERY DENNISON CORP COMMON STOCK 53611109 697 15600 SH SOLE 0 15600 0 0 BB&T CORPORATION COMMON STOCK 54937107 211 5670 SH SOLE 0 5670 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 84670108 414 2 SH SOLE 0 2 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 84670702 310 2243 SH SOLE 0 2243 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 695 13578 SH SOLE 0 13578 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1 25 SH OTR 0 25 0 0 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 234 3300 SH SOLE 0 3300 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 2250 18858 SH SOLE 0 18858 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 3 25 SH OTR 0 25 0 0 CINEMARK HOLDING INC COMMON STOCK 17243V102 300 8800 SH SOLE 0 8800 0 0 CINTAS CORP COMMON STOCK 172908105 244 3456 SH SOLE 0 3456 0 0 COCA COLA CO COM COMMON STOCK 191216100 1494 35010 SH SOLE 0 35010 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 383 5009 SH SOLE 0 5009 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 2 25 SH OTR 0 25 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 875 6984 SH SOLE 0 6984 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 1 10 SH OTR 0 10 0 0 CVS HEALTH CORP COMMON STOCK 126650100 401 5043 SH SOLE 0 5043 0 0 CVS HEALTH CORP COMMON STOCK 126650100 2 25 SH OTR 0 25 0 0 DANAHER CORP COMMON STOCK 235851102 272 3583 SH SOLE 0 3583 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 548 7630 SH SOLE 0 7630 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 2 25 SH OTR 0 25 0 0 EMERSON ELECTRIC COMMON STOCK 291011104 758 12113 SH SOLE 0 12113 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 1092 27088 SH SOLE 0 27088 0 0 EV ENERGY PARTNERS LP COMMON STOCK 26926V107 353 9963 SH SOLE 0 9963 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 208 2945 SH SOLE 0 2945 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2768 29435 SH SOLE 0 29435 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2 25 SH OTR 0 25 0 0 FISERV INC COM COMMON STOCK 337738108 230 3562 SH SOLE 0 3562 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 212 1668 SH SOLE 0 1668 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1007 39290 SH SOLE 0 39290 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1 50 SH OTR 0 50 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 496 4664 SH SOLE 0 4664 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 2 20 SH OTR 0 20 0 0 GOOGLE INC CLASS C COMMON STOCK 38259P706 305 529 SH SOLE 0 529 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 382 649 SH SOLE 0 649 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 4 6 SH OTR 0 6 0 0 HEWLETT PACKARD CO COMMON STOCK 428236103 261 7365 SH SOLE 0 7365 0 0 HOME DEPOT INC COMMON STOCK 437076102 352 3837 SH SOLE 0 3837 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 308 3306 SH SOLE 0 3306 0 0 IBM CORPORATION COMMON STOCK 459200101 816 4296 SH SOLE 0 4296 0 0 IBM CORPORATION COMMON STOCK 459200101 1 5 SH OTR 0 5 0 0 INTEL CORP COMMON STOCK 458140100 721 20714 SH SOLE 0 20714 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3228 30284 SH SOLE 0 30284 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3 25 SH OTR 0 25 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 348 7920 SH SOLE 0 7920 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 1 25 SH OTR 0 25 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 281 4663 SH SOLE 0 4663 0 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 253 2350 SH SOLE 0 2350 0 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 1159 12426 SH SOLE 0 12426 0 0 KINDER MORGAN MANAGEMENT LLC COMMON STOCK 49455U100 355 3767 SH SOLE 0 3767 0 0 LEGACY RESERVES LP COMMON STOCK 524707304 398 13400 SH SOLE 0 13400 0 0 LILLY ELI & CO COMMON STOCK 532457108 271 4174 SH SOLE 0 4174 0 0 LYDALL INC COMMON STOCK 550819106 324 11994 SH SOLE 0 11994 0 0 MACY S INC COMMON STOCK 55616P104 322 5538 SH SOLE 0 5538 0 0 MACY S INC COMMON STOCK 55616P104 1 25 SH OTR 0 25 0 0 MCDONALDS CORP COMMON STOCK 580135101 516 5446 SH SOLE 0 5446 0 0 MEAD JOHNSON NUTRITION CO COMMON STOCK 582839106 205 2129 SH SOLE 0 2129 0 0 MICROSOFT CORP COMMON STOCK 594918104 669 14420 SH SOLE 0 14420 0 0 NATIONAL-OILWELL INC COMMON STOCK 637071101 315 4133 SH SOLE 0 4133 0 0 NIKE INC CLASS B COM COMMON STOCK 654106103 262 2939 SH SOLE 0 2939 0 0 NIKE INC CLASS B COM COMMON STOCK 654106103 2 25 SH OTR 0 25 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 234 2101 SH SOLE 0 2101 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 1 5 SH OTR 0 5 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 423 6137 SH SOLE 0 6137 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 456 11920 SH SOLE 0 11920 0 0 PEPSICO INC COMMON STOCK 713448108 615 6604 SH SOLE 0 6604 0 0 PEPSICO INC COMMON STOCK 713448108 2 20 SH OTR 0 20 0 0 PFIZER INC COMMON STOCK 717081103 1628 55040 SH SOLE 0 55040 0 0 PFIZER INC COMMON STOCK 717081103 3 100 SH OTR 0 100 0 0 PG & E CORP COMMON STOCK 69331C108 269 5976 SH SOLE 0 5976 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 402 4817 SH SOLE 0 4817 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 903 10786 SH SOLE 0 10786 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 2 25 SH OTR 0 25 0 0 PROSPECT CAPITAL CORPORATION COMMON STOCK 74348T102 1066 107646 SH SOLE 0 107646 0 0 QUALCOMM INC COMMON STOCK 747525103 395 5288 SH SOLE 0 5288 0 0 REGAL ENTERTAINMENT GROUP CL A COMMON STOCK 758766109 239 12000 SH SOLE 0 12000 0 0 REGENCY ENERGY PARTNERS LP COMMON STOCK 75885Y107 397 12170 SH SOLE 0 12170 0 0 SEALED AIR CORP NEW COMMON STOCK 81211K100 209 6000 SH SOLE 0 6000 0 0 SIGMA ALDRICH CORP COMMON STOCK 826552101 260 1910 SH SOLE 0 1910 0 0 SPECTRA ENERGY CORP WI COMMON STOCK 847560109 204 5184 SH SOLE 0 5184 0 0 SPECTRA ENERGY CORP WI COMMON STOCK 847560109 2 60 SH OTR 0 60 0 0 SUNOCO LOGISTICS PARTNERS LP COMMON STOCK 86764L108 698 14468 SH SOLE 0 14468 0 0 TRINITY INDUSTRIES INC COMMON STOCK 896522109 304 6512 SH SOLE 0 6512 0 0 TRINITY INDUSTRIES INC COMMON STOCK 896522109 2 40 SH OTR 0 40 0 0 UNION PAC CORP COMMON STOCK 907818108 631 5820 SH SOLE 0 5820 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 377 3567 SH SOLE 0 3567 0 0 US BANCORP COMMON STOCK 902973304 277 6629 SH SOLE 0 6629 0 0 V.F. CORP COMMON STOCK 918204108 278 4217 SH SOLE 0 4217 0 0 V.F. CORP COMMON STOCK 918204108 1 20 SH OTR 0 20 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 814 16283 SH SOLE 0 16283 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3 50 SH OTR 0 50 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 569 2667 SH SOLE 0 2667 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 2 10 SH OTR 0 10 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 716 8043 SH SOLE 0 8043 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 2 20 SH OTR 0 20 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1377 26544 SH SOLE 0 26544 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 364 3745 SH SOLE 0 3745 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 1 15 SH OTR 0 15 0 0 3M CO COMMON STOCK 88579Y101 404 2850 SH SOLE 0 2850 0 0 ROYAL DUTCH SHELL SPONS ADR COMMON STOCK 780259206 212 2790 SH SOLE 0 2790 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 664 6532 SH SOLE 0 6532 0 0 BRANDYWINE RLTY TR NEW OTHER 105368203 2814 200000 SH SOLE 0 0 0 0 COVIDIEN PLC OTHER G2554F113 1162 13435 SH SOLE 0 13435 0 0 COVIDIEN PLC OTHER G2554F113 3 35 SH OTR 0 35 0 0 EATON CORP PLC OTHER G29183103 210 3310 SH SOLE 0 3310 0 0 ALERIAN MLP ETF OTHER 00162Q866 2399 125146 SH SOLE 0 0 0 0 ALERIAN MLP ETF OTHER 00162Q866 25 1300 SH OTR 0 0 0 0 CONSUMER DISCRETIONARY SELT OTHER 81369Y407 691 10359 SH SOLE 0 0 0 0 CONSUMER STAPLES SELECT SECTOR OTHER 81369Y308 682 15114 SH SOLE 0 0 0 0 FINANCIAL SELECT SECTOR SPDR OTHER 81369Y605 517 22324 SH SOLE 0 0 0 0 FIRST TRUST NORTH AMERICAN E OTHER 33738D101 1017 37461 SH SOLE 0 0 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 328 9541 SH SOLE 0 0 0 0 HEALTH CARE SELECT SECTOR SPDR OTHER 81369Y209 980 15333 SH SOLE 0 0 0 0 INDUSTRIAL SELECT SECTOR SPDR OTHER 81369Y704 222 4184 SH SOLE 0 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 11078 81016 SH SOLE 0 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 31 230 SH OTR 0 0 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 414 3967 SH SOLE 0 0 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 2304 11621 SH SOLE 0 0 0 0 ISHARES DJ SELECT DIVIDEND ETF OTHER 464287168 1399 18937 SH SOLE 0 0 0 0 ISHARES DJ US MEDICAL DEVICE E OTHER 464288810 571 5745 SH SOLE 0 0 0 0 ISHARES DJ US TECHNOLOGY SEC E OTHER 464287721 1764 17508 SH SOLE 0 0 0 0 ISHARES FTSE NAREIT MTG REITS OTHER 464288539 518 43942 SH SOLE 0 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 12357 192722 SH SOLE 0 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 46 712 SH OTR 0 0 0 0 ISHARES MSCI EMERGING MKT ETF OTHER 464287234 640 15393 SH SOLE 0 0 0 0 ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 249 5400 SH SOLE 0 0 0 0 ISHARES RUSSEL 2000 VALUE ETF OTHER 464287630 757 8093 SH SOLE 0 0 0 0 ISHARES RUSSELL MICROCAP ETF OTHER 464288869 480 6911 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 16437 179385 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 66 715 SH OTR 0 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 9326 93178 SH SOLE 0 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 57 566 SH OTR 0 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 3257 29782 SH SOLE 0 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 10 90 SH OTR 0 0 0 0 ISHARES RUSSELL 2000 GROWTH ET OTHER 464287648 3494 26938 SH SOLE 0 0 0 0 ISHARES S&P MIDCAP 400/GRWTH E OTHER 464287606 442 2921 SH SOLE 0 0 0 0 ISHARES S&P MIDCAP 400/VALUE E OTHER 464287705 210 1748 SH SOLE 0 0 0 0 ISHARES S&P SMALLCAP/600 GROWT OTHER 464287887 201 1785 SH SOLE 0 0 0 0 ISHARES S&P 500 GROWTH ETF OTHER 464287309 388 3630 SH SOLE 0 0 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 203 2250 SH SOLE 0 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 2025 38146 SH SOLE 0 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 31 580 SH OTR 0 0 0 0 KBW BANK ETF OTHER 78464A797 367 11514 SH SOLE 0 0 0 0 POWERSHARES DB COMMODITY IND OTHER 73935S105 313 13477 SH SOLE 0 0 0 0 POWERSHARES DYN ENRG EXP PRO OTHER 73935X658 275 8250 SH SOLE 0 0 0 0 POWERSHARES NYM OIL & GAS SV OTHER 73935X625 454 17951 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUST OTHER 73935A104 597 6047 SH SOLE 0 0 0 0 POWERSHARES S&P SC HEALTH CARE OTHER 73937B886 1041 18891 SH SOLE 0 0 0 0 SPDR DJ WILSHIRE INTL REAL EST OTHER 78463X863 682 16481 SH SOLE 0 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 3207 40183 SH SOLE 0 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 23 290 SH OTR 0 0 0 0 SPDR GOLD TRUST OTHER 78463V107 204 1758 SH SOLE 0 0 0 0 SPDR S&P BIOTECH ETF OTHER 78464A870 1458 9349 SH SOLE 0 0 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 1667 6688 SH SOLE 0 0 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 8666 43983 SH SOLE 0 0 0 0 UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 539 12808 SH SOLE 0 0 0 0 VANGUARD DIVIDEND APPREC ETF OTHER 921908844 376 4892 SH SOLE 0 0 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 2843 57745 SH SOLE 0 0 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 248 6247 SH SOLE 0 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 769 18433 SH SOLE 0 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 11 273 SH OTR 0 0 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 2219 18912 SH SOLE 0 0 0 0 VANGUARD REIT ETF OTHER 922908553 514 7160 SH SOLE 0 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 1232 11134 SH SOLE 0 0 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 469 4633 SH SOLE 0 0 0 0 WISDOMTREE EMERGING MKTS S/C D OTHER 97717W281 1549 33523 SH SOLE 0 0 0 0 ABERDEEN ASIA PAC PRIME INC OTHER 3009107 83 14000 SH SOLE 0 0 0 0 FLAH & CRUM PFD SECU INCOME FU OTHER 338478100 397 20584 SH SOLE 0 0 0 0 ISHARES BARCLAYS 20+ YEAR TR E OTHER 464287432 564 4854 SH SOLE 0 0 0 0 ISHARES IBOXX H/Y CORP BOND ET OTHER 464288513 705 7662 SH SOLE 0 0 0 0 ISHARES IBOXX INV GRD CORP BON OTHER 464287242 893 7552 SH SOLE 0 0 0 0 NUVEEN CALIFORNIA MUNI VALUE F OTHER 67062C107 186 17975 SH SOLE 0 0 0 0 NUVEEN INS CA T/F ADV MUN FD OTHER 670651108 471 33816 SH SOLE 0 0 0 0 PIMCO 0-5 YEAR H/Y CORP BD IND OTHER 72201R783 880 8493 SH SOLE 0 0 0 0