0001438133-23-000227.txt : 20231117 0001438133-23-000227.hdr.sgml : 20231117 20231117160959 ACCESSION NUMBER: 0001438133-23-000227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGER DAVID B CENTRAL INDEX KEY: 0001422126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 231418740 MAIL ADDRESS: STREET 1: 11045 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE CITY: San Diego STATE: CA ZIP: 92130 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE CITY: San Diego STATE: CA ZIP: 92130 4 1 wk-form4_1700255384.xml FORM 4 X0508 4 2023-11-15 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001422126 BERGER DAVID B 12400 HIGH BLUFF DRIVE SAN DIEGO CA 92130 0 1 0 0 EVP & Chief Operating Officer 0 Common Stock 2023-11-15 4 M 0 162 0 A 5820 D Common Stock 2023-11-15 4 F 0 57 18.20 D 5763 D Common Stock 2023-11-15 4 M 0 474 0 A 6237 D Common Stock 2023-11-15 4 F 0 164 18.20 D 6073 D Common Stock 242 I Berger Family Trust Restricted Stock Unit 2023-11-15 4 M 0 162 0 D Common Stock 162 975 D Restricted Stock Unit 2023-11-15 4 M 0 474 0 D Common Stock 474 2846 D Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold. The securities are held by the Berger Family Trust dated April 16, 2008. Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan). Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan. RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 Plan. Awarded on May 25, 2022 pursuant to the 2013 Plan. RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter, subject to the terms of the 2013 Plan. /s/ Rachel Malina, Attorney-in-Fact for David B. Berger 2023-11-17