0001437749-20-001828.txt : 20200205 0001437749-20-001828.hdr.sgml : 20200205 20200205193511 ACCESSION NUMBER: 0001437749-20-001828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clemente Rodney CENTRAL INDEX KEY: 0001668422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 20580476 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml FORM 4 X0306 4 2020-02-03 0001421517 Energy Recovery, Inc. ERII 0001668422 Clemente Rodney C/O ENERGY RECOVERY 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 SVP, Water Common Stock 2020-02-03 4 F 0 1866 10.2401 D 57749 D Common Stock 2020-02-04 4 F 0 1201 10.4125 D 56548 D Common Stock 2020-02-04 4 S 0 3479 10.4125 D 53069 D Common Stock 2020-02-05 4 S 0 5123 10.5424 D 47946 D Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019. This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. /s/ William Yeung, Attorney-in-Fact for Rodney Clemente 2020-02-05