0001437749-14-005265.txt : 20140327 0001437749-14-005265.hdr.sgml : 20140327 20140327170822 ACCESSION NUMBER: 0001437749-14-005265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140326 FILED AS OF DATE: 20140327 DATE AS OF CHANGE: 20140327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johannessen Fred Olav CENTRAL INDEX KEY: 0001438188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 14722440 MAIL ADDRESS: STREET 1: C/O ENERGY RECOVERY, INC. STREET 2: 1908 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml FORM 4 X0306 4 2014-03-26 0001421517 Energy Recovery, Inc. ERII 0001438188 Johannessen Fred Olav C/O ENERGY RECOVERY, INC. 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 Common Stock 2014-03-26 4 S 0 100000 5.4589 D 919500 D Common Stock 2014-03-26 4 S 0 80000 5.4684 D 102200 I By Kalamaris Invest AG Common Stock 25000 I By Spouse Common Stock 55417 I By Gallissas Ltd The sales reported on this Form 4 were sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person on March 11, 2014 The figure is the weighted average sales price of multiple trades ranging from $5.38 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request. The figure is the weighted average sales price of multiple trades ranging from $5.40 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Previously reported indirect ownership of 120,000 shares by child are no longer being reported, as child is an adult and no longer resides with reporting person. /s/ Alexander J. Buehler, Attorney-in-Fact for Fred Olav Johannessen 2014-03-27