0001209191-14-076009.txt : 20141216 0001209191-14-076009.hdr.sgml : 20141216 20141216190614 ACCESSION NUMBER: 0001209191-14-076009 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141216 FILED AS OF DATE: 20141216 DATE AS OF CHANGE: 20141216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital Inc CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartwig David CENTRAL INDEX KEY: 0001627473 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290825 MAIL ADDRESS: STREET 1: C/O SAPPHIRE VENTURES STREET 2: 3408 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-12-16 0 0001420811 On Deck Capital Inc ONDK 0001627473 Hartwig David C/O SAPPHIRE VENTURES 3408 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Series C Preferred Stock Common Stock 2619048 I See footnote Series C-1 Preferred Stock Common Stock 1447756 I See footnote Series D Preferred Stock Common Stock 1211664 I See footnote Series E Preferred Stock Common Stock 407886 I See footnote The Series C Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The reported shares are held of record by SAP Ventures Fund I Holdings, LLC ("SAP Holdings"). Sapphire Ventures Fund I, L.P. ("Sapphire Ventures LP") is the sole member of SAP Holdings and SAP Ventures (GPE) I, L.L.C. ("SAP GPE") is the general partner of Sapphire Ventures LP. As a managing member of SAP GPE, the Reporting Person shares voting and dispositive power with respect to the shares held by SAP Holdings. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. The Series C-1 Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series D Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series E Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. Exhibit 24 - Power of Attorney /s/ Robert A. Zuccaro, by power of attorney 2014-12-16 EX-24 2 attachment1.htm EX-24 DOCUMENT

                                                                      Exhibit 24

                               POWER OF ATTORNEY

     The undersigned, as a Section 16 reporting person of On Deck Capital,
Inc. (the "Company"), hereby constitutes and appoints Cory R. Kampfer, Robert A.
Zuccaro and Robert A. Irwin, and each of them, as the undersigned's true and
lawful attorney-in-fact to:

     1.   prepare, execute in the undersigned's name and on the undersigned's
          behalf, and submit to the Securities and Exchange Commission (the
          "SEC") a Form ID, including amendments thereto, and any other
          documents necessary or appropriate to obtain EDGAR codes and passwords
          enabling the undersigned to make electronic filings with the SEC of
          reports required by Section 16(a) of the Securities Exchange Act of
          1934 or any rule or regulation of the SEC;

     2.   complete and execute Forms 3, 4 and 5 and other forms and all
          amendments thereto as such attorney-in-fact shall in his discretion
          determine to be required or advisable pursuant to Section 16 of the
          Securities Exchange Act of 1934 (as amended) and the rules and
          regulations promulgated thereunder, or any successor laws and
          regulations, as a consequence of the undersigned's ownership,
          acquisition or disposition of securities of the Company; and

     3.   do all acts necessary in order to file such forms with the SEC, any
          securities exchange or national association, the Company and such
          other person or agency as the attorneys-in-fact shall deem
          appropriate.

     The undersigned hereby ratifies and confirms all that said attorneys-in-
fact and agents shall do or cause to be done by virtue hereof.  The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the Company
assuming, any of the undersigned's responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934 (as amended).

     This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Company and the foregoing attorneys-in-fact.

     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 26th day of November, 2014.


                                         Signature: /s/ David Hartwig
                                                    -------------------------

                                         Print Name: David Hartwig
                                                     ------------------------