0000904454-19-000054.txt : 20190110 0000904454-19-000054.hdr.sgml : 20190110 20190110101257 ACCESSION NUMBER: 0000904454-19-000054 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190110 DATE AS OF CHANGE: 20190110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FS KKR Capital Corp CENTRAL INDEX KEY: 0001422183 IRS NUMBER: 261630040 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85264 FILM NUMBER: 19519489 BUSINESS ADDRESS: STREET 1: 201 ROUSE BOULEVARD CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: 201 ROUSE BOULEVARD CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: FS Investment CORP DATE OF NAME CHANGE: 20080618 FORMER COMPANY: FORMER CONFORMED NAME: FB Investment CORP DATE OF NAME CHANGE: 20080618 FORMER COMPANY: FORMER CONFORMED NAME: Franklin Square Investment CORP DATE OF NAME CHANGE: 20071227 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial LLC CENTRAL INDEX KEY: 0001403438 IRS NUMBER: 952834236 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 704-733-3300 MAIL ADDRESS: STREET 1: 1055 LPL WAY CITY: FORT MILL STATE: SC ZIP: 29715 FORMER COMPANY: FORMER CONFORMED NAME: LPL Financial CORP DATE OF NAME CHANGE: 20080102 FORMER COMPANY: FORMER CONFORMED NAME: Linsco/Private Ledger Corp. DATE OF NAME CHANGE: 20070615 SC 13G/A 1 s13ga-010919_fskkrcapcorp.htm FORM SC 13G/A BY LPL FINANCIAL LLC FOR FS KKR CAPITAL CORPORATION

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
 
(Amendment No. 1)*
 
FS KKR Capital Corporation
(Name of Issuer)

Common Stock, $0.001 par value
 (Title of Class of Securities)

302635107
 (CUSIP Number)

December 31, 2018

 (Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this schedule is filed:

[x] Rule 13d-1(b)

[  ] Rule 13d-1(c)

[  ] Rule 13d-1(d)
 
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

1
CUSIP No. 302635107

1
NAMES OF REPORTING PERSONS
 
 
LPL Financial LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
California
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
6
SHARED VOTING POWER
 
 
0
7
SOLE DISPOSITIVE POWER
 
 
0
8
SHARED DISPOSITIVE POWER
 
 
14,302,667.12 *
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
14,302,667.12 *
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.0%
12
TYPE OF REPORTING PERSON
 
BD
IA

* As of December 31, 2018 and based on 239,154,000 shares of Common Stock outstanding.

2
CUSIP No. 302635107
Amendment No. 1 to Schedule 13G
Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission on behalf of LPL Financial with respect to the Common Stock of the Issuer on February 2, 2018 (the "Schedule 13G").  Terms defined in the Schedule 13G are used herein as so defined.
The following items of the Schedule 13G are hereby amended and restated as follows:

Item 1(a).
  Name of Issuer
FS KKR Capital Corporation
 
Item 4.
  Ownership

The information requested by this paragraph is incorporated herein by reference to the cover page to this Amendment No. 1 to Schedule 13G.  LPL Financial, in its capacity as investment adviser, may be deemed to beneficially own the Common Stock reported herein, which is held by clients who have granted discretionary authority to dispose of or direct the disposition of the shares to an independent contractor of LPL Financial.

3
CUSIP No. 302635107
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
Dated: January 10, 2019
 
 
LPL FINANCIAL LLC
  
         
 
By:
/s/ Steven Mills
    
 
Name:
Steven Mills
    
 
Title:
VP, Risk Management
    
4