0001144204-18-060289.txt : 20181115
0001144204-18-060289.hdr.sgml : 20181115
20181115165710
ACCESSION NUMBER: 0001144204-18-060289
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181113
FILED AS OF DATE: 20181115
DATE AS OF CHANGE: 20181115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartwig David
CENTRAL INDEX KEY: 0001627473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 181187838
MAIL ADDRESS:
STREET 1: C/O SAPPHIRE VENTURES
STREET 2: 3408 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
4
1
tv507343_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-11-13
0
0001420811
On Deck Capital, Inc.
ONDK
0001627473
Hartwig David
C/O SAPPHIRE VENTURES
3408 HILLVIEW AVENUE
PALO ALTO
CA
94304
1
0
0
0
Common Stock
2018-11-13
4
S
0
104925
8.3028
D
3685978
I
See footnote
Common Stock
2018-11-14
4
S
0
900
8.2364
D
3685078
I
See footnote
Common Stock
286596
I
See footnote
Common Stock
63283
D
Represents the weighted average price for 104,925 shares sold within the range of $8.20 to $8.41. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners.
The reported shares are held of record by Sapphire Ventures Fund I, LP ("Sapphire Ventures LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP") and may be deemed to have an indirect pecuniary interest in such shares through his interest in Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
Represents the weighted average price for 900 shares sold within the range of $8.21 to $8.27. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners.
The reported shares are held of record by Sapphire GP. The Reporting Person is a managing member of Sapphire GP and may be deemed to have an indirect pecuniary interest in such shares through his interest in the Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
This number differs from the previously disclosed number by 30 shares. The discrepancy was caused by a typographical error in a previous filing.
/s/ David Hartwig
2018-11-15