0001420811-15-000040.txt : 20150731 0001420811-15-000040.hdr.sgml : 20150731 20150731172257 ACCESSION NUMBER: 0001420811-15-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150730 FILED AS OF DATE: 20150731 DATE AS OF CHANGE: 20150731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital Inc CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breslow Noah CENTRAL INDEX KEY: 0001627461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 151020249 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_143837776753476.xml FORM 4 X0306 4 2015-07-30 0 0001420811 On Deck Capital Inc ONDK 0001627461 Breslow Noah C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 1 1 0 0 CEO & Chairman Common Stock 2015-07-30 4 A 0 140334 0 A 202334 D Common Stock 32000 I See footnote Common Stock 32000 I See footnote Employee Stock Option (right to buy) 12.67 2015-07-30 4 A 0 343812 0 A 2025-07-30 Common Stock 343812.0 343812 D The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on August 1, 2016. The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee. The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee. One-fourth of the shares subject to the option vest on July 30, 2016 and one forty-eighth of the shares vest monthly thereafter. /s/ Robert A. Zuccaro, by power of attorney 2015-07-31