0001420811-17-000162.txt : 20171129 0001420811-17-000162.hdr.sgml : 20171129 20171129161501 ACCESSION NUMBER: 0001420811-17-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171127 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breslow Noah CENTRAL INDEX KEY: 0001627461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 171228486 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 4 1 wf-form4_151199008762335.xml FORM 4 X0306 4 2017-11-27 0 0001420811 On Deck Capital, Inc. ONDK 0001627461 Breslow Noah C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 1 1 0 0 CEO & Chairman Common Stock 2017-11-27 4 P 0 10000 4.9339 A 400007 D Common Stock 2017-11-28 4 P 0 2000 4.9759 A 402007 D Common Stock 32000 I See footnote Common Stock 32000 I See footnote The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.885 to 4.9785, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.9754 to 4.9763, inclusive. The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee. The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee. /s/ Robert A. Zuccaro, by power of attorney 2017-11-29