0001437749-20-003293.txt : 20200221
0001437749-20-003293.hdr.sgml : 20200221
20200221211834
ACCESSION NUMBER: 0001437749-20-003293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200219
FILED AS OF DATE: 20200221
DATE AS OF CHANGE: 20200221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Siebert Eric
CENTRAL INDEX KEY: 0001668414
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 20641884
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-02-19
0001421517
Energy Recovery, Inc.
ERII
0001668414
Siebert Eric
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
VP, Oil and Gas
Common Stock
2020-02-19
4
M
0
1100
2.61
A
73205
D
Common Stock
2020-02-19
4
S
0
1100
11
D
72105
D
Common Stock
2020-02-20
4
M
0
17298
2.61
A
89403
D
Common Stock
2020-02-20
4
S
0
17298
11.012
D
72105
D
Common Stock
2020-02-21
4
M
0
1900
2.61
A
74005
D
Common Stock
2020-02-21
4
S
0
1900
11.0189
D
72105
D
Common Stock
2020-02-21
4
F
0
101
10.42
D
72004
D
Employee Stock Option (Right to Buy)
2.61
2020-02-19
4
M
0
1100
0
D
2025-06-08
Common Stock
1100
72800
D
Employee Stock Option (Right to Buy)
2.61
2020-02-20
4
M
0
17298
0
D
2025-06-08
Common Stock
17298
55502
D
Employee Stock Option (Right to Buy)
2.61
2020-02-21
4
M
0
1900
0
D
2025-06-08
Common Stock
1900
53602
D
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019.
This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable.
/s/ William Yeung, Attorney-in-Fact for Eric Siebert
2020-02-21