0001437749-19-002899.txt : 20190219
0001437749-19-002899.hdr.sgml : 20190219
20190219191119
ACCESSION NUMBER: 0001437749-19-002899
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Emily
CENTRAL INDEX KEY: 0001668423
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 19616691
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-02-15
0001421517
Energy Recovery, Inc.
ERII
0001668423
Smith Emily
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
VP, Corporate Development
Common Stock
2019-02-15
4
M
0
10000
2.14
A
66776
D
Common Stock
2019-02-15
4
S
0
10000
8.0035
D
56776
D
Common Stock
2019-02-19
4
F
0
135
7.83
D
56641
D
Employee Stock Option (Right to Buy)
2.14
2019-02-15
4
M
0
10000
0
D
2025-09-30
Common Stock
10000
40000
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.
This figure is the weighted average sales price of multiple trades ranging from $7.9300 to $8.0500 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3.
This employee stock option was granted on September 30, 2015. 25% of the shares full vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75% vest 1/36th per month.
/s/ William Yeung, Attorney-in-Fact for Emily Smith
2019-02-19