0001438133-20-000004.txt : 20200117
0001438133-20-000004.hdr.sgml : 20200117
20200117185947
ACCESSION NUMBER: 0001438133-20-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200116
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGER DAVID B
CENTRAL INDEX KEY: 0001422126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36189
FILM NUMBER: 20534706
MAIL ADDRESS:
STREET 1: 11045 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC
CENTRAL INDEX KEY: 0001438133
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 204327508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-366-6900
MAIL ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
4
1
wf-form4_157930556999366.xml
FORM 4
X0306
4
2020-01-16
0
0001438133
TANDEM DIABETES CARE INC
TNDM
0001422126
BERGER DAVID B
C/O TANDEM DIABETES CARE, INC.
11075 ROSELLE STREET
SAN DIEGO
CA
92121
0
1
0
0
EVP, Chief Legal & Compliance
Common Stock
2020-01-16
4
M
0
8000
2.59
A
11311
D
Common Stock
2020-01-16
4
S
0
8000
67.83
D
3311
D
Common Stock
200
I
Berger Family Trust
Stock Option
2.59
2020-01-16
4
M
0
8000
0
A
Stock Option
8000.0
40000
D
Represents shares of common stock received upon exercise of a stock option award.
The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.
The securities are held by the Berger Family Trust dated April 16, 2008.
Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.
The expiration date for these options is 10 years from the date of grant.
/s/ David B. Berger
2020-01-17