0001420811-15-000020.txt : 20150603 0001420811-15-000020.hdr.sgml : 20150603 20150603162417 ACCESSION NUMBER: 0001420811-15-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital Inc CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartwig David CENTRAL INDEX KEY: 0001627473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 15910326 MAIL ADDRESS: STREET 1: C/O SAPPHIRE VENTURES STREET 2: 3408 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 wf-form4_143336304756116.xml FORM 4 X0306 4 2015-06-01 0 0001420811 On Deck Capital Inc ONDK 0001627473 Hartwig David C/O SAPPHIRE VENTURES 3408 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Common Stock 2015-06-01 4 A 0 6225 0 A 6255 D Common Stock 5686354 I See footnote Stock Option (right to buy) 14.46 2015-06-01 4 A 0 9837 0 A 2025-05-31 Common Stock 9837.0 9837 D The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 1, 2016. The reported shares are held of record by SAP Ventures Fund I Holdings, LLC ("SAP Holdings"). Sapphire Ventures Fund I, L.P. ("Sapphire Ventures LP") is the sole member of SAP Holdings and Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP"), previously reported as SAP Ventures (GPE) I, L.L.C., is the general partner of Sapphire Ventures LP. As a managing member of Sapphire GP, the Reporting Person shares voting and dispositive power with respect to the shares held by SAP Holdings. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 1, 2016. /s/ Robert A. Zuccaro, by power of attorney 2015-06-03