0001437749-20-003293.txt : 20200221 0001437749-20-003293.hdr.sgml : 20200221 20200221211834 ACCESSION NUMBER: 0001437749-20-003293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200219 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siebert Eric CENTRAL INDEX KEY: 0001668414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 20641884 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml FORM 4 X0306 4 2020-02-19 0001421517 Energy Recovery, Inc. ERII 0001668414 Siebert Eric C/O ENERGY RECOVERY 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 VP, Oil and Gas Common Stock 2020-02-19 4 M 0 1100 2.61 A 73205 D Common Stock 2020-02-19 4 S 0 1100 11 D 72105 D Common Stock 2020-02-20 4 M 0 17298 2.61 A 89403 D Common Stock 2020-02-20 4 S 0 17298 11.012 D 72105 D Common Stock 2020-02-21 4 M 0 1900 2.61 A 74005 D Common Stock 2020-02-21 4 S 0 1900 11.0189 D 72105 D Common Stock 2020-02-21 4 F 0 101 10.42 D 72004 D Employee Stock Option (Right to Buy) 2.61 2020-02-19 4 M 0 1100 0 D 2025-06-08 Common Stock 1100 72800 D Employee Stock Option (Right to Buy) 2.61 2020-02-20 4 M 0 17298 0 D 2025-06-08 Common Stock 17298 55502 D Employee Stock Option (Right to Buy) 2.61 2020-02-21 4 M 0 1900 0 D 2025-06-08 Common Stock 1900 53602 D This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. /s/ William Yeung, Attorney-in-Fact for Eric Siebert 2020-02-21