0001438133-20-000146.txt : 20201015 0001438133-20-000146.hdr.sgml : 20201015 20201015162344 ACCESSION NUMBER: 0001438133-20-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201013 FILED AS OF DATE: 20201015 DATE AS OF CHANGE: 20201015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGER DAVID B CENTRAL INDEX KEY: 0001422126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 201241698 MAIL ADDRESS: STREET 1: 11045 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 wf-form4_160279341115393.xml FORM 4 X0306 4 2020-10-13 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001422126 BERGER DAVID B C/O TANDEM DIABETES CARE, INC. 11075 ROSELLE STREET SAN DIEGO CA 92121 0 1 0 0 EVP, Chief Legal & Compliance Common Stock 2020-10-13 4 M 0 5000 18.86 A 9566 D Common Stock 2020-10-13 4 S 0 5000 119.25 D 4566 D Common Stock 200 I Berger Family Trust Stock Option 18.86 2020-10-13 4 M 0 5000 0 D Common Stock 5000.0 95000 D Represents shares of common stock received upon exercise of a stock option award. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2020. The securities are held by the Berger Family Trust dated April 16, 2008. The option vested as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter. The expiration date for these options is 10 years from the date of grant. /s/ David B. Berger 2020-10-15