0001437749-14-005265.txt : 20140327
0001437749-14-005265.hdr.sgml : 20140327
20140327170822
ACCESSION NUMBER: 0001437749-14-005265
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140326
FILED AS OF DATE: 20140327
DATE AS OF CHANGE: 20140327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johannessen Fred Olav
CENTRAL INDEX KEY: 0001438188
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 14722440
MAIL ADDRESS:
STREET 1: C/O ENERGY RECOVERY, INC.
STREET 2: 1908 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-03-26
0001421517
Energy Recovery, Inc.
ERII
0001438188
Johannessen Fred Olav
C/O ENERGY RECOVERY, INC.
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
Common Stock
2014-03-26
4
S
0
100000
5.4589
D
919500
D
Common Stock
2014-03-26
4
S
0
80000
5.4684
D
102200
I
By Kalamaris Invest AG
Common Stock
25000
I
By Spouse
Common Stock
55417
I
By Gallissas Ltd
The sales reported on this Form 4 were sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person on March 11, 2014
The figure is the weighted average sales price of multiple trades ranging from $5.38 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
The figure is the weighted average sales price of multiple trades ranging from $5.40 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
Previously reported indirect ownership of 120,000 shares by child are no longer being reported, as child is an adult and no longer resides with reporting person.
/s/ Alexander J. Buehler, Attorney-in-Fact for Fred Olav Johannessen
2014-03-27