Trust Operations Officer

0001422508-14-000003.txt : 20140227 0001422508-14-000003.hdr.sgml : 20140227 20140227170717 ACCESSION NUMBER: 0001422508-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 EFFECTIVENESS DATE: 20140227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Montecito Bank & Trust CENTRAL INDEX KEY: 0001422508 IRS NUMBER: 952900153 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13052 FILM NUMBER: 14650051 BUSINESS ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 BUSINESS PHONE: 805-564-0281 MAIL ADDRESS: STREET 1: P.O. BOX 1440 CITY: SANTA BARBARA STATE: CA ZIP: 93102 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001422508 XXXXXXXX 12-31-2013 12-31-2013 Montecito Bank & Trust

P.O. BOX 1440 SANTA BARBARA CA 93102

13F HOLDINGS REPORT 028-13052 N Nevin Trampenau Trust Operations Officer 8055640281 Nevin Trampenau Santa Barbara CA 02-27-2014 0 193 160285 false INFORMATION TABLE 2 dec122013.xml ABBOTT LABS INC COMMON STOCK 2824100 461 12033 SH SOLE 12033 0 0 ABBVIE INC COMMON STOCK 00287Y109 585 11083 SH SOLE 11083 0 0 ALLSTATE CORP COMMON STOCK 20002101 282 5169 SH SOLE 5169 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 487 5365 SH SOLE 5365 0 0 AMERICAN EXPRESS CO COMMON STOCK 25816109 2 25 SH OTR 25 0 0 AMGEN INC COMMON STOCK 31162100 355 3112 SH SOLE 3112 0 0 AMGEN INC COMMON STOCK 31162100 3 30 SH OTR 30 0 0 ANADARKO PETE CORP COM COMMON STOCK 32511107 674 8498 SH SOLE 8498 0 0 ANIXTER INTERNATIONAL INC COMMON STOCK 35290105 359 4000 SH SOLE 4000 0 0 ANNALY MTG MGMT INC COM COMMON STOCK 35710409 285 28547 SH SOLE 28547 0 0 ANNALY MTG MGMT INC COM COMMON STOCK 35710409 7 700 SH OTR 700 0 0 APPLE INC COMMON STOCK 37833100 1254 2236 SH SOLE 2236 0 0 APPLE INC COMMON STOCK 37833100 6 10 SH OTR 10 0 0 AT & T INC COMMON STOCK 00206R102 554 15767 SH SOLE 15767 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 53015103 248 3066 SH SOLE 3066 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 53015103 3 40 SH OTR 40 0 0 AVERY DENNISON CORP COMMON STOCK 53611109 783 15600 SH SOLE 15600 0 0 BEAM INC COMMON STOCK 73730103 300 4415 SH SOLE 4415 0 0 BEAM INC COMMON STOCK 73730103 1 20 SH OTR 20 0 0 BERKSHIRE HATHAWAY INC-CL COMMON STOCK 84670702 258 2178 SH SOLE 2178 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 641 12056 SH SOLE 12056 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 3 65 SH OTR 65 0 0 CANADIAN NATIONAL RAILWAY COMMON STOCK 136375102 208 3650 SH SOLE 3650 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 2262 18110 SH SOLE 18110 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 3 25 SH OTR 25 0 0 CINEMARK HOLDING INC COMMON STOCK 17243V102 367 11000 SH SOLE 11000 0 0 CINTAS CORP COMMON STOCK 172908105 206 3456 SH SOLE 3456 0 0 COCA COLA CO COM COMMON STOCK 191216100 1377 33334 SH SOLE 33334 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 205 3939 SH SOLE 3939 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 3 65 SH OTR 65 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 219 3105 SH SOLE 3105 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 4 60 SH OTR 60 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 792 6652 SH SOLE 6652 0 0 COSTCO WHSL CORP NEW COMMON STOCK 22160K105 3 25 SH OTR 25 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 333 4649 SH SOLE 4649 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 4 50 SH OTR 50 0 0 DANAHER CORP COMMON STOCK 235851102 219 2832 SH SOLE 2832 0 0 DANAHER CORP COMMON STOCK 235851102 1 10 SH OTR 10 0 0 DU PONT E I DE NEMOURS & COMMON STOCK 263534109 455 7003 SH SOLE 7003 0 0 DU PONT E I DE NEMOURS & COMMON STOCK 263534109 3 40 SH OTR 40 0 0 EMERSON ELECTRIC COMMON STOCK 291011104 733 10440 SH SOLE 10440 0 0 ENTERPRISE PRODS PARTNERS COMMON STOCK 293792107 1074 16202 SH SOLE 16202 0 0 EV ENERGY PARTNERS LP COMMON STOCK 26926V107 351 10332 SH SOLE 10332 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 203 2885 SH SOLE 2885 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 2 35 SH OTR 35 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2536 25059 SH SOLE 25059 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 4 35 SH OTR 35 0 0 FISERV INC COM COMMON STOCK 337738108 210 3562 SH SOLE 3562 0 0 FRANKLIN RES INC COMMON STOCK 354613101 284 4926 SH SOLE 4926 0 0 GANNETT CO INC COMMON STOCK 364730101 203 6855 SH SOLE 6855 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1117 39863 SH SOLE 39863 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 4 125 SH OTR 125 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 249 3322 SH SOLE 3322 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 2 20 SH OTR 20 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 698 623 SH SOLE 623 0 0 GOOGLE INC-CL A COMMON STOCK 38259P508 7 6 SH OTR 6 0 0 HOME DEPOT INC COMMON STOCK 437076102 316 3834 SH SOLE 3834 0 0 HONEYWELL INTERNATIONAL I COMMON STOCK 438516106 213 2332 SH SOLE 2332 0 0 HONEYWELL INTERNATIONAL I COMMON STOCK 438516106 5 50 SH OTR 50 0 0 IBM CORPORATION COMMON STOCK 459200101 642 3421 SH SOLE 3421 0 0 IBM CORPORATION COMMON STOCK 459200101 1 5 SH OTR 5 0 0 INTEL CORP COMMON STOCK 458140100 486 18707 SH SOLE 18707 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2289 24992 SH SOLE 24992 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3 35 SH OTR 35 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 264 5148 SH SOLE 5148 0 0 JOHNSON CTLS INC COMMON STOCK 478366107 3 65 SH OTR 65 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 218 3731 SH SOLE 3731 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 3 50 SH OTR 50 0 0 KINDER MORGAN ENERGY PART COMMON STOCK 494550106 885 10971 SH SOLE 10971 0 0 KINDER MORGAN MANAGEMENT COMMON STOCK 49455U100 298 3943 SH SOLE 3943 0 0 LEE ENTERPRISES INC COMMON STOCK 523768109 105 30351 SH SOLE 30351 0 0 LEGACY RESERVES LP COMMON STOCK 524707304 444 15751 SH SOLE 15751 0 0 LYDALL INC COMMON STOCK 550819106 211 11994 SH SOLE 11994 0 0 MACY S INC COMMON STOCK 55616P104 252 4711 SH SOLE 4711 0 0 MACY S INC COMMON STOCK 55616P104 3 50 SH OTR 50 0 0 MERCK & CO INC COMMON STOCK 58933Y105 276 5517 SH SOLE 5517 0 0 MICROSOFT CORP COMMON STOCK 594918104 464 12402 SH SOLE 12402 0 0 NATIONAL-OILWELL INC COMMON STOCK 637071101 280 3522 SH SOLE 3522 0 0 NATIONAL-OILWELL INC COMMON STOCK 637071101 2 20 SH OTR 20 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 458 6158 SH SOLE 6158 0 0 OMNICOM GROUP, INC. COMMON STOCK 681919106 3 46 SH OTR 46 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 504 13186 SH SOLE 13186 0 0 ORACLE CORPORATION COM COMMON STOCK 68389X105 3 80 SH OTR 80 0 0 PEPSICO INC COMMON STOCK 713448108 420 5061 SH SOLE 5061 0 0 PEPSICO INC COMMON STOCK 713448108 2 20 SH OTR 20 0 0 PFIZER INC COMMON STOCK 717081103 1793 58545 SH SOLE 58545 0 0 PFIZER INC COMMON STOCK 717081103 4 130 SH OTR 130 0 0 PG & E CORP COMMON STOCK 69331C108 295 7320 SH SOLE 7320 0 0 PHILIP MORRIS INTERNATION COMMON STOCK 718172109 261 2993 SH SOLE 2993 0 0 PRECISION CASTPARTS CORP COMMON STOCK 740189105 225 836 SH SOLE 836 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 537 6592 SH SOLE 6592 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 3 35 SH OTR 35 0 0 QUALCOMM INC COMMON STOCK 747525103 345 4644 SH SOLE 4644 0 0 REGAL ENTERTAINMENT GROUP COMMON STOCK 758766109 233 12000 SH SOLE 12000 0 0 REGENCY ENERGY PARTNERS L COMMON STOCK 75885Y107 335 12770 SH SOLE 12770 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 241 5800 SH SOLE 5800 0 0 SEALED AIR CORP NEW COMMON STOCK 81211K100 204 6000 SH SOLE 6000 0 0 STERICYCLE INC COMMON STOCK 858912108 229 1970 SH SOLE 1970 0 0 STERICYCLE INC COMMON STOCK 858912108 2 20 SH OTR 20 0 0 SUNOCO LOGISTICS PARTNERS COMMON STOCK 86764L108 610 8084 SH SOLE 8084 0 0 UNION PAC CORP COMMON STOCK 907818108 443 2635 SH SOLE 2635 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 356 3124 SH SOLE 3124 0 0 US BANCORP COMMON STOCK 902973304 238 5888 SH SOLE 5888 0 0 US BANCORP COMMON STOCK 902973304 3 75 SH OTR 75 0 0 V.F. CORP COMMON STOCK 918204108 217 3476 SH SOLE 3476 0 0 V.F. CORP COMMON STOCK 918204108 1 20 SH OTR 20 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 551 11206 SH SOLE 11206 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 4 80 SH OTR 80 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 422 1896 SH SOLE 1896 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 2 10 SH OTR 10 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 576 7543 SH SOLE 7543 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 3 40 SH OTR 40 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 1121 24686 SH SOLE 24686 0 0 WELLS FARGO & CO NEW COMMON STOCK 949746101 2 50 SH OTR 50 0 0 3M CO COMMON STOCK 88579Y101 300 2140 SH SOLE 2140 0 0 BP PLC SPONS ADR COMMON STOCK 55622104 244 5029 SH SOLE 5029 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 426 4724 SH SOLE 4724 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 2 23 SH OTR 23 0 0 BRANDYWINE RLTY TR NEW OTHER 105368203 2818 200000 SH SOLE 0 0 0 COVIDIEN PLC OTHER G2554F113 948 13914 SH SOLE 13914 0 0 COVIDIEN PLC OTHER G2554F113 2 35 SH OTR 35 0 0 EATON CORP PLC OTHER G29183103 355 4669 SH SOLE 4669 0 0 EATON CORP PLC OTHER G29183103 2 25 SH OTR 25 0 0 ALERIAN MLP ETF OTHER 00162Q866 1786 100402 SH SOLE 0 0 0 ALERIAN MLP ETF OTHER 00162Q866 5 300 SH OTR 0 0 0 BLACKROCK ENHANCED EQUITY OTHER 09251A104 122 15386 SH SOLE 0 0 0 BLACKROCK ENHANCED EQUITY OTHER 09251A104 16 2000 SH OTR 0 0 0 CONSUMER DISCRETIONARY SE OTHER 81369Y407 1089 16288 SH SOLE 0 0 0 CONSUMER STAPLES SELECT S OTHER 81369Y308 937 21798 SH SOLE 0 0 0 FINANCIAL SELECT SECTOR S OTHER 81369Y605 1048 47947 SH SOLE 0 0 0 HEALTH CARE SELECT SECTOR OTHER 81369Y209 996 17969 SH SOLE 0 0 0 INDUSTRIAL SELECT SECTOR OTHER 81369Y704 407 7786 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP OTHER 464287507 12102 90444 SH SOLE 0 0 0 ISHARES CORE S&P MID-CAP OTHER 464287507 90 675 SH OTR 0 0 0 ISHARES CORE S&P SMALL-CA OTHER 464287804 527 4826 SH SOLE 0 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 2171 11695 SH SOLE 0 0 0 ISHARES DJ SELECT DIVIDEN OTHER 464287168 1411 19778 SH SOLE 0 0 0 ISHARES DJ US AEROSPACE & OTHER 464288760 375 3545 SH SOLE 0 0 0 ISHARES DJ US MEDICAL DEV OTHER 464288810 564 6080 SH SOLE 0 0 0 ISHARES DJ US TECHNOLOGY OTHER 464287721 1816 20535 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 13798 205655 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 48 712 SH OTR 0 0 0 ISHARES MSCI EMERGING MKT OTHER 464287234 829 19846 SH SOLE 0 0 0 ISHARES RUSSEL 2000 VALUE OTHER 464287630 963 9676 SH SOLE 0 0 0 ISHARES RUSSELL MICROCAP OTHER 464288869 1113 14814 SH SOLE 0 0 0 ISHARES RUSSELL MICROCAP OTHER 464288869 6 75 SH OTR 0 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 367 3561 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROW OTHER 464287614 16211 188606 SH SOLE 0 0 0 ISHARES RUSSELL 1000 GROW OTHER 464287614 61 715 SH OTR 0 0 0 ISHARES RUSSELL 1000 VALU OTHER 464287598 8635 91698 SH SOLE 0 0 0 ISHARES RUSSELL 1000 VALU OTHER 464287598 17 180 SH OTR 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 3125 27089 SH SOLE 0 0 0 ISHARES RUSSELL 2000 ETF OTHER 464287655 18 160 SH OTR 0 0 0 ISHARES RUSSELL 2000 GROW OTHER 464287648 4202 31008 SH SOLE 0 0 0 ISHARES RUSSELL 3000 ETF OTHER 464287689 1453 13135 SH SOLE 0 0 0 ISHARES S&P MIDCAP 400/GR OTHER 464287606 332 2210 SH SOLE 0 0 0 ISHARES S&P 500 GROWTH ET OTHER 464287309 220 2230 SH SOLE 0 0 0 KBW BANK ETF OTHER 78464A797 413 12459 SH SOLE 0 0 0 PAX MSCI EAFE ESG INDEX E OTHER 70422P206 224 7500 SH SOLE 0 0 0 POWERSHARES DB COMMODITY OTHER 73935S105 357 13923 SH SOLE 0 0 0 POWERSHARES DYN ENRG EXP OTHER 73935X658 639 18558 SH SOLE 0 0 0 POWERSHARES NYM OIL & GAS OTHER 73935X625 550 21267 SH SOLE 0 0 0 POWERSHARES QQQ TRUST OTHER 73935A104 548 6230 SH SOLE 0 0 0 POWERSHARES S&P SC HEALTH OTHER 73937B886 1138 20646 SH SOLE 0 0 0 SPDR DJ WILSHIRE INTL REA OTHER 78463X863 930 22577 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 1205 16903 SH SOLE 0 0 0 SPDR DOW JONES REIT ETF OTHER 78464A607 21 300 SH OTR 0 0 0 SPDR S&P BIOTECH ETF OTHER 78464A870 1379 10594 SH SOLE 0 0 0 SPDR S&P INTERNATIONAL SM OTHER 78463X871 231 6883 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF T OTHER 78467Y107 1612 6603 SH SOLE 0 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 8451 45757 SH SOLE 0 0 0 UTILITIES SELECT SECTOR S OTHER 81369Y886 712 18752 SH SOLE 0 0 0 VANGUARD DIVIDEND APPREC OTHER 921908844 665 8836 SH SOLE 0 0 0 VANGUARD FTSE ALL-WORLD E OTHER 922042775 2964 58421 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MA OTHER 922042858 1008 24513 SH SOLE 0 0 0 VANGUARD FTSE EMERGING MA OTHER 922042858 11 273 SH OTR 0 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 220 2174 SH SOLE 0 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 1778 16160 SH SOLE 0 0 0 VANGUARD REIT ETF OTHER 922908553 988 15301 SH SOLE 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 1229 11176 SH SOLE 0 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 36 325 SH OTR 0 0 0 VANGUARD TOTAL STOCK MARK OTHER 922908769 528 5504 SH SOLE 0 0 0 WISDOMTREE EMERGING MKTS OTHER 97717W281 2904 62997 SH SOLE 0 0 0 WISDOMTREE EMERGING MKTS OTHER 97717W281 28 600 SH OTR 0 0 0 WISDOMTREE JAPAN HEDGED E OTHER 97717W851 1361 26767 SH SOLE 0 0 0 FLAH & CRUM PFD SECU INCO OTHER 338478100 432 24662 SH SOLE 0 0 0 ISHARES IBOXX H/Y CORP BO OTHER 464288513 1539 16572 SH SOLE 0 0 0 ISHARES IBOXX INV GRD COR OTHER 464287242 587 5137 SH SOLE 0 0 0 NUVEEN CALIFORNIA MUNI VA OTHER 67062C107 175 19029 SH SOLE 0 0 0 NUVEEN INS CA T/F ADV MUN OTHER 670651108 425 34911 SH SOLE 0 0 0 PIMCO 0-5 YEAR H/Y CORP B OTHER 72201R783 1926 18104 SH SOLE 0 0 0 VANGUARD SHORT-TERM BOND OTHER 921937827 425 5317 SH SOLE 0 0 0 VANGUARD SHORT-TERM GOV B OTHER 92206C102 487 8000 SH SOLE 0 0 0