0001144204-18-060289.txt : 20181115 0001144204-18-060289.hdr.sgml : 20181115 20181115165710 ACCESSION NUMBER: 0001144204-18-060289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartwig David CENTRAL INDEX KEY: 0001627473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 181187838 MAIL ADDRESS: STREET 1: C/O SAPPHIRE VENTURES STREET 2: 3408 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 4 1 tv507343_4.xml OWNERSHIP DOCUMENT X0306 4 2018-11-13 0 0001420811 On Deck Capital, Inc. ONDK 0001627473 Hartwig David C/O SAPPHIRE VENTURES 3408 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Common Stock 2018-11-13 4 S 0 104925 8.3028 D 3685978 I See footnote Common Stock 2018-11-14 4 S 0 900 8.2364 D 3685078 I See footnote Common Stock 286596 I See footnote Common Stock 63283 D Represents the weighted average price for 104,925 shares sold within the range of $8.20 to $8.41. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners. The reported shares are held of record by Sapphire Ventures Fund I, LP ("Sapphire Ventures LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP") and may be deemed to have an indirect pecuniary interest in such shares through his interest in Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Represents the weighted average price for 900 shares sold within the range of $8.21 to $8.27. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners. The reported shares are held of record by Sapphire GP. The Reporting Person is a managing member of Sapphire GP and may be deemed to have an indirect pecuniary interest in such shares through his interest in the Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. This number differs from the previously disclosed number by 30 shares. The discrepancy was caused by a typographical error in a previous filing. /s/ David Hartwig 2018-11-15