0001193125-19-035894.txt : 20190212 0001193125-19-035894.hdr.sgml : 20190212 20190212160632 ACCESSION NUMBER: 0001193125-19-035894 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 GROUP MEMBERS: DENNIS M. LANFEAR, AS TRUSTEE OF THE LANFEAR REVOCABLE TRUST, DATED JANUARY 27, 2004, AS RESTATED GROUP MEMBERS: LANFEAR CAPITAL ADVISORS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Coherus BioSciences, Inc. CENTRAL INDEX KEY: 0001512762 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 273615821 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88402 FILM NUMBER: 19590792 BUSINESS ADDRESS: STREET 1: C/O DENNIS M. LANFEAR STREET 2: 333 TWIN DOLPHIN DR, SUITE 600 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: (650) 649-3530 MAIL ADDRESS: STREET 1: C/O DENNIS M. LANFEAR STREET 2: 333 TWIN DOLPHIN DR, SUITE 600 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: BioGenerics, Inc. DATE OF NAME CHANGE: 20110210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lanfear Dennis M CENTRAL INDEX KEY: 0001420822 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O INSMED INCORPORATED STREET 2: 8720 STONY POINT PKWY, SUITE 200 CITY: RICHMOND STATE: VA ZIP: 23235 SC 13G/A 1 d681223dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 4)*

 

 

Coherus BioSciences, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

19249H 10 3

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 9 pages.


CUSIP No. 19249H 10 3    13G   

 

  1.       

  Name of Reporting Person

  I.R.S. Identification No. of Above Persons (Entities Only)

 

  Dennis M. Lanfear

  2.      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3.      

  SEC Use Only

 

  4.      

  Citizenship or Place of Organization

 

  United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.     

  Sole Voting Power

 

   3,906,598 shares

  6.     

  Shared Voting Power

 

   -0- shares

  7.     

  Sole Dispositive Power

 

  3,906,598 shares

  8.     

  Shared Dispositive Power

 

  -0- shares

  9.      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  3,906,598 shares

10.      

  Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11.      

  Percent of Class Represented by Amount in Row (9)

 

  5.55%

12.      

  Type of Reporting Person

 

  IN

 

Page 2 of 9 pages.


CUSIP No. 19249H 10 3    13G   

 

  1.       

  Name of Reporting Person

  I.R.S. Identification No. of Above Persons (Entities Only)

 

  Dennis M. Lanfear, as Trustee of the Lanfear Revocable Trust, dated January 27, 2004, as restated

  2.      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3.      

  SEC Use Only

 

  4.      

  Citizenship or Place of Organization

 

  United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.     

  Sole Voting Power

 

  1,316,582 shares

  6.     

  Shared Voting Power

 

   -0-

  7.     

  Sole Dispositive Power

 

  1,316,582 shares

  8.     

  Shared Dispositive Power

 

  -0-

  9.      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,316,582 shares

10.      

  Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11.      

  Percent of Class Represented by Amount in Row (9)

 

  1.94%

12.      

  Type of Reporting Person

 

  OO

 

Page 3 of 9 pages.


CUSIP No. 19249H 10 3    13G   

 

  1.       

  Name of Reporting Person

  I.R.S. Identification No. of Above Persons (Entities Only)

 

  Lanfear Capital Advisors, LLC

  2.      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3.      

  SEC Use Only

 

  4.      

  Citizenship or Place of Organization

 

  United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.     

  Sole Voting Power

 

  86,965 shares

  6.     

  Shared Voting Power

 

   -0-

  7.     

  Sole Dispositive Power

 

  86,965 shares

  8.     

  Shared Dispositive Power

 

  -0-

  9.      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  86,965 shares

10.      

  Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11.      

  Percent of Class Represented by Amount in Row (9)

 

  0.13%

12.      

  Type of Reporting Person

 

  OO

 

Page 4 of 9 pages.


Item 1.

 

  (a)

Name of Issuer:

Coherus BioSciences, Inc. (“Coherus”)

 

  (b)

Address of Issuer’s Principal Executive Offices:

333 Twin Dolphin Drive

Suite 600

Redwood City, CA 94065

Item 2.

 

  (a)

Name of Persons Filing:

Dennis M. Lanfear

Dennis M. Lanfear, as Trustee of the Lanfear Revocable Trust, dated January 27, 2004, as restated (“Lanfear Trust”)

Lanfear Capital Advisors, LLC (“Lanfear Capital”)

 

  (b)

Address of Principal Business Office:

The principal business office for all persons filing is:

c/o Coherus BioSciences, Inc.

333 Twin Dolphin Drive

Suite 600

Redwood City, CA 94065

 

  (c)

Citizenship:

Dennis M. Lanfear is a U.S. citizen. The Lanfear Trust is organized under the laws of the State of California. Lanfear Capital is organized under the laws of the State of Delaware.

 

  (d)

Title of Class of Securities:

Common Stock, $0.0001 par value per share

 

  (e)

CUSIP Number:

19249H 10 3

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Page 5 of 9 pages.


Item 4.

Ownership.

 

  (a)

Amount Beneficially Owned:

Dennis M. Lanfear: 3,906,598 shares

Lanfear Trust: 1,316,582 shares

Lanfear Capital: 86,965 shares

All shares owned by the Lanfear Trust and Lanfear Capital (an aggregate of 1,403,547 shares) may be deemed to be beneficially owned by Dennis M. Lanfear.

 

  (b)

Percent of Class:

Dennis M. Lanfear:     5.55%

Lanfear Trust:             1.94%

Lanfear Capital:          0.13%

The percentage for Mr. Lanfear is calculated using a denominator of 68,024,998 outstanding shares as of October 31, 2018 as reported in the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2018, plus 2,410,432 shares that could be acquired within 60 days of December 31, 2018. All other percentages were calculated using a denominator of 68,024,998.

 

  (c)

Number of shares as to which such person has:

 

  (i)

Sole power to vote or direct the vote:

Dennis M. Lanfear:     3,906,598 shares

Lanfear Trust:             1,316,582 shares

Lanfear Capital:          86,965 shares

 

  (ii)

Shared power to vote or direct the vote:

* See explanation below.

 

  (iii)

Sole power to dispose or direct the disposition of:

Dennis M. Lanfear:     3,906,598 shares

Lanfear Trust:             1,316,582 shares

Lanfear Capital:          86,965 shares

 

  (iv)

Shared power to dispose or direct the disposition of:

* Mr. Lanfear may be deemed to have shared power to vote, or direct the vote of, and shared power to dispose of, or direct the disposition of, shares held by Lanfear Trust or Lanfear Capital.

 

Page 6 of 9 pages.


Item 5.

Ownership of Five Percent or Less of a Class.

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group.

See Item 2. The filing persons are making a joint filing pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. The filing parties have executed an Agreement with Respect to Joint Filing of Schedule 13G, which is filed as Exhibit 1 to this Schedule 13G.

 

Item 9.

Notice of Dissolution of Group.

Not Applicable.

 

Item 10.

Certification.

Not Applicable.

 

Page 7 of 9 pages.


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 12, 2019   

/s/ Dennis M. Lanfear

Dennis M. Lanfear

  

                             

On behalf of the following filing persons:

Dennis M. Lanfear

Dennis M. Lanfear, as Trustee of the Lanfear Revocable Trust, dated January 27, 2004, as restated

Lanfear Capital Advisors, LLC

 

Page 8 of 9 pages.

EX-99.1 2 d681223dex991.htm EX-99.1 EX-99.1

Exhibit 1

The undersigned hereby agree that any statement on Schedule 13G to be filed with the Securities and Exchange Commission by any of the undersigned, including any amendments thereto, with respect to the securities of Coherus BioSciences, Inc. may be filed by any of the undersigned as a joint filing on behalf of all of the undersigned.

 

Dated: February 12, 2019    

/s/ Dennis M. Lanfear

    Dennis M. Lanfear
Dated: February 12, 2019     Dennis M. Lanfear, as Trustee of the Lanfear Revocable Trust, dated January 27, 2004, as restated
    By:  

/s/ Dennis M. Lanfear

      Dennis M. Lanfear, Trustee
Dated: February 12, 2019     Lanfear Capital Advisors, LLC
    By:  

/s/ Dennis M. Lanfear

      Dennis M. Lanfear, President

 

Page 9 of 9 pages.