0001547903-19-000135.txt : 20191112 0001547903-19-000135.hdr.sgml : 20191112 20191112202228 ACCESSION NUMBER: 0001547903-19-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leatherberry William J CENTRAL INDEX KEY: 0001422024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 191211430 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_157360813096693.xml FORM 4 X0306 4 2019-11-07 0 0001547903 NMI Holdings, Inc. NMIH 0001422024 Leatherberry William J C/O NMI HOLDINGS, INC. 2100 POWELL ST. EMERYVILLE CA 94608 0 1 0 0 EVP, General Counsel Class A Common Shares, $0.01 par value per share 2019-11-07 4 M 0 10378 8.50 A 169723 D Class A Common Shares, $0.01 par value per share 2019-11-07 4 M 0 17603 11.10 A 187326 D Class A Common Shares, $0.01 par value per share 2019-11-07 4 S 0 27981 32.7411 D 159345 D Class A Common Shares, $0.01 par value per share 2019-11-08 4 M 0 15815 11.10 A 175160 D Class A Common Shares, $0.01 par value per share 2019-11-08 4 S 0 15815 32.7515 D 159345 D Class A Common Shares, $0.01 par value per share 2019-11-12 4 S 0 12685 33.6563 D 146660 D Stock Option (right to buy) 8.5 2019-11-07 4 M 0 10378 0 D 2025-02-12 Class A Common Shares, $0.01 par value per share 10378.0 0 D Stock Option (right to buy) 11.1 2019-11-07 4 M 0 17603 0 D 2027-02-09 Class A Common Shares, $0.01 par value per share 17603.0 32524 D Stock Option (right to buy) 11.1 2019-11-08 4 M 0 15815 0 D 2027-02-09 Class A Common Shares, $0.01 par value per share 15815.0 16709 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7411. The range of prices was $32.65 to $33.11. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7515. The range of sale prices was $32.75 to $32.78. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. The common stock was sold by the reporting person in an open market transaction on the transaction date each at a sale price of $33.6563. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold. Represents 97,056 class A common shares and 49,604 unvested restricted stock units. The option vested in full on February 12, 2018. The option vests in three equal annual installments beginning on February 9, 2018. /s/ Nicole C. Sanchez as Attorney-in-Fact 2019-11-12