0001437749-19-005194.txt : 20190318
0001437749-19-005194.hdr.sgml : 20190318
20190318171352
ACCESSION NUMBER: 0001437749-19-005194
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190131
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Siebert Eric
CENTRAL INDEX KEY: 0001668414
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 19689168
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2019-01-31
2019-02-05
0001421517
Energy Recovery, Inc.
ERII
0001668414
Siebert Eric
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
VP, Oil and Gas
Common Stock
2019-01-31
4
A
0
21381
7.60
A
115115
D
Common Stock
2019-02-05
4
F
0
1428
8.6505
D
113687
D
Common Stock
2019-02-04
4
F
0
2268
7.7161
D
111419
D
Common Stock
2019-02-05
4
F
0
1665
7.764
D
109754
D
Employee Stock Option (Right to Buy)
7.60
2019-01-31
4
A
0
35800
0
A
2029-01-31
Common Stock
35800
35800
D
Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.
The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date.
Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).
Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.
Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.
This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.
/s/ William Yeung, Attorney-in-Fact for Eric Siebert
2019-03-18