-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OXEBO3fndp1gjN+kRphSwVA4vP6bvwnZaAk20hJyObxDgY7hnT8ehovtYtZFQ/Yn J/0IE8WlcsjvarBf4fR0Rg== 0001422023-09-000004.txt : 20091113 0001422023-09-000004.hdr.sgml : 20091113 20091113145619 ACCESSION NUMBER: 0001422023-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Chapter IV Investors, LLC CENTRAL INDEX KEY: 0001422023 IRS NUMBER: 205140177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12694 FILM NUMBER: 091181084 BUSINESS ADDRESS: STREET 1: 301 SOUTH TRYON STREET STREET 2: SUITE 1850 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704 644-4072 MAIL ADDRESS: STREET 1: 301 SOUTH TRYON STREET STREET 2: SUITE 1850 CITY: CHARLOTTE STATE: NC ZIP: 28202 13F-HR 1 chiv3q09.txt 1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 13F
FORM 13F COVER PAGE
REPORT OF THE CALENDAR YEAR ENDED: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: Name: Chapter IV Investors, LLC Address: 301 South Tryon Street, Suite 1850 Charlotte, NC 28202 13F File Number: 028-12694 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. PERSON SIGNING THE REPORT ON BEHALF OF REPORTING MANAGER: Name: Kimberly Sturkey Title: Chief Financial Officer Phone: (704) 644-4072 SIGNATURE, PLACE, AND DATE OF SIGNING: /s/ Kimberly Sturkey Charlotte, NC 11/13/2009 - ----------------------- ------------------------- ---------------------------- Signature Place Date REPORT TYPE: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE 2
FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 7 Form 13F Information Table Value Total: $198,442 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE 3
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------- -------- -------- --------- ------------------------- ---------- -------- --------------------- TITLE OF VALUE SHARES OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- -------- -------- --------- --------- ------ -------- ---------- -------- --------- ------ ---- Exterran Holdings Inc. COM 30225X103 $ 32,346 1,362,500 Sh SOLE 1,362,500 Graphic Packaging COM 388689101 $ 681 294,668 Sh SOLE 294,668 Lamar Advertising CL A 512815101 $ 36,495 1,330,000 Sh SOLE 1,330,000 Martin Marietta Matls COM 573284106 $ 56,163 610,000 Sh SOLE 610,000 Rock-Tenn Company CL A 772739207 $ 21,289 451,900 Sh SOLE 451,900 Sealed Air Corp COM 81211K100 $ 31,408 1,600,000 Sh SOLE 1,600,000 Vulcan Matls Co COM 929160109 $ 20,060 371,000 Sh SOLE 371,000 --------- Total Value: $ 198,442 ---------
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