0001420811-17-000080.txt : 20170511
0001420811-17-000080.hdr.sgml : 20170511
20170511164710
ACCESSION NUMBER: 0001420811-17-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170510
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartwig David
CENTRAL INDEX KEY: 0001627473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 17835010
MAIL ADDRESS:
STREET 1: C/O SAPPHIRE VENTURES
STREET 2: 3408 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
wf-form4_149453561418761.xml
FORM 4
X0306
4
2017-05-10
0
0001420811
On Deck Capital, Inc.
ONDK
0001627473
Hartwig David
C/O SAPPHIRE VENTURES
3408 HILLVIEW AVENUE
PALO ALTO
CA
94304
1
0
0
0
Common Stock
2017-05-10
4
A
0
22557
0
A
48084
D
Common Stock
5686354
I
See footnote
Stock Option (right to buy)
3.99
2017-05-10
4
A
0
37736
0
A
2027-05-09
Common Stock
37736.0
37736
D
The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018.
The reported shares are held of record by Sapphire Ventures Fund I, L.P. ("Sapphire Ventures LP"). Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP") is the general partner of Sapphire Ventures LP. The Reporting Person is a managing member of Sapphire GP and may be deemed to have an indirect pecuniary interest in such shares through his interest in the Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018.
/s/ Robert A. Zuccaro, by power of attorney
2017-05-11