0001387131-19-009740.txt : 20191219 0001387131-19-009740.hdr.sgml : 20191219 20191219214039 ACCESSION NUMBER: 0001387131-19-009740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191218 FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Richard I CENTRAL INDEX KEY: 0001420969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55121 FILM NUMBER: 191297553 MAIL ADDRESS: STREET 1: C/O INTELLON CORPORATION STREET 2: 5955 T.G. LEE BLVD., SUITE 600 CITY: ORLANDO STATE: FL ZIP: 32822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FS Investment Corp III CENTRAL INDEX KEY: 0001579412 IRS NUMBER: 900994912 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ROUSE BOULEVARD CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: 201 ROUSE BOULEVARD CITY: PHILADELPHIA STATE: PA ZIP: 19112 4 1 goldstfsinviii-form4_121819.xml OWNERSHIP DOCUMENT X0306 4 2019-12-18 1 0001579412 FS Investment Corp III NONE 0001420969 Goldstein Richard I C/O FS KKR CAPITAL CORP. II 201 ROUSE BOULEVARD PHILADELHPIA PA 19112 1 0 0 0 Common Stock 2019-12-18 4 D 0 19719 D 0 D Disposed of in exchange for 19,333 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC. /s/ Stephen S. Sypherd, Attorney-in-Fact 2019-12-19