-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QTUNbrGaMEMVpoNVSDpfH4Cb2KgAet9lz0cJVzsFt2Qc2gFVIeYtB0rnvbXfutRc iTSXE1o4ICssdj0Z+dpnMw== 0001104659-11-009023.txt : 20110223 0001104659-11-009023.hdr.sgml : 20110223 20110222193016 ACCESSION NUMBER: 0001104659-11-009023 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110223 DATE AS OF CHANGE: 20110222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATUZZI S P A CENTRAL INDEX KEY: 0000900391 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53617 FILM NUMBER: 11630199 BUSINESS ADDRESS: STREET 1: VIA IAZZITIELLO 47 CITY: SANTERAMO ITALY STATE: L6 ZIP: 70029 MAIL ADDRESS: STREET 1: VIA IAZZITIELLO 47 CITY: SANTERAMO ITALTY STATE: L6 ZIP: 999999999 FORMER COMPANY: FORMER CONFORMED NAME: NATUZZI INDUSTRIES SPA DATE OF NAME CHANGE: 19950823 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Schroder Investment Management North America Ltd CENTRAL INDEX KEY: 0001422318 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 875 Third Avenue CITY: New York STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 875 Third Avenue CITY: New York STATE: NY ZIP: 10022 SC 13G/A 1 a11-6132_12sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Natuzzi S.P.A.

(Name of Issuer)

ADR

(Title of Class of Securities)

63905A101

(CUSIP Number)

12/31/10

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x

Rule 13d-1(b)

o

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No. 63905A101

 

 

1.

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)
Schroder Investment Management North America Ltd.

Not Applicable

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
England

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,154,029

 

6.

Shared Voting Power
750,652

 

7.

Sole Dispositive Power
3,904,681

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,904,681

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.119%

 

 

12.

Type of Reporting Person (See Instructions)
IA

 

2



 

Item 1.

 

(a)

Name of Issuer
Natuzzi SPA

 

(b)

Address of Issuer’s Principal Executive Offices
Via Iazzitiello 47, 70029 Santeramo, Italy

 

Item 2.

 

(a)

Name of Person Filing
Schroder Investment Management North America Ltd.

 

(b)

Address of Principal Business Office or, if none, Residence
31 Gresham Street, 1st Floor

London EC2V 7QA

United Kingdom

 

(c)

Citizenship
England

 

(d)

Title of Class of Securities
ADR

 

(e)

CUSIP Number
63905A101

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e)

x

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

 

(k)

o

Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

3,904,681

 

(b)

Percent of class:   

7.119%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

3,154,029

 

 

(ii)

Shared power to vote or to direct the vote    

750,652

 

 

(iii)

Sole power to dispose or to direct the disposition of   

3,904,681

 

 

(iv)

Shared power to dispose or to direct the disposition of    

0

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

The filer manages 750,652 shares by delegation from Schroder Investment Management Ltd, which could be deemed to share voting power with respect to delegated portfolios. Schroder Investment Management Ltd. is an FSA-registered investment adviser under common control with the adviser.  It is located in the United Kingdom at 31 Gresham Street, London EC2V 7QA.  Schroder Investment Management North America Ltd. disclaims the existence of a group

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

4



 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

February 14, 2011

 

Date

 


/s/ Jamie Dorrien Smith

 

Signature

 


Jamie Dorrien Smith**/Chief Executive Officer

 

Name/Title

 

 

 

Schroder Investment Mangement North America Inc.

 

 

 

**Authorized by Power of Attorney to sign on behalf of the following Advisor:

 

Schroder Investment Management North America Ltd.

 

5


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