0001628280-23-036081.txt : 20231101
0001628280-23-036081.hdr.sgml : 20231101
20231101180344
ACCESSION NUMBER: 0001628280-23-036081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231031
FILED AS OF DATE: 20231101
DATE AS OF CHANGE: 20231101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Matthew Harnden
CENTRAL INDEX KEY: 0001422137
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 231369443
MAIL ADDRESS:
STREET 1: 3950 SHACKLEFORD RD.
STREET 2: SUITE 400
CITY: DULUTH
STATE: GA
ZIP: 30096
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wk-form4_1698876215.xml
FORM 4
X0508
4
2023-10-31
0
0001505155
Upland Software, Inc.
UPLD
0001422137
Smith Matthew Harnden
401 CONGRESS AVENUE
SUITE 1850
AUSTIN
TX
78701
0
1
0
0
General Counsel and Secretary
0
Common Stock
2023-10-31
4
A
0
50000
0
A
50000
D
Represents restricted stock units vesting as follows: One third (33.33%) of the shares of Common Stock shall vest on December 16, 2024, one-third (33.33%) of the shares of Common Stock shall vest on December 16, 2025, the remainder (33.34%) of the shares of Common Stock shall vest on December 16, 2026; provided that the participant continues to be a service provider through each such vesting date.
/s/ Matthew Harnden Smith
2023-11-01