0000899243-20-028442.txt : 20201015 0000899243-20-028442.hdr.sgml : 20201015 20201015203558 ACCESSION NUMBER: 0000899243-20-028442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201013 FILED AS OF DATE: 20201015 DATE AS OF CHANGE: 20201015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Nicholas Peter CENTRAL INDEX KEY: 0001700752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 201242578 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-13 1 0001420811 On Deck Capital, Inc. ONDK 0001700752 Brown Nicholas Peter C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 0 1 0 0 Chief Risk Officer Common Stock 2020-10-13 4 A 0 36651 0.00 A 267109 D Common Stock 2020-10-13 4 F 0 12550 0.00 D 254559 D Common Stock 2020-10-13 4 A 0 7257 0.00 A 261816 D Common Stock 2020-10-13 4 D 0 261816 D 0 D Stock Option (right to buy) 5.19 2020-10-13 4 D 0 97151 0.00 D 2028-03-17 Common Stock 97151 0 D Stock Option (right to buy) 4.26 2020-10-13 4 D 0 217949 0.00 D 2026-12-19 Common Stock 217949 0 D On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The shares acquired were performance share units ("PSUs") granted in 2020 ("2020 PSUs") that vested upon completion of the Merger. The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the 2020 PSUs. No shares were sold. The shares acquired were PSUs granted in 2019 ("2019 PSUs") that vested upon completion of the Merger. On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 156,133 restricted stock units and 7,257 2019 PSUs which, upon completion of the Merger, were assumed by Enova and converted automatically into a time-vesting restricted stock unit award that, subject to vesting, will be settled for a number of shares of Enova common stock calculated in accordance with the Merger agreement, (ii) 36,651 2020 PSUs which, upon completion of the Merger, vested and were settled for a number of shares of Enova common stock calculated in accordance with the Merger agreement, and and (ii) 74,325 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock. These out-of-the-money options were forfeited and cancelled automatically without any consideration paid in the Merger. /s/ Cory Kampfer, by power of attorney 2020-10-15