0001437749-20-001828.txt : 20200205
0001437749-20-001828.hdr.sgml : 20200205
20200205193511
ACCESSION NUMBER: 0001437749-20-001828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200205
DATE AS OF CHANGE: 20200205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clemente Rodney
CENTRAL INDEX KEY: 0001668422
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 20580476
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-02-03
0001421517
Energy Recovery, Inc.
ERII
0001668422
Clemente Rodney
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
SVP, Water
Common Stock
2020-02-03
4
F
0
1866
10.2401
D
57749
D
Common Stock
2020-02-04
4
F
0
1201
10.4125
D
56548
D
Common Stock
2020-02-04
4
S
0
3479
10.4125
D
53069
D
Common Stock
2020-02-05
4
S
0
5123
10.5424
D
47946
D
Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.
This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
/s/ William Yeung, Attorney-in-Fact for Rodney Clemente
2020-02-05