0001422508-14-000006.txt : 20140714 0001422508-14-000006.hdr.sgml : 20140714 20140711192143 ACCESSION NUMBER: 0001422508-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140714 DATE AS OF CHANGE: 20140711 EFFECTIVENESS DATE: 20140714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montecito Bank & Trust CENTRAL INDEX KEY: 0001422508 IRS NUMBER: 952900153 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13052 FILM NUMBER: 14972585 BUSINESS ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 BUSINESS PHONE: 805-564-0281 MAIL ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001422508 XXXXXXXX 06-30-2014 06-30-2014 Montecito Bank & Trust

P.O. BOX 1440 SANTA BARBARA CA 93102

13F HOLDINGS REPORT 028-13052 N Peter Madlen 8055643428 Peter Madlem Santa Barbara CA 07-11-2014 0 197 165541 false INFORMATION TABLE 2 June2014.xml ABBOTT LABS INC COMMON STOCK 2824100 525 12827 SH SOLE 12827 0 0 ABBVIE INC COMMON STOCK 00287Y109 670 11877 SH SOLE 11877 0 0 ALLSTATE CORP COMMON STOCK 20002101 304 5169 SH SOLE 5169 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 446 4697 SH SOLE 4697 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 2 25 SH OTR 25 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 227 4594 SH SOLE 4594 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 30420103 2 50 SH OTR 50 0 0 AMGEN INC COMMON STOCK 31162100 390 3293 SH SOLE 3293 0 0 AMGEN INC COMMON STOCK 31162100 2 20 SH OTR 20 0 0 ANADARKO PETE CORP COM COMMON STOCK 32511107 928 8473 SH SOLE 8473 0 0 ANIXTER INTERNATIONAL INC COMMON STOCK 35290105 400 4000 SH SOLE 4000 0 0 ANNALY MTG MGMT INC COM COMMON STOCK 35710409 138 12045 SH SOLE 12045 0 0 APPLE INC COMMON STOCK 37833100 1708 18375 SH SOLE 18375 0 0 APPLE INC COMMON STOCK 37833100 5 50 SH OTR 50 0 0 AT & T INC COMMON STOCK 00206R102 474 13412 SH SOLE 13412 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 242 3047 SH SOLE 3047 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 53015103 2 25 SH OTR 25 0 0 AVERY DENNISON CORP COMMON STOCK 53611109 800 15600 SH SOLE 15600 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 84670108 380 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 84670702 284 2243 SH SOLE 2243 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 621 12795 SH SOLE 12795 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 2 50 SH OTR 50 0 0 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 215 3300 SH SOLE 3300 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 2428 18595 SH SOLE 18595 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 3 25 SH OTR 25 0 0 CINEMARK HOLDING INC COMMON STOCK 17243V102 311 8800 SH SOLE 8800 0 0 CINTAS CORP COMMON STOCK 172908105 220 3456 SH SOLE 3456 0 0 COCA COLA CO COM COMMON STOCK 191216100 1474 34800 SH SOLE 34800 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 213 3977 SH SOLE 3977 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 1 25 SH OTR 25 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 289 3375 SH SOLE 3375 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 4 50 SH OTR 50 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 818 7103 SH SOLE 7103 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 1 10 SH OTR 10 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 386 5126 SH SOLE 5126 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 2 25 SH OTR 25 0 0 DANAHER CORP COMMON STOCK 235851102 296 3755 SH SOLE 3755 0 0 DANAHER CORP COMMON STOCK 235851102 1 10 SH OTR 10 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 458 6998 SH SOLE 6998 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 3 40 SH OTR 40 0 0 EMERSON ELECTRIC COMMON STOCK 291011104 773 11644 SH SOLE 11644 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 1123 14344 SH SOLE 14344 0 0 EV ENERGY PARTNERS LP COMMON STOCK 26926V107 409 10332 SH SOLE 10332 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 246 3547 SH SOLE 3547 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 2 25 SH OTR 25 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2627 26096 SH SOLE 26096 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 3 25 SH OTR 25 0 0 FISERV INC COM COMMON STOCK 337738108 215 3562 SH SOLE 3562 0 0 FRANKLIN RES INC COMMON STOCK 354613101 289 4993 SH SOLE 4993 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 991 37727 SH SOLE 37727 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 2 75 SH OTR 75 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 395 4769 SH SOLE 4769 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 2 20 SH OTR 20 0 0 GOOGLE INC CLASS C COMMON STOCK 38259P706 319 555 SH SOLE 555 0 0 GOOGLE INC CLASS C COMMON STOCK 38259P706 3 6 SH OTR 6 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 330 565 SH SOLE 565 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 4 6 SH OTR 6 0 0 HOME DEPOT INC COMMON STOCK 437076102 311 3837 SH SOLE 3837 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 273 2932 SH SOLE 2932 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 2 25 SH OTR 25 0 0 IBM CORPORATION COMMON STOCK 459200101 764 4216 SH SOLE 4216 0 0 IBM CORPORATION COMMON STOCK 459200101 1 5 SH OTR 5 0 0 INTEL CORP COMMON STOCK 458140100 600 19419 SH SOLE 19419 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2583 24693 SH SOLE 24693 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3 30 SH OTR 30 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 265 5302 SH SOLE 5302 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 2 50 SH OTR 50 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 281 4871 SH SOLE 4871 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2 40 SH OTR 40 0 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 217 1950 SH SOLE 1950 0 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 1022 12426 SH SOLE 12426 0 0 KINDER MORGAN MANAGEMENT LLC COMMON STOCK 49455U100 293 3707 SH SOLE 3707 0 0 LEGACY RESERVES LP COMMON STOCK 524707304 437 14000 SH SOLE 14000 0 0 LYDALL INC COMMON STOCK 550819106 328 11994 SH SOLE 11994 0 0 MACY S INC COMMON STOCK 55616P104 272 4686 SH SOLE 4686 0 0 MACY S INC COMMON STOCK 55616P104 2 40 SH OTR 40 0 0 MCDONALDS CORP COMMON STOCK 580135101 342 3399 SH SOLE 3399 0 0 MICROSOFT CORP COMMON STOCK 594918104 600 14396 SH SOLE 14396 0 0 NATIONAL-OILWELL INC COMMON STOCK 637071101 340 4124 SH SOLE 4124 0 0 NATIONAL-OILWELL INC COMMON STOCK 637071101 2 20 SH OTR 20 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 249 2420 SH SOLE 2420 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 1 5 SH OTR 5 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 204 1985 SH SOLE 1985 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 421 5917 SH SOLE 5917 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 2 25 SH OTR 25 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 561 13851 SH SOLE 13851 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 2 50 SH OTR 50 0 0 PEPSICO INC COMMON STOCK 713448108 433 4846 SH SOLE 4846 0 0 PEPSICO INC COMMON STOCK 713448108 2 20 SH OTR 20 0 0 PFIZER INC COMMON STOCK 717081103 1739 58599 SH SOLE 58599 0 0 PFIZER INC COMMON STOCK 717081103 4 130 SH OTR 130 0 0 PG & E CORP COMMON STOCK 69331C108 289 6009 SH SOLE 6009 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 271 3217 SH SOLE 3217 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 622 7911 SH SOLE 7911 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 2 30 SH OTR 30 0 0 PROSPECT CAPITAL CORPORATION COMMON STOCK 74348T102 1144 107646 SH SOLE 107646 0 0 QUALCOMM INC COMMON STOCK 747525103 398 5030 SH SOLE 5030 0 0 REGAL ENTERTAINMENT GROUP CL A COMMON STOCK 758766109 253 12000 SH SOLE 12000 0 0 REGENCY ENERGY PARTNERS LP COMMON STOCK 75885Y107 392 12170 SH SOLE 12170 0 0 SEALED AIR CORP NEW COMMON STOCK 81211K100 205 6000 SH SOLE 6000 0 0 SIGMA ALDRICH CORP COMMON STOCK 826552101 215 2120 SH SOLE 2120 0 0 SUNOCO LOGISTICS PARTNERS LP COMMON STOCK 86764L108 715 15168 SH SOLE 15168 0 0 TRINITY INDUSTRIES INC COMMON STOCK 896522109 252 5770 SH SOLE 5770 0 0 TRINITY INDUSTRIES INC COMMON STOCK 896522109 3 75 SH OTR 75 0 0 UNION PAC CORP COMMON STOCK 907818108 586 5870 SH SOLE 5870 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 379 3282 SH SOLE 3282 0 0 US BANCORP COMMON STOCK 902973304 282 6519 SH SOLE 6519 0 0 US BANCORP COMMON STOCK 902973304 1 25 SH OTR 25 0 0 V.F. CORP COMMON STOCK 918204108 274 4357 SH SOLE 4357 0 0 V.F. CORP COMMON STOCK 918204108 1 20 SH OTR 20 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 687 14044 SH SOLE 14044 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 4 80 SH OTR 80 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 290 1377 SH SOLE 1377 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 2 10 SH OTR 10 0 0 WALMART STORES INC COMMON STOCK 931142103 224 2986 SH SOLE 2986 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 710 8282 SH SOLE 8282 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 2 25 SH OTR 25 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1481 28178 SH SOLE 28178 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1 25 SH OTR 25 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 323 3498 SH SOLE 3498 0 0 WESTERN DIGITAL CORP COMMON STOCK 958102105 1 15 SH OTR 15 0 0 3M CO COMMON STOCK 88579Y101 423 2954 SH SOLE 2954 0 0 BP PLC SPONS ADR COMMON STOCK 55622104 224 4254 SH SOLE 4254 0 0 ROYAL DUTCH SHELL SPONS ADR COMMON STOCK 780259206 230 2790 SH SOLE 2790 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 687 5821 SH SOLE 5821 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 3 23 SH OTR 23 0 0 BRANDYWINE RLTY TR NEW OTHER 105368203 3120 200000 SH SOLE 0 0 0 COVIDIEN PLC OTHER G2554F113 1224 13576 SH SOLE 13576 0 0 COVIDIEN PLC OTHER G2554F113 3 35 SH OTR 35 0 0 EATON CORP PLC OTHER G29183103 248 3216 SH SOLE 3216 0 0 EATON CORP PLC OTHER G29183103 2 25 SH OTR 25 0 0 ALERIAN MLP ETF OTHER 00162Q866 1832 96413 SH SOLE 0 0 0 CONSUMER DISCRETIONARY SELT OTHER 81369Y407 711 10647 SH SOLE 0 0 0 CONSUMER STAPLES SELECT SECTOR OTHER 81369Y308 674 15114 SH SOLE 0 0 0 FINANCIAL SELECT SECTOR SPDR OTHER 81369Y605 556 24458 SH SOLE 0 0 0 FIRST TRUST NORTH AMERICAN E OTHER 33738D101 905 33472 SH SOLE 0 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 357 9541 SH SOLE 0 0 0 HEALTH CARE SELECT SECTOR SPDR OTHER 81369Y209 957 15730 SH SOLE 0 0 0 INDUSTRIAL SELECT SECTOR SPDR OTHER 81369Y704 302 5594 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 11818 82594 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 33 230 SH OTR 0 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 335 2985 SH SOLE 0 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 2174 11033 SH SOLE 0 0 0 ISHARES DJ SELECT DIVIDEND ETF OTHER 464287168 1451 18848 SH SOLE 0 0 0 ISHARES DJ US MEDICAL DEVICE E OTHER 464288810 586 5745 SH SOLE 0 0 0 ISHARES DJ US TECHNOLOGY SEC E OTHER 464287721 1774 18308 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 13266 194039 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 49 712 SH OTR 0 0 0 ISHARES MSCI EMERGING MKT ETF OTHER 464287234 621 14359 SH SOLE 0 0 0 ISHARES RUSSEL 2000 VALUE ETF OTHER 464287630 936 9069 SH SOLE 0 0 0 ISHARES RUSSELL MICROCAP ETF OTHER 464288869 720 9459 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 16542 181923 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 65 715 SH OTR 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 9681 95595 SH SOLE 0 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 57 566 SH OTR 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 3229 27176 SH SOLE 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 11 90 SH OTR 0 0 0 ISHARES RUSSELL 2000 GROWTH ET OTHER 464287648 3878 28019 SH SOLE 0 0 0 ISHARES S&P MIDCAP 400/GRWTH E OTHER 464287606 467 2971 SH SOLE 0 0 0 ISHARES S&P MIDCAP 400/VALUE E OTHER 464287705 222 1748 SH SOLE 0 0 0 ISHARES S&P SMALLCAP/600 GROWT OTHER 464287887 216 1785 SH SOLE 0 0 0 ISHARES S&P 500 GROWTH ETF OTHER 464287309 382 3630 SH SOLE 0 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 211 2335 SH SOLE 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 2014 38452 SH SOLE 0 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 30 580 SH OTR 0 0 0 KBW BANK ETF OTHER 78464A797 385 11514 SH SOLE 0 0 0 POWERSHARES DB COMMODITY IND OTHER 73935S105 358 13477 SH SOLE 0 0 0 POWERSHARES DYN ENRG EXP PRO OTHER 73935X658 360 9308 SH SOLE 0 0 0 POWERSHARES NYM OIL & GAS SV OTHER 73935X625 537 17951 SH SOLE 0 0 0 POWERSHARES QQQ TRUST OTHER 73935A104 532 5670 SH SOLE 0 0 0 POWERSHARES S&P SC HEALTH CARE OTHER 73937B886 1083 19187 SH SOLE 0 0 0 SPDR DJ WILSHIRE INTL REAL EST OTHER 78463X863 740 16718 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 2986 35970 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 24 290 SH OTR 0 0 0 SPDR S&P BIOTECH ETF OTHER 78464A870 1507 9785 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 1545 5929 SH SOLE 0 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 8659 44243 SH SOLE 0 0 0 UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 567 12814 SH SOLE 0 0 0 VANGUARD DIVIDEND APPREC ETF OTHER 921908844 662 8493 SH SOLE 0 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 3008 57520 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 578 13395 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 12 273 SH OTR 0 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 214 1914 SH SOLE 0 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 2393 20162 SH SOLE 0 0 0 VANGUARD REIT ETF OTHER 922908553 1096 14641 SH SOLE 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 1357 11584 SH SOLE 0 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 466 4583 SH SOLE 0 0 0 WISDOMTREE EMERGING MKTS S/C D OTHER 97717W281 1619 33742 SH SOLE 0 0 0 WISDOMTREE JAPAN HEDGED EQUITY OTHER 97717W851 234 4745 SH SOLE 0 0 0 ABERDEEN ASIA PAC PRIME INC OTHER 3009107 88 14000 SH SOLE 0 0 0 FLAH & CRUM PFD SECU INCOME FU OTHER 338478100 425 21699 SH SOLE 0 0 0 ISHARES IBOXX H/Y CORP BOND ET OTHER 464288513 1447 15195 SH SOLE 0 0 0 ISHARES IBOXX INV GRD CORP BON OTHER 464287242 415 3478 SH SOLE 0 0 0 NUVEEN CALIFORNIA MUNI VALUE F OTHER 67062C107 182 17975 SH SOLE 0 0 0 NUVEEN INS CA T/F ADV MUN FD OTHER 670651108 441 32316 SH SOLE 0 0 0 PIMCO 0-5 YEAR H/Y CORP BD IND OTHER 72201R783 1906 17834 SH SOLE 0 0 0 VANGUARD SHORT-TERM GOV BF OTHER 92206C102 516 8460 SH SOLE 0 0 0