0001547903-19-000135.txt : 20191112
0001547903-19-000135.hdr.sgml : 20191112
20191112202228
ACCESSION NUMBER: 0001547903-19-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191107
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leatherberry William J
CENTRAL INDEX KEY: 0001422024
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 191211430
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET
STREET 2: 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_157360813096693.xml
FORM 4
X0306
4
2019-11-07
0
0001547903
NMI Holdings, Inc.
NMIH
0001422024
Leatherberry William J
C/O NMI HOLDINGS, INC.
2100 POWELL ST.
EMERYVILLE
CA
94608
0
1
0
0
EVP, General Counsel
Class A Common Shares, $0.01 par value per share
2019-11-07
4
M
0
10378
8.50
A
169723
D
Class A Common Shares, $0.01 par value per share
2019-11-07
4
M
0
17603
11.10
A
187326
D
Class A Common Shares, $0.01 par value per share
2019-11-07
4
S
0
27981
32.7411
D
159345
D
Class A Common Shares, $0.01 par value per share
2019-11-08
4
M
0
15815
11.10
A
175160
D
Class A Common Shares, $0.01 par value per share
2019-11-08
4
S
0
15815
32.7515
D
159345
D
Class A Common Shares, $0.01 par value per share
2019-11-12
4
S
0
12685
33.6563
D
146660
D
Stock Option (right to buy)
8.5
2019-11-07
4
M
0
10378
0
D
2025-02-12
Class A Common Shares, $0.01 par value per share
10378.0
0
D
Stock Option (right to buy)
11.1
2019-11-07
4
M
0
17603
0
D
2027-02-09
Class A Common Shares, $0.01 par value per share
17603.0
32524
D
Stock Option (right to buy)
11.1
2019-11-08
4
M
0
15815
0
D
2027-02-09
Class A Common Shares, $0.01 par value per share
15815.0
16709
D
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7411. The range of prices was $32.65 to $33.11. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7515. The range of sale prices was $32.75 to $32.78. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
The common stock was sold by the reporting person in an open market transaction on the transaction date each at a sale price of $33.6563. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold.
Represents 97,056 class A common shares and 49,604 unvested restricted stock units.
The option vested in full on February 12, 2018.
The option vests in three equal annual installments beginning on February 9, 2018.
/s/ Nicole C. Sanchez as Attorney-in-Fact
2019-11-12