Director of Compliance

0001214659-24-002436.txt : 20240213 0001214659-24-002436.hdr.sgml : 20240213 20240213132019 ACCESSION NUMBER: 0001214659-24-002436 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 ORGANIZATION NAME: IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 24624271 BUSINESS ADDRESS: STREET 1: 3315 SCOTT BLVD STREET 2: 4TH FLOOR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 3315 SCOTT BLVD STREET 2: 4TH FLOOR CITY: SANTA CLARA STATE: CA ZIP: 95054 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001420473 XXXXXXXX 12-31-2023 12-31-2023 false Financial Engines Advisors L.L.C.

3315 SCOTT BLVD 4TH FLOOR SANTA CLARA CA 95054

13F HOLDINGS REPORT 028-12703 N David Carr Director of Compliance 913-319-8198 David Carr Overland Park KS 02-12-2024 0 318 42396574002 INFORMATION TABLE 2 infotable.xml ABBOTT LABORATORIES Common Stock 002824100 3427322 31137 SH SOLE 0 0 31137 ABBVIE INC Common Stock 00287Y109 13171604 84994 SH SOLE 0 0 84994 ACCENTURE PLC-CL A Common Stock G1151C101 276517 788 SH SOLE 0 0 788 ADOBE INC Common Stock 00724F101 590634 990 SH SOLE 0 0 990 ALLEGION PLC Common Stock G0176J109 455213 3593 SH SOLE 0 0 3593 ALLSTATE CORP Common Stock 020002101 337210 2395 SH SOLE 0 0 2395 ALPHABET INC-CL A Common Stock 02079K305 12262950 87786 SH SOLE 0 0 87786 ALPHABET INC-CL C Common Stock 02079K107 5383341 38198 SH SOLE 0 0 38198 AMAZON.COM INC Common Stock 023135106 9340079 61472 SH SOLE 0 0 61472 AMCOR PLC Common Stock G0250X107 1190608 123507 SH SOLE 0 0 123507 AMGEN INC Common Stock 031162100 1276504 4432 SH SOLE 0 0 4432 AMPLIFY TRANSFOR DATA SHARIN ETP 032108607 1781985 59698 SH SOLE 0 0 59698 APPLE INC Common Stock 037833100 19628838 101952 SH SOLE 0 0 101952 ASSOCIATED BANC-CORP Common Stock 045487105 417919 19538 SH SOLE 0 0 19538 AT&T INC Common Stock 00206R102 265339 15812 SH SOLE 0 0 15812 AUTOMATIC DATA PROCESSING Common Stock 053015103 2244046 9589 SH SOLE 0 0 9589 BANK OF NEW YORK MELLON CORP Common Stock 064058100 11569647 222279 SH SOLE 0 0 222279 BERKSHIRE HATHAWAY INC-CL B Common Stock 084670702 4164500 11676 SH SOLE 0 0 11676 BLACKROCK MUN INC TRUST II Closed-End Fund 09249N101 117725 10969 SH SOLE 0 0 10969 BLACKROCK ULTRA SHORT-TERM B ETP 46434V878 12843006 255023 SH SOLE 0 0 255023 BOEING CO/THE Common Stock 097023105 9383105 35997 SH SOLE 0 0 35997 BRISTOL-MYERS SQUIBB CO Common Stock 110122108 365535 7124 SH SOLE 0 0 7124 CARPENTER TECHNOLOGY Common Stock 144285103 1126407 15909 SH SOLE 0 0 15909 CATERPILLAR INC Common Stock 149123101 397676 1345 SH SOLE 0 0 1345 CHEVRON CORP Common Stock 166764100 1463093 9808 SH SOLE 0 0 9808 CHIPOTLE MEXICAN GRILL INC Common Stock 169656105 279009 122 SH SOLE 0 0 122 CINTAS CORP Common Stock 172908105 552363 916 SH SOLE 0 0 916 CISCO SYSTEMS INC Common Stock 17275R102 537860 10646 SH SOLE 0 0 10646 COCA-COLA CO/THE Common Stock 191216100 205692 3490 SH SOLE 0 0 3490 COSTCO WHOLESALE CORP Common Stock 22160K105 1647438 2452 SH SOLE 0 0 2452 COURSERA INC Common Stock 22266M104 575172 29694 SH SOLE 0 0 29694 CUMMINS INC Common Stock 231021106 308566 1288 SH SOLE 0 0 1288 CVS HEALTH CORP Common Stock 126650100 246333 3119 SH SOLE 0 0 3119 DARDEN RESTAURANTS INC Common Stock 237194105 1548691 9426 SH SOLE 0 0 9426 DAVITA INC Common Stock 23918K108 1709143 16314 SH SOLE 0 0 16314 DEERE & CO Common Stock 244199105 261673 652 SH SOLE 0 0 652 DIMENSIONAL EMERGING CORE EQ ETP 25434V302 540765 22429 SH SOLE 0 0 22429 DIMENSIONAL INTERNATIONAL CO ETP 25434V203 459423 16041 SH SOLE 0 0 16041 DIMENSIONAL US CORE EQUITY 2 ETP 25434V708 15283225 522860 SH SOLE 0 0 522860 DIMENSIONAL US EQUITY ETF ETP 25434V401 2746713 52994 SH SOLE 0 0 52994 DIMENSIONAL US MARKETWIDE VA ETP 25434V724 5604789 150585 SH SOLE 0 0 150585 DIMENSIONAL US TARGET VALUE ETP 25434V609 563755 10773 SH SOLE 0 0 10773 DIMENSIONAL WORLD EX US CORE ETP 25434V880 12899584 528238 SH SOLE 0 0 528238 DNP SELECT INCOME FUND INC Closed-End Fund 23325P104 420055 49158 SH SOLE 0 0 49158 ELI LILLY & CO Common Stock 532457108 719684 1234 SH SOLE 0 0 1234 EVERGY INC Common Stock 30034W106 1315792 25206 SH SOLE 0 0 25206 EXXON MOBIL CORP Common Stock 30231G102 1620660 16209 SH SOLE 0 0 16209 FIDELITY REAL ESTATE ETF ETP 316092857 4678023 175535 SH SOLE 0 0 175535 FINANCIAL SELECT SECTOR SPDR ETP 81369Y605 394480 10491 SH SOLE 0 0 10491 FIRST TRUST INDXX INNOVATIVE ETP 33741X201 3540310 86539 SH SOLE 0 0 86539 FIRST TRUST TCW UNCONSTRAINE ETP 33740F888 293094 11847 SH SOLE 0 0 11847 FORD MOTOR CO Common Stock 345370860 475375 38997 SH SOLE 0 0 38997 FORTUNE BRANDS INNOVATIONS I Common Stock 34964C106 399291 5244 SH SOLE 0 0 5244 FRANKLIN U.S. LOW VOLATILITY ETP 52468L406 43431062 1187920 SH SOLE 0 0 1187920 G1 THERAPEUTICS INC Common Stock 3621LQ109 37617 12333 SH SOLE 0 0 12333 GENERAL ELECTRIC CO Common Stock 369604301 231768 1814 SH SOLE 0 0 1814 GENERAL MILLS INC Common Stock 370334104 264989 4068 SH SOLE 0 0 4068 GLOBAL X BLOCKCHAIN ETF ETP 37960A735 2587004 54895 SH SOLE 0 0 54895 GLOBAL X ROBOTICS & ARTIFICI ETP 37954Y715 2467256 86558 SH SOLE 0 0 86558 GLOBAL X S&P 500 CA VAL ETF ETP 37954Y889 257178 4404 SH SOLE 0 0 4404 GRACO INC Common Stock 384109104 913890 10533 SH SOLE 0 0 10533 H.B. FULLER CO. Common Stock 359694106 1281932 15746 SH SOLE 0 0 15746 HF SINCLAIR CORP Common Stock 403949100 662681 11925 SH SOLE 0 0 11925 HOME DEPOT INC Common Stock 437076102 2384920 6881 SH SOLE 0 0 6881 HONEYWELL INTERNATIONAL INC Common Stock 438516106 313306 1494 SH SOLE 0 0 1494 ILLINOIS TOOL WORKS Common Stock 452308109 342868 1302 SH SOLE 0 0 1302 INDUSTRIAL SELECT SECT SPDR ETP 81369Y704 799357 7012 SH SOLE 0 0 7012 INGERSOLL-RAND INC Common Stock 45687V106 952855 12202 SH SOLE 0 0 12202 INTEL CORP Common Stock 458140100 565039 11244 SH SOLE 0 0 11244 INTL BUSINESS MACHINES CORP Common Stock 459200101 546423 3341 SH SOLE 0 0 3341 INTUITIVE SURGICAL INC Common Stock 46120E602 223332 662 SH SOLE 0 0 662 INVESCO ADV MUNI INC TR II Closed-End Fund 46132E103 90541 10715 SH SOLE 0 0 10715 INVESCO GLOBAL CLEAN ENERGY ETP 46138G847 818111 51228 SH SOLE 0 0 51228 INVESCO MUNICIPAL TRUST Closed-End Fund 46131J103 95528 10024 SH SOLE 0 0 10024 INVESCO QQQ TRUST SERIES 1 ETP 46090E103 10386209 25349 SH SOLE 0 0 25349 INVESCO S&P 500 HIGH DIVIDEN ETP 46138E362 46941242 1106843 SH SOLE 0 0 1106843 INVESCO S&P 500 QUALITY ETF ETP 46137V241 801195 14815 SH SOLE 0 0 14815 Invesco S&P 500 Equal Weight Tech ETF ETP 46137V282 468777 14362 SH SOLE 0 0 14362 INVESCO TOTAL RETURN BOND ET ETP 46090A804 311169 6587 SH SOLE 0 0 6587 ISHARES 0-5 YR INV GRD CORP ETP 46434V100 7233182 147015 SH SOLE 0 0 147015 ISHARES 1-3 YEAR TREASURY BO ETP 464287457 619650 7553 SH SOLE 0 0 7553 ISHARES 20 PLUS YEAR TREASURY BO ETP 464287432 7517854 76030 SH SOLE 0 0 76030 ISHARES 3-7 YEAR TREASURY BO ETP 464288661 486569297 4154095 SH SOLE 0 0 4154095 ISHARES 5-10Y INV GRADE CORP ETP 464288638 2499338533 48064172 SH SOLE 0 0 48064172 ISHARES AGENCY BOND ETF ETP 464288166 674559 6221 SH SOLE 0 0 6221 ISHARES CORE 1-5 YEAR USD BO ETP 46432F859 220060 4627 SH SOLE 0 0 4627 ISHARES CORE DIVIDEND GROWTH ETP 46434V621 1374993 25548 SH SOLE 0 0 25548 ISHARES CORE HIGH DIVIDEND E ETP 46429B663 1581530 15506 SH SOLE 0 0 15506 ISHARES CORE MSCI EAFE ETF ETP 46432F842 32140912 456871 SH SOLE 0 0 456871 ISHARES CORE MSCI EMERGING ETP 46434G103 19083948 377302 SH SOLE 0 0 377302 ISHARES CORE S&P 500 ETF ETP 464287200 4421834 9257 SH SOLE 0 0 9257 ISHARES CORE S&P MIDCAP ETF ETP 464287507 521480021 1881580 SH SOLE 0 0 1881580 ISHARES CORE S&P SMALL-CAP E ETP 464287804 833308067 7697996 SH SOLE 0 0 7697996 ISHARES CORE S&P TOTAL U.S. ETP 464287150 1498873 14243 SH SOLE 0 0 14243 ISHARES CORE S&P U.S. VALUE ETP 464287663 2155727 25563 SH SOLE 0 0 25563 ISHARES CORE TOTAL BOND ETF ETP 46434V613 2566145 55701 SH SOLE 0 0 55701 ISHARES CORE U.S. AGGREGATE ETP 464287226 23884179 240646 SH SOLE 0 0 240646 ISHARES CORE US REIT ETF ETP 464288521 213522 3933 SH SOLE 0 0 3933 ISHARES ESG AWARE 1-5 YEAR U ETP 46435G243 3808383 155571 SH SOLE 0 0 155571 ISHARES ESG AWARE MSCI USA ETP 46435G425 249502 2378 SH SOLE 0 0 2378 ISHARES ESG AWARE MSCI USA S ETP 46435U663 4433629 116643 SH SOLE 0 0 116643 ISHARES ESG AWARE USD CORPOR ETP 46435G193 5061203 217499 SH SOLE 0 0 217499 ISHARES EXPONENTIAL TECH ETF ETP 46434V381 2002668748 33450288 SH SOLE 0 0 33450288 ISHARES GNMA BOND ETF ETP 46429B333 27372011 618576 SH SOLE 0 0 618576 ISHARES IBNDS DEC 2032 TT ETP 46436E296 216240 9357 SH SOLE 0 0 9357 iShares iBonds Dec 2024 Term Muni Bond ETF ETP 46435U697 299543 11552 SH SOLE 0 0 11552 iShares iBonds Dec 2024 Term Treasury ETF ETP 46436E874 8107675 339802 SH SOLE 0 0 339802 iShares iBonds Dec 2025 Term Muni Bond ETF ETP 46435U432 200255 7544 SH SOLE 0 0 7544 iShares iBonds Dec 2025 Term Treasury ETF ETP 46436E866 7433979 319329 SH SOLE 0 0 319329 iShares iBonds Dec 2026 Term Muni Bond ETF ETP 46435U259 200210 7848 SH SOLE 0 0 7848 iShares iBonds Dec 2026 Term Treasury ETF ETP 46436E858 7387398 323229 SH SOLE 0 0 323229 iShares iBonds Dec 2027 Term Treasury ETF ETP 46436E841 6631538 296187 SH SOLE 0 0 296187 ISHARES IBONDS DEC 2028 TERM ETP 46436E833 1928595 86815 SH SOLE 0 0 86815 iShares iBonds Dec 2029 Term Treasury ETF ETP 46436E825 693496 31841 SH SOLE 0 0 31841 ISHARES IBONDS DEC 2030 TREA ETP 46436E593 370006 18763 SH SOLE 0 0 18763 ISHARES IBONDS DEC 2031 TERM ETP 46436E460 216028 10520 SH SOLE 0 0 10520 ISHARES IBONDS DEC 2033 TRES ETP 46436E148 216505 8716 SH SOLE 0 0 8716 iShares iBoxx $ Investment Grade Corporate Bond ETF ETP 464287242 1173165852 10601534 SH SOLE 0 0 10601534 iShares International Treasury Bond ETF ETP 464288117 27026343 653915 SH SOLE 0 0 653915 ISHARES INTL AGGREGATE BOND ETP 46435G672 574167436 11529466 SH SOLE 0 0 11529466 ISHARES MBS ETF ETP 464288588 707882 7524 SH SOLE 0 0 7524 ISHARES MSCI ACWI ETF ETP 464288257 657186 6457 SH SOLE 0 0 6457 ISHARES MSCI EAFE ETF ETP 464287465 127738871 1695273 SH SOLE 0 0 1695273 ISHARES MSCI EAFE GROWTH ETF ETP 464288885 254231 2625 SH SOLE 0 0 2625 ISHARES MSCI EAFE MIN VOL FA ETP 46429B689 70908121 1022614 SH SOLE 0 0 1022614 ISHARES MSCI EAFE VALUE ETF ETP 464288877 1470939 28233 SH SOLE 0 0 28233 ISHARES MSCI EMERGING MARKET ETP 464287234 1636141 40689 SH SOLE 0 0 40689 ISHARES MSCI EMR MRK EX CHNA ETP 46434G764 361051 6516 SH SOLE 0 0 6516 ISHARES MSCI USA MOMENTUM FA ETP 46432F396 567314 3616 SH SOLE 0 0 3616 ISHARES MSCI USA VALUE FACTO ETP 46432F388 262004 2590 SH SOLE 0 0 2590 ISHARES MSCI WORLD ETF ETP 464286392 288004 2165 SH SOLE 0 0 2165 ISHARES NATIONAL MUNI BOND E ETP 464288414 54511759 502829 SH SOLE 0 0 502829 ISHARES NEW YORK MUNI BOND E ETP 464288323 316836 5857 SH SOLE 0 0 5857 ISHARES RUSSELL 1000 ETF ETP 464287622 4462616 17016 SH SOLE 0 0 17016 ISHARES RUSSELL 1000 GROWTH ETP 464287614 14398179 47492 SH SOLE 0 0 47492 ISHARES RUSSELL 1000 VALUE E ETP 464287598 1668989374 10099784 SH SOLE 0 0 10099784 ISHARES RUSSELL 2000 ETF ETP 464287655 8028552 40000 SH SOLE 0 0 40000 ISHARES RUSSELL 2000 GROWTH ETP 464287648 81743955 324097 SH SOLE 0 0 324097 ISHARES RUSSELL 3000 ETF ETP 464287689 314485 1148 SH SOLE 0 0 1148 ISHARES RUSSELL MID-CAP ETF ETP 464287499 4709008 60581 SH SOLE 0 0 60581 ISHARES RUSSELL MID-CAP GROW ETP 464287481 3522151 33717 SH SOLE 0 0 33717 ISHARES RUSSELL MID-CAP VALU ETP 464287473 1905083 16382 SH SOLE 0 0 16382 ISHARES S&P 100 ETF ETP 464287101 373061 1670 SH SOLE 0 0 1670 ISHARES S&P 500 GROWTH ETF ETP 464287309 28961057 385633 SH SOLE 0 0 385633 ISHARES S&P 500 VALUE ETF ETP 464287408 50215965 288780 SH SOLE 0 0 288780 ISHARES S&P MID-CAP 400 GROW ETP 464287606 129861768 1639254 SH SOLE 0 0 1639254 ISHARES S&P MID-CAP 400 VALU ETP 464287705 90425935 792931 SH SOLE 0 0 792931 ISHARES S&P SMALL-CAP 600 GR ETP 464287887 2942861 23516 SH SOLE 0 0 23516 ISHARES S&P SMALL-CAP 600 VA ETP 464287879 2867318 27819 SH SOLE 0 0 27819 ISHARES SELECT DIVIDEND ETF ETP 464287168 418704 3571 SH SOLE 0 0 3571 ISHARES SHORT TREASURY BOND ETP 464288679 19619739 178150 SH SOLE 0 0 178150 ISHARES SHORT-TERM NATIONAL ETP 464288158 1864424 17684 SH SOLE 0 0 17684 ISHARES TIPS BOND ETF ETP 464287176 1384075 12876 SH SOLE 0 0 12876 ISHARES TRUST ISHARES ESG AW ETP 46435G516 9948488 131698 SH SOLE 0 0 131698 ISHARES US REAL ESTATE ETF ETP 464287739 704405 7706 SH SOLE 0 0 7706 ISHARES US TECH BREAKTHROUGH ETP 46436E502 239205667 5573291 SH SOLE 0 0 5573291 ISHARES US TREASURY BOND ETF ETP 46429B267 10802680 468866 SH SOLE 0 0 468866 JOHNSON & JOHNSON Common Stock 478160104 1460234 9316 SH SOLE 0 0 9316 JPMORGAN CHASE & CO Common Stock 46625H100 928747 5460 SH SOLE 0 0 5460 JPMORGAN REALTY INCOME ETF ETP 46641Q126 331426 7363 SH SOLE 0 0 7363 KINDER MORGAN INC Common Stock 49456B101 4587881 260083 SH SOLE 0 0 260083 KNIFE RIVER CORP Common Stock 498894104 433761 6554 SH SOLE 0 0 6554 LOCKHEED MARTIN CORP Common Stock 539830109 670276 1478 SH SOLE 0 0 1478 LOWE'S COS INC Common Stock 548661107 748926 3365 SH SOLE 0 0 3365 MARSH & MCLENNAN COS Common Stock 571748102 2871899 15157 SH SOLE 0 0 15157 MASTERCARD INC - A Common Stock 57636Q104 421789 988 SH SOLE 0 0 988 MATERIALS SELECT SECTOR SPDR ETP 81369Y100 790207 9237 SH SOLE 0 0 9237 MCDONALD'S CORP Common Stock 580135101 565790 1908 SH SOLE 0 0 1908 MDU RESOURCES GROUP INC Common Stock 552690109 2175200 109855 SH SOLE 0 0 109855 MEDTRONIC PLC Common Stock G5960L103 259497 3126 SH SOLE 0 0 3126 MERCK & CO. INC. Common Stock 58933Y105 823311 7511 SH SOLE 0 0 7511 META PLATFORMS INC-CLASS A Common Stock 30303M102 5703583 16113 SH SOLE 0 0 16113 MICROSOFT CORP Common Stock 594918104 17581351 46753 SH SOLE 0 0 46753 NETFLIX INC Common Stock 64110L106 3088279 6343 SH SOLE 0 0 6343 NEXTERA ENERGY INC Common Stock 65339F101 269407 4435 SH SOLE 0 0 4435 NORDSTROM INC Common Stock 655664100 693296 37577 SH SOLE 0 0 37577 NORTHROP GRUMMAN CORP Common Stock 666807102 507557 1084 SH SOLE 0 0 1084 NUVEEN AMT-FR MUNI CRDT Closed-End Fund 67071L106 137431 11627 SH SOLE 0 0 11627 NUVEEN AMT-FR QLTY MUNI INC Closed-End Fund 670657105 229449 20859 SH SOLE 0 0 20859 NVIDIA CORP Common Stock 67066G104 5489950 11085 SH SOLE 0 0 11085 OLD DOMINION FREIGHT LINE Common Stock 679580100 15361220 37898 SH SOLE 0 0 37898 OLIN CORP Common Stock 680665205 2480894 45985 SH SOLE 0 0 45985 ORACLE CORP Common Stock 68389X105 254929 2418 SH SOLE 0 0 2418 O'REILLY AUTOMOTIVE INC Common Stock 67103H107 2034044 2140 SH SOLE 0 0 2140 OVINTIV INC Common Stock 69047Q102 1056063 24045 SH SOLE 0 0 24045 PEPSICO INC Common Stock 713448108 460062 2693 SH SOLE 0 0 2693 PERRIGO CO PLC Common Stock G97822103 356671 11083 SH SOLE 0 0 11083 PFIZER INC Common Stock 717081103 391379 13594 SH SOLE 0 0 13594 PHILIP MORRIS INTERNATIONAL Common Stock 718172109 212054 2223 SH SOLE 0 0 2223 PIMCO INTERMEDIATE MUNICIPAL ETP 72201R866 2952376 55759 SH SOLE 0 0 55759 POTLATCHDELTIC CORP REIT 737630103 252984 5152 SH SOLE 0 0 5152 PROCTER & GAMBLE CO/THE Common Stock 742718109 749070 5111 SH SOLE 0 0 5111 PROSHARES BITCOIN STRAT ETF ETP 74347G440 1994602 97345 SH SOLE 0 0 97345 PROSHARES ULTRA DOW30 ETP 74347R305 358930 4531 SH SOLE 0 0 4531 PROSHARES ULTRA QQQ ETP 74347R206 1463766 19260 SH SOLE 0 0 19260 QUALCOMM INC Common Stock 747525103 1038708 7181 SH SOLE 0 0 7181 QUANTA SERVICES INC Common Stock 74762E102 272021 1260 SH SOLE 0 0 1260 ROCKWELL AUTOMATION INC Common Stock 773903109 211436 681 SH SOLE 0 0 681 ROYAL BANK OF CANADA Common Stock 780087102 1821647 18012 SH SOLE 0 0 18012 RTX CORP Common Stock 75513E101 299668 3561 SH SOLE 0 0 3561 SACHEM CAPITAL CORP REIT 78590A109 50050 13000 SH SOLE 0 0 13000 SALESFORCE INC Common Stock 79466L302 2155135 8190 SH SOLE 0 0 8190 SCHWAB 1000 INDEX ETF ETP 808524722 1158785287 25155133 SH SOLE 0 0 25155133 SCHWAB CRYPTO THEMATIC ETF ETP 808524656 2346770 73871 SH SOLE 0 0 73871 SCHWAB EMERGING MARKETS EQUI ETP 808524706 495575210 19990932 SH SOLE 0 0 19990932 SCHWAB FUNDAMENTAL INTL L/C ETP 808524755 456530 13534 SH SOLE 0 0 13534 SCHWAB INTERMEDIATE-TERM US ETP 808524854 6320664 127125 SH SOLE 0 0 127125 SCHWAB INTL EQUITY ETF ETP 808524805 2815123013 76166748 SH SOLE 0 0 76166748 SCHWAB INTL SMALL-CAP EQUITY ETP 808524888 1250231 35833 SH SOLE 0 0 35833 SCHWAB SHORT-TERM US TREAS ETP 808524862 721955 14901 SH SOLE 0 0 14901 SCHWAB U.S. TIPS ETF ETP 808524870 17103278 327649 SH SOLE 0 0 327649 SCHWAB US AGGREGATE BOND ETF ETP 808524839 116960447 2508804 SH SOLE 0 0 2508804 SCHWAB US BROAD MARKET ETF ETP 808524102 1078100 19365 SH SOLE 0 0 19365 SCHWAB US DVD EQUITY ETF ETP 808524797 953728 12527 SH SOLE 0 0 12527 SCHWAB US LARGE-CAP ETF ETP 808524201 3373820 59819 SH SOLE 0 0 59819 SCHWAB US LARGE-CAP GROWTH ETP 808524300 1006623774 12130371 SH SOLE 0 0 12130371 SCHWAB US LARGE-CAP VALUE ETP 808524409 1365396168 19477834 SH SOLE 0 0 19477834 SCHWAB US MID CAP ETF ETP 808524508 1591817834 21134065 SH SOLE 0 0 21134065 SCHWAB US REIT ETF ETP 808524847 1010867260 48810587 SH SOLE 0 0 48810587 SCHWAB US SMALL-CAP ETF ETP 808524607 125348831 2653446 SH SOLE 0 0 2653446 SIREN NEXGEN ECONOMY ETF ETP 829658202 2127095 87069 SH SOLE 0 0 87069 SIRIUS XM HOLDINGS INC Common Stock 82968B103 85124 15562 SH SOLE 0 0 15562 SONOCO PRODUCTS CO Common Stock 835495102 825740 14779 SH SOLE 0 0 14779 SPDR BLOOMBERG 1-3 MONTH T-B ETP 78468R663 922947 10099 SH SOLE 0 0 10099 SPDR BLOOMBERG INT TREASURY ETP 78464A516 6408597 276471 SH SOLE 0 0 276471 SPDR DJIA TRUST ETP 78467X109 527349 1396 SH SOLE 0 0 1396 SPDR DOUBLELINE TR TACT ETF ETP 78467V848 291651 7246 SH SOLE 0 0 7246 SPDR GOLD SHARES ETP 78463V107 238771 1249 SH SOLE 0 0 1249 SPDR MSCI ACWI EX-US ETP 78463X848 1802459 66659 SH SOLE 0 0 66659 SPDR MSCI EM FSL FL RSV FREE ETP 78470E205 3094436 100464 SH SOLE 0 0 100464 SPDR NUVEEN BLOOMBERG MUNICI ETP 78468R721 36205920 770338 SH SOLE 0 0 770338 SPDR NUVEEN BLOOMBERG SHORT ETP 78468R739 36653206 766963 SH SOLE 0 0 766963 SPDR PORT INT CORP BOND ETF ETP 78464A375 5836524 177780 SH SOLE 0 0 177780 SPDR PORT INT TREASURY TERM ETP 78464A672 799390015 27989846 SH SOLE 0 0 27989846 SPDR PORT LNG TRM TRSRY ETP 78464A664 1040448659 35852813 SH SOLE 0 0 35852813 SPDR PORT S&P 500 VALUE ETP 78464A508 3470370102 74423549 SH SOLE 0 0 74423549 SPDR PORTFOLIO CORPORATE BON ETP 78464A144 24354421 828100 SH SOLE 0 0 828100 SPDR PORTFOLIO DEVELOPED WOR ETP 78463X889 1983921387 58333459 SH SOLE 0 0 58333459 SPDR PORTFOLIO EMERGING MARK ETP 78463X509 590550489 16677501 SH SOLE 0 0 16677501 SPDR PORTFOLIO MORTGAGE BACK ETP 78464A383 3545387534 160642834 SH SOLE 0 0 160642834 SPDR PORTFOLIO S&P 400 MID C ETP 78464A847 939954 19293 SH SOLE 0 0 19293 SPDR PORTFOLIO S&P 500 ETF ETP 78464A854 287782963 5148174 SH SOLE 0 0 5148174 SPDR PORTFOLIO S&P 500 GROWT ETP 78464A409 1460960437 22455586 SH SOLE 0 0 22455586 SPDR PORTFOLIO S&P 600 SMALL ETP 78468R853 889861458 21096762 SH SOLE 0 0 21096762 SPDR PORTFOLIO TIPS ETF ETP 78464A656 2200835 86071 SH SOLE 0 0 86071 SPDR S&P 400 MID CAP VALUE E ETP 78464A839 125953226 1716451 SH SOLE 0 0 1716451 SPDR S&P 400 MID CAPGROWTH E ETP 78464A821 137801008 1821078 SH SOLE 0 0 1821078 SPDR S&P 500 ESG ETF ETP 78468R531 4042898 87508 SH SOLE 0 0 87508 SPDR S&P 500 ETF TRUST ETP 78462F103 17896248 37504 SH SOLE 0 0 37504 SPDR S&P 600 SMALL CAP GROWT ETP 78464A201 116625318 1394539 SH SOLE 0 0 1394539 SPDR S&P 600 SMALL CAP VALUE ETP 78464A300 111082760 1333366 SH SOLE 0 0 1333366 SPDR S&P DIVIDEND ETF ETP 78464A763 417719 3342 SH SOLE 0 0 3342 SPDR S&P KENSHO NEW ECONOMIE ETP 78468R648 1537612743 32925326 SH SOLE 0 0 32925326 SPDR S&P MIDCAP 400 ETF TRST ETP 78467Y107 4645194 9121 SH SOLE 0 0 9121 SPDR S&P NORTH AMERICAN NATU ETP 78463X152 314063689 6158362 SH SOLE 0 0 6158362 STARBUCKS CORP Common Stock 855244109 1505312 15678 SH SOLE 0 0 15678 SYSCO CORP Common Stock 871829107 957600 13094 SH SOLE 0 0 13094 TARGET CORP Common Stock 87612E106 224839 1578 SH SOLE 0 0 1578 TE CONNECTIVITY LTD Common Stock H84989104 218196 1553 SH SOLE 0 0 1553 TECHNOLOGY SELECT SECT SPDR ETP 81369Y803 3189673 16571 SH SOLE 0 0 16571 TELLURIAN INC Common Stock 87968A104 15541 20569 SH SOLE 0 0 20569 TESLA INC Common Stock 88160R101 5155076 20746 SH SOLE 0 0 20746 THERMO FISHER SCIENTIFIC INC Common Stock 883556102 263445 496 SH SOLE 0 0 496 TRANE TECHNOLOGIES PLC Common Stock G8994E103 1467302 6016 SH SOLE 0 0 6016 TRAVELERS COS INC/THE Common Stock 89417E109 204205 1072 SH SOLE 0 0 1072 TRINITY INDUSTRIES INC Common Stock 896522109 538256 20242 SH SOLE 0 0 20242 UNION PACIFIC CORP Common Stock 907818108 363405 1479 SH SOLE 0 0 1479 UNITEDHEALTH GROUP INC Common Stock 91324P102 1580061 3001 SH SOLE 0 0 3001 UTILITIES SELECT SECTOR SPDR ETP 81369Y886 205935 3251 SH SOLE 0 0 3251 VANECK GREEN BOND ETF ETP 92189F171 2907891 122026 SH SOLE 0 0 122026 VANECK INTERMEDIATE MUNI ETF ETP 92189H201 1212198 25775 SH SOLE 0 0 25775 VANGUARD DIVIDEND APPREC ETF ETP 921908844 3766073 22101 SH SOLE 0 0 22101 VANGUARD ESG US STOCK ETF ETP 921910733 4463691 52476 SH SOLE 0 0 52476 VANGUARD EXTENDED MARKET ETF ETP 922908652 400218 2434 SH SOLE 0 0 2434 VANGUARD FINANCIALS ETF ETP 92204A405 851861 9233 SH SOLE 0 0 9233 VANGUARD FTSE ALL-WORLD EX-U ETP 922042775 343219 6113 SH SOLE 0 0 6113 VANGUARD FTSE DEVELOPED ETF ETP 921943858 13241909 276449 SH SOLE 0 0 276449 VANGUARD FTSE EMERGING MARKE ETP 922042858 837177564 20369283 SH SOLE 0 0 20369283 VANGUARD GLBL EX-US REAL EST ETP 922042676 499793 11735 SH SOLE 0 0 11735 VANGUARD GROWTH ETF ETP 922908736 3039541877 9777219 SH SOLE 0 0 9777219 VANGUARD HIGH DVD YIELD ETF ETP 921946406 658043 5894 SH SOLE 0 0 5894 VANGUARD INFO TECH ETF ETP 92204A702 575604 1189 SH SOLE 0 0 1189 VANGUARD INTERMEDIATE-TERM B ETP 921937819 12439077 162857 SH SOLE 0 0 162857 VANGUARD INTERMEDIATE-TERM T ETP 92206C706 10526867 177459 SH SOLE 0 0 177459 VANGUARD LARGE-CAP ETF ETP 922908637 604655 2771 SH SOLE 0 0 2771 VANGUARD LONG-TERM BOND ETF ETP 921937793 2580095 34595 SH SOLE 0 0 34595 VANGUARD MID-CAP ETF ETP 922908629 7247014 31151 SH SOLE 0 0 31151 VANGUARD MID-CAP GROWTH ETF ETP 922908538 6367310 28999 SH SOLE 0 0 28999 VANGUARD MID-CAP VALUE ETF ETP 922908512 1027685 7087 SH SOLE 0 0 7087 VANGUARD MORTGAGE-BACKED SEC ETP 92206C771 62884590 1356440 SH SOLE 0 0 1356440 VANGUARD REAL ESTATE ETF ETP 922908553 307119870 3475779 SH SOLE 0 0 3475779 VANGUARD S&P 500 ETF ETP 922908363 1868815 4278 SH SOLE 0 0 4278 VANGUARD S/T CORP BOND ETF ETP 92206C409 229260998 2963176 SH SOLE 0 0 2963176 VANGUARD SH TERM TAX-EX BOND ETP 921935870 1375119 13560 SH SOLE 0 0 13560 VANGUARD SHORT-TERM BOND ETF ETP 921937827 3146891 40858 SH SOLE 0 0 40858 VANGUARD SHORT-TERM TIPS ETP 922020805 202117 4256 SH SOLE 0 0 4256 VANGUARD SHORT-TERM TREASURY ETP 92206C102 388594 6662 SH SOLE 0 0 6662 VANGUARD SMALL-CAP ETF ETP 922908751 9371097 43927 SH SOLE 0 0 43927 VANGUARD SMALL-CAP GRWTH ETF ETP 922908595 2907386 12025 SH SOLE 0 0 12025 VANGUARD SMALL-CAP VALUE ETF ETP 922908611 1307682 7266 SH SOLE 0 0 7266 VANGUARD TAX-EXEMPT BOND ETF ETP 922907746 37575265 736048 SH SOLE 0 0 736048 VANGUARD TOTAL BOND MARKET ETP 921937835 63399473 861991 SH SOLE 0 0 861991 VANGUARD TOTAL INTL BOND ETF ETP 92203J407 387762 7855 SH SOLE 0 0 7855 VANGUARD TOTAL INTL STOCK ETP 921909768 485991 8384 SH SOLE 0 0 8384 VANGUARD TOTAL STOCK MKT ETF ETP 922908769 87838388 370282 SH SOLE 0 0 370282 VANGUARD VALUE ETF ETP 922908744 12652381 84631 SH SOLE 0 0 84631 VAXART INC Common Stock 92243A200 5728 10000 SH SOLE 0 0 10000 VERIZON COMMUNICATIONS INC Common Stock 92343V104 1233035 32706 SH SOLE 0 0 32706 VIASAT INC Common Stock 92552V100 2892153 103475 SH SOLE 0 0 103475 VISA INC-CLASS A SHARES Common Stock 92826C839 591210 2270 SH SOLE 0 0 2270 WALMART INC Common Stock 931142103 454114 2871 SH SOLE 0 0 2871 WASTE MANAGEMENT INC Common Stock 94106L109 263650 1472 SH SOLE 0 0 1472 WELLS FARGO & CO Common Stock 949746101 484207 9837 SH SOLE 0 0 9837 WILLIS TOWERS WATSON PLC Common Stock G96629103 3661399 15179 SH SOLE 0 0 15179 WISDOMTREE EMERGING MARKETS ETP 97717W315 659910 16222 SH SOLE 0 0 16222 WISDOMTREE US MIDCAP DIVIDEN ETP 97717W505 1434600 31385 SH SOLE 0 0 31385 XCEL ENERGY INC Common Stock 98389B100 250281 4009 SH SOLE 0 0 4009 XTRACKERS MSCI USA ESG LDRS ETP 233051150 5149714 116404 SH SOLE 0 0 116404