-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TH1MqZezJmV39aG9rrEAmepJXzM3r6pfBHXAb5R3e/lXE4mF3sh7eb8JNC8czF+J lxFAGvLwxsLIf04WayymIg== 0001179110-09-009002.txt : 20090602 0001179110-09-009002.hdr.sgml : 20090602 20090602124720 ACCESSION NUMBER: 0001179110-09-009002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090515 FILED AS OF DATE: 20090602 DATE AS OF CHANGE: 20090602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiNapoli Jason Philip CENTRAL INDEX KEY: 0001421913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34226 FILM NUMBER: 09867566 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Century Bancshares, Inc. CENTRAL INDEX KEY: 0001420525 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 261169687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-270-9500 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 edgar.xml FORM 4 - X0303 4 2009-05-15 0 0001420525 1st Century Bancshares, Inc. FCTY 0001421913 DiNapoli Jason Philip C/O 1ST CENTURY BANCSHARES, INC. 1875 CENTURY PARK EAST, SUITE 1400 LOS ANGELES CA 90067 1 1 0 0 PRESIDENT & CCO Common Stock 2009-05-15 4 A 0 25000 0 A 194695 D Common Stock 18635 I By 401(k) Plan Stock Option (right to buy) 5 2005-10-20 2014-02-24 Common Stock 40000 40000 D Stock Option (right to buy) 8.75 2005-10-20 2015-04-19 Common Stock 7500 7500 D All 25,000 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the issuer's Form S-8 filed with the SEC on December 21, 2007. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007. Certain of these options are subject to restrictions on resale, which restrictions lapse over time pursuant to a schedule set forth in the form of stock option grant that was previously filed as Exhibit 4.4 to the Issuer's Form S-8 filed with the SEC on December 21, 2007. /s/ Jason DiNapoli 2009-06-02 -----END PRIVACY-ENHANCED MESSAGE-----