0001437749-19-005194.txt : 20190318 0001437749-19-005194.hdr.sgml : 20190318 20190318171352 ACCESSION NUMBER: 0001437749-19-005194 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190131 FILED AS OF DATE: 20190318 DATE AS OF CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siebert Eric CENTRAL INDEX KEY: 0001668414 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 19689168 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2019-01-31 2019-02-05 0001421517 Energy Recovery, Inc. ERII 0001668414 Siebert Eric C/O ENERGY RECOVERY 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 VP, Oil and Gas Common Stock 2019-01-31 4 A 0 21381 7.60 A 115115 D Common Stock 2019-02-05 4 F 0 1428 8.6505 D 113687 D Common Stock 2019-02-04 4 F 0 2268 7.7161 D 111419 D Common Stock 2019-02-05 4 F 0 1665 7.764 D 109754 D Employee Stock Option (Right to Buy) 7.60 2019-01-31 4 A 0 35800 0 A 2029-01-31 Common Stock 35800 35800 D Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. /s/ William Yeung, Attorney-in-Fact for Eric Siebert 2019-03-18