0001209191-19-044804.txt : 20190806
0001209191-19-044804.hdr.sgml : 20190806
20190806161733
ACCESSION NUMBER: 0001209191-19-044804
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190805
FILED AS OF DATE: 20190806
DATE AS OF CHANGE: 20190806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGER DAVID B
CENTRAL INDEX KEY: 0001422126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36189
FILM NUMBER: 191002301
MAIL ADDRESS:
STREET 1: 11045 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC
CENTRAL INDEX KEY: 0001438133
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 204327508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-366-6900
MAIL ADDRESS:
STREET 1: 11075 ROSELLE STREET
CITY: San Diego
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-05
0
0001438133
TANDEM DIABETES CARE INC
TNDM
0001422126
BERGER DAVID B
C/O TANDEM DIABETES CARE, INC.,
11075 ROSELLE STREET
SAN DIEGO
CA
92121
0
1
0
0
EVP, Chief Legal & Compliance
Common Stock
2019-08-05
4
M
0
2000
2.59
A
5311
D
Common Stock
2019-08-05
4
S
0
2000
62.56
D
3311
D
Common Stock
200
I
Berger Family Trust
Stock Option
2.59
2019-08-05
4
M
0
2000
0.00
A
Common Stock
2000
50000
D
Represents shares of common stock received upon exercise of a stock option award.
The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2018.
The securities are held by the Berger Family Trust dated April 16, 2008.
Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.
The expiration date for these options is 10 years from the date of grant.
/s/ David B. Berger
2019-08-06