0001420811-16-000129.txt : 20160317 0001420811-16-000129.hdr.sgml : 20160317 20160317162103 ACCESSION NUMBER: 0001420811-16-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160225 FILED AS OF DATE: 20160317 DATE AS OF CHANGE: 20160317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katzenberg Howard CENTRAL INDEX KEY: 0001627468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 161512775 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC. STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_145824605207616.xml FORM 4 X0306 4 2016-02-25 0 0001420811 On Deck Capital, Inc. ONDK 0001627468 Katzenberg Howard C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 0 1 0 0 Chief Financial Officer Common Stock 2016-02-25 5 J 0 E 13957 0 A 436396 D Common Stock 2016-02-25 5 J 0 E 13957 0 D 11034 I See footnote Common Stock 25000 I See footnote The reported shares, which were previously reported as held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee, were distributed to the Reporting Person for no consideration on February 25, 2016 and are now held directly by the Reporting Person. The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee. The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee. /s/ Robert A. Zuccaro, by power of attorney 2016-03-17