0001420811-20-000029.txt : 20200219
0001420811-20-000029.hdr.sgml : 20200219
20200219171327
ACCESSION NUMBER: 0001420811-20-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200212
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Nicholas Peter
CENTRAL INDEX KEY: 0001700752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 20631071
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
4
1
wf-form4_158215039023867.xml
FORM 4
X0306
4
2020-02-12
0
0001420811
On Deck Capital, Inc.
ONDK
0001700752
Brown Nicholas Peter
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK
NY
10018
0
1
0
0
Chief Risk Officer
Common Stock
2020-02-12
4
A
0
10831
0
A
166114
D
Common Stock
2020-02-14
4
A
0
73302
0
A
239416
D
Common Stock
2020-02-15
4
F
0
1182
4.05
D
238234
D
The reported shares were acquired upon the vesting of performance-based restricted stock units granted on February 19, 2019 based on the Company's achievements with respect to certain financial performance metrics for the applicable performance period. The reported shares vest in three equal annual installments beginning on February 15, 2020.
The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on May 1, 2021.
The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of performance-based restricted stock units. No shares were sold.
/s/ Robert A. Zuccaro, by power of attorney
2020-02-19