X0306
4
2019-03-19
0
0001422183
FS KKR Capital Corp
FSK
0001438253
Forman Michael C.
C/O FS KKR CAPITAL CORP.
201 ROUSE BOULEVARD
PHILADELPHIA
PA
19112
1
1
0
0
Chief Executive Officer
Common Stock
2019-03-19
4
P
0
16020
6.2096
A
315229
I
By Trust
Common Stock
2019-03-20
4
P
0
24460
6.1298
A
339689
I
By Trust
Common Stock
197998
I
By MCFDA SCV LLC
Common Stock
924609
I
By FSH Seed Capital Vehicle I LLC
Common Stock
14454.274
I
By Spouse
Common Stock
3633.435
I
By Trust FBO Minor Children
Common Stock
12823.517
I
In 401(k) account
Common Stock
8783.188
I
In IRA account
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The purchases were effected in multiple transactions at prices ranging from $6.13 to $6.25, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The purchases were effected in multiple transactions at prices ranging from $6.09 to $6.15, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes shares received through stock distributions and shares received on account of reinvested distributions.
MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Stephen S. Sypherd, Attorney-in-Fact
2019-03-20