0001628280-23-036081.txt : 20231101 0001628280-23-036081.hdr.sgml : 20231101 20231101180344 ACCESSION NUMBER: 0001628280-23-036081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231101 DATE AS OF CHANGE: 20231101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Matthew Harnden CENTRAL INDEX KEY: 0001422137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 231369443 MAIL ADDRESS: STREET 1: 3950 SHACKLEFORD RD. STREET 2: SUITE 400 CITY: DULUTH STATE: GA ZIP: 30096 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1698876215.xml FORM 4 X0508 4 2023-10-31 0 0001505155 Upland Software, Inc. UPLD 0001422137 Smith Matthew Harnden 401 CONGRESS AVENUE SUITE 1850 AUSTIN TX 78701 0 1 0 0 General Counsel and Secretary 0 Common Stock 2023-10-31 4 A 0 50000 0 A 50000 D Represents restricted stock units vesting as follows: One third (33.33%) of the shares of Common Stock shall vest on December 16, 2024, one-third (33.33%) of the shares of Common Stock shall vest on December 16, 2025, the remainder (33.34%) of the shares of Common Stock shall vest on December 16, 2026; provided that the participant continues to be a service provider through each such vesting date. /s/ Matthew Harnden Smith 2023-11-01