0000899243-20-028442.txt : 20201015
0000899243-20-028442.hdr.sgml : 20201015
20201015203558
ACCESSION NUMBER: 0000899243-20-028442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201013
FILED AS OF DATE: 20201015
DATE AS OF CHANGE: 20201015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Nicholas Peter
CENTRAL INDEX KEY: 0001700752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 201242578
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-13
1
0001420811
On Deck Capital, Inc.
ONDK
0001700752
Brown Nicholas Peter
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK
NY
10018
0
1
0
0
Chief Risk Officer
Common Stock
2020-10-13
4
A
0
36651
0.00
A
267109
D
Common Stock
2020-10-13
4
F
0
12550
0.00
D
254559
D
Common Stock
2020-10-13
4
A
0
7257
0.00
A
261816
D
Common Stock
2020-10-13
4
D
0
261816
D
0
D
Stock Option (right to buy)
5.19
2020-10-13
4
D
0
97151
0.00
D
2028-03-17
Common Stock
97151
0
D
Stock Option (right to buy)
4.26
2020-10-13
4
D
0
217949
0.00
D
2026-12-19
Common Stock
217949
0
D
On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The shares acquired were performance share units ("PSUs") granted in 2020 ("2020 PSUs") that vested upon completion of the Merger.
The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the 2020 PSUs. No shares were sold.
The shares acquired were PSUs granted in 2019 ("2019 PSUs") that vested upon completion of the Merger.
On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 156,133 restricted stock units and 7,257 2019 PSUs which, upon completion of the Merger, were assumed by Enova and converted automatically into a time-vesting restricted stock unit award that, subject to vesting, will be settled for a number of shares of Enova common stock calculated in accordance with the Merger agreement, (ii) 36,651 2020 PSUs which, upon completion of the Merger, vested and were settled for a number of shares of Enova common stock calculated in accordance with the Merger agreement, and and (ii) 74,325 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock.
These out-of-the-money options were forfeited and cancelled automatically without any consideration paid in the Merger.
/s/ Cory Kampfer, by power of attorney
2020-10-15