SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Holcombe Mark R

(Last) (First) (Middle)
CAVES VILLAGE
WEST BAY STREET

(Street)
NASSAU, NEW PROVIDENCE C5 CB-12043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Trident Brands Inc [ TDNT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Chair Comp. Com.&Board of Dir
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12,550,000 D
Common Stock 03/21/2011 S 400,000(1) D $0.0038 12,000,000 D
Common Stock 02/06/2015 S 2,000,000 D $0.05 10,000,000 D
Common Stock 09/26/2016 S 6,500,000 D $0.05 3,500,000 D
Common Stock 09/26/2016 S 3,000,000 D $0.05 500,000 D
Common Stock 01/02/2019 P 150,000 A $0.38 12,400,000(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options $0.75 05/05/2014 A 100,000 05/05/2015 05/05/2019 Common Stock 100,000 (3) 100,000 D
Common Stock Options $1 05/05/2014 A 100,000 05/05/2016 05/05/2019 Common Stock 100,000 (3) 100,000 D
Common Stock Options $1.5 05/05/2014 A 100,000 05/05/2017 05/05/2019 Common Stock 100,000 (3) 100,000 D
Explanation of Responses:
1. The original number of shares sold by Mr. Holcombe was 100,000 common shares. The share amounts indicated on this form represent post-split shares.
2. On July 30, 2013, the Company effected a 4 for 1 forward split of its share capital such that every one share of common stock to the split was exchanged for four post-split shares of common stock. As a result, Mr. Holcombe's previously reported shareholdings of 3,100,000 common shares were split into 12,400,000 common shares.
3. Options were granted pursuant to the 2013 Stock Option Plan of the Company.
/s/ Mark Holcombe 02/20/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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