Director of Compliance

0001214659-22-006695.txt : 20220512 0001214659-22-006695.hdr.sgml : 20220512 20220512173013 ACCESSION NUMBER: 0001214659-22-006695 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 22919224 BUSINESS ADDRESS: STREET 1: 3315 SCOTT BLVD STREET 2: 4TH FLOOR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 3315 SCOTT BLVD STREET 2: 4TH FLOOR CITY: SANTA CLARA STATE: CA ZIP: 95054 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 03-31-2022 03-31-2022 false Financial Engines Advisors L.L.C.

3315 SCOTT BLVD 4TH FLOOR SANTA CLARA CA 95054

13F HOLDINGS REPORT 028-12703 N David Carr Director of Compliance 913-319-8198 David Carr Overland Park KS 05-12-2022 0 327 37461868 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Common Stock 002824100 5011 42339 SH SOLE 0 0 42339 Alaska Air Group Inc Common Stock 011659109 4210 72569 SH SOLE 0 0 72569 Amazon.com Inc Common Stock 023135106 8185 2511 SH SOLE 0 0 2511 Amgen Inc Common Stock 031162100 469 1940 SH SOLE 0 0 1940 Amplify Transformational Data Sharing ETF ETP 032108607 1098 32101 SH SOLE 0 0 32101 Anthem Inc Common Stock 036752103 340 692 SH SOLE 0 0 692 Apple Inc Common Stock 037833100 12406 71050 SH SOLE 0 0 71050 Associated Banc-Corp Common Stock 045487105 445 19538 SH SOLE 0 0 19538 Astec Industries Inc Common Stock 046224101 215 4997 SH SOLE 0 0 4997 Automatic Data Processing Inc Common Stock 053015103 869 3812 SH SOLE 0 0 3812 Bank of America Corp Common Stock 060505104 329 7983 SH SOLE 0 0 7983 Bank of New York Mellon Corp/The Common Stock 064058100 10986 221361 SH SOLE 0 0 221361 Berkshire Hathaway Inc Common Stock 084670702 2248 6370 SH SOLE 0 0 6370 Boeing Co/The Common Stock 097023105 6808 35550 SH SOLE 0 0 35550 Bristol-Myers Squibb Co Common Stock 110122108 343 4669 SH SOLE 0 0 4669 Carpenter Technology Corp Common Stock 144285103 968 23052 SH SOLE 0 0 23052 Chevron Corp Common Stock 166764100 708 4350 SH SOLE 0 0 4350 Chevron Corp Common Stock 166764100 296 1820 SH SOLE 0 0 1820 Coca-Cola Co/The Common Stock 191216100 323 5188 SH SOLE 0 0 5188 Crane Co Common Stock 224399105 2390 22070 SH SOLE 0 0 22070 Xtrackers MSCI USA ESG Leaders Equity ETF ETP 233051150 1291 30986 SH SOLE 0 0 30986 Danaher Corp Common Stock 235851102 353 1203 SH SOLE 0 0 1203 Deere & Co Common Stock 244199105 291 698 SH SOLE 0 0 698 Walt Disney Co/The Common Stock 254687106 252 1839 SH SOLE 0 0 1839 Emerson Electric Co Common Stock 291011104 327 3332 SH SOLE 0 0 3332 Equifax Inc Common Stock 294429105 1190 5018 SH SOLE 0 0 5018 Fidelity MSCI Real Estate Index ETF ETP 316092857 6892 212793 SH SOLE 0 0 212793 Fidelity MSCI Utilities Index ETF ETP 316092865 636 13270 SH SOLE 0 0 13270 Ford Motor Co Common Stock 345370860 236 13966 SH SOLE 0 0 13966 HB Fuller Co Common Stock 359694106 465 7032 SH SOLE 0 0 7032 Graco Inc Common Stock 384109104 564 8095 SH SOLE 0 0 8095 HF Sinclair Corp Common Stock 403949100 541 13585 SH SOLE 0 0 13585 Home Depot Inc/The Common Stock 437076102 1376 4597 SH SOLE 0 0 4597 Illinois Tool Works Inc Common Stock 452308109 379 1800 SH SOLE 0 0 1800 Intel Corp Common Stock 458140100 225 4550 SH SOLE 0 0 4550 iShares MSCI Emerging Markets Min Vol Factor ETF ETP 464286533 751 12299 SH SOLE 0 0 12299 iShares Select Dividend ETF ETP 464287168 461 3596 SH SOLE 0 0 3596 iShares TIPS Bond ETF ETP 464287176 2829 22710 SH SOLE 0 0 22710 iShares Core S&P 500 ETF ETP 464287200 4959 10930 SH SOLE 0 0 10930 iShares Core S&P 500 ETF ETP 464287200 327 721 SH SOLE 0 0 721 iShares Core U.S. Aggregate Bond ETF ETP 464287226 16427 153378 SH SOLE 0 0 153378 iShares MSCI Emerging Markets ETF ETP 464287234 2161 47869 SH SOLE 0 0 47869 iShares iBoxx $ Investment Grade Corporate Bond ETF ETP 464287242 1234622 10208546 SH SOLE 0 0 10208546 iShares S&P 500 Growth ETF ETP 464287309 43510 569648 SH SOLE 0 0 569648 iShares S&P 500 Value ETF ETP 464287408 84503 542660 SH SOLE 0 0 542660 iShares 20 Year Treasury Bond ETF ETP 464287432 1069 8094 SH SOLE 0 0 8094 iShares 1-3 Year Treasury Bond ETF ETP 464287457 1386 16631 SH SOLE 0 0 16631 iShares MSCI EAFE ETF ETP 464287465 123426 1676985 SH SOLE 0 0 1676985 iShares Russell Mid-Cap Value ETF ETP 464287473 1900 15878 SH SOLE 0 0 15878 iShares Russell Mid-Cap Growth ETF ETP 464287481 2243 22322 SH SOLE 0 0 22322 iShares Russell Mid-Cap ETF ETP 464287499 4278 54817 SH SOLE 0 0 54817 iShares Core S&P Mid-Cap ETF ETP 464287507 546150 2035290 SH SOLE 0 0 2035290 iShares Expanded Tech Sector ETF ETP 464287549 345 889 SH SOLE 0 0 889 iShares Russell 1000 Value ETF ETP 464287598 1821115 10971895 SH SOLE 0 0 10971895 iShares S&P Mid-Cap 400 Growth ETF ETP 464287606 145496 1882959 SH SOLE 0 0 1882959 iShares Russell 1000 Growth ETF ETP 464287614 6275 22600 SH SOLE 0 0 22600 iShares Russell 1000 ETF ETP 464287622 1816 7260 SH SOLE 0 0 7260 iShares Russell 2000 Growth ETF ETP 464287648 86636 338752 SH SOLE 0 0 338752 iShares Russell 2000 ETF ETP 464287655 1747 8509 SH SOLE 0 0 8509 iShares Core S&P U.S. Value ETF ETP 464287663 2422 31921 SH SOLE 0 0 31921 iShares Core S&P U.S. Growth ETF ETP 464287671 219 2075 SH SOLE 0 0 2075 iShares S&P Mid-Cap 400 Value ETF ETP 464287705 97263 887112 SH SOLE 0 0 887112 iShares U.S. Real Estate ETF ETP 464287739 207 1915 SH SOLE 0 0 1915 iShares Core S&P Small-Cap ETF ETP 464287804 760484 7049354 SH SOLE 0 0 7049354 iShares S&P Small-Cap 600 Value ETF ETP 464287879 3074 30026 SH SOLE 0 0 30026 iShares S&P Small-Cap 600 Growth ETF ETP 464287887 2629 21013 SH SOLE 0 0 21013 iShares International Treasury Bond ETF ETP 464288117 528659 11381254 SH SOLE 0 0 11381254 iShares International Treasury Bond ETF ETP 464288117 29451 634044 SH SOLE 0 0 634044 iShares Short-Term National Muni Bond ETF ETP 464288158 1150 10999 SH SOLE 0 0 10999 iShares MSCI ACWI ETF ETP 464288257 255 2559 SH SOLE 0 0 2559 iShares MSCI EAFE Small-Cap ETF ETP 464288273 336 5067 SH SOLE 0 0 5067 iShares National Muni Bond ETF ETP 464288414 188527 1719510 SH SOLE 0 0 1719510 iShares National Muni Bond ETF ETP 464288414 2187 19951 SH SOLE 0 0 19951 iShares MBS ETF ETP 464288588 1225 12024 SH SOLE 0 0 12024 iShares 5-10 Year Investment Grade Corporate Bond ETF ETP 464288638 1914887 34898619 SH SOLE 0 0 34898619 iShares 5-10 Year Investment Grade Corporate Bond ETF ETP 464288638 83598 1523563 SH SOLE 0 0 1523563 iShares 3-7 Year Treasury Bond ETF ETP 464288661 594449 4870533 SH SOLE 0 0 4870533 iShares 3-7 Year Treasury Bond ETF ETP 464288661 6643 54429 SH SOLE 0 0 54429 iShares Short Treasury Bond ETF ETP 464288679 44022 399291 SH SOLE 0 0 399291 iShares Preferred & Income Securities ETF ETP 464288687 317 8698 SH SOLE 0 0 8698 iShares MSCI EAFE Value ETF ETP 464288877 1403 27915 SH SOLE 0 0 27915 iShares Russell Top 200 Growth ETF ETP 464289438 253 1593 SH SOLE 0 0 1593 Johnson & Johnson Common Stock 478160104 1046 5900 SH SOLE 0 0 5900 Johnson & Johnson Common Stock 478160104 231 1305 SH SOLE 0 0 1305 Eli Lilly & Co Common Stock 532457108 610 2130 SH SOLE 0 0 2130 Lowe's Cos Inc Common Stock 548661107 231 1143 SH SOLE 0 0 1143 Marsh & McLennan Cos Inc Common Stock 571748102 447 2621 SH SOLE 0 0 2621 Marsh & McLennan Cos Inc Common Stock 571748102 2853 16742 SH SOLE 0 0 16742 McDonald's Corp Common Stock 580135101 317 1280 SH SOLE 0 0 1280 Microsoft Corp Common Stock 594918104 8352 27091 SH SOLE 0 0 27091 Microsoft Corp Common Stock 594918104 3728 12091 SH SOLE 0 0 12091 Nordstrom Inc Common Stock 655664100 1810 66765 SH SOLE 0 0 66765 Northrop Grumman Corp Common Stock 666807102 236 527 SH SOLE 0 0 527 Nuveen AMT-Free Quality Municipal Income Fund Closed-End Fund 670657105 273 20693 SH SOLE 0 0 20693 Old Dominion Freight Line Inc Common Stock 679580100 13666 45754 SH SOLE 0 0 45754 Olin Corp Common Stock 680665205 2951 56437 SH SOLE 0 0 56437 PepsiCo Inc Common Stock 713448108 230 1373 SH SOLE 0 0 1373 PotlatchDeltic Corp REIT 737630103 238 4515 SH SOLE 0 0 4515 Procter & Gamble Co/The Common Stock 742718109 317 2072 SH SOLE 0 0 2072 Schwab US Broad Market ETF ETP 808524102 1122 21022 SH SOLE 0 0 21022 Schwab US Large-Cap ETF ETP 808524201 4944 91809 SH SOLE 0 0 91809 Schwab US Large-Cap ETF ETP 808524201 361 6711 SH SOLE 0 0 6711 Schwab U.S. Large-Cap Growth ETF ETP 808524300 1293502 17288182 SH SOLE 0 0 17288182 Schwab U.S. Large-Cap Growth ETF ETP 808524300 114919 1535941 SH SOLE 0 0 1535941 Schwab U.S. Large-Cap Value ETF ETP 808524409 1729466 24225603 SH SOLE 0 0 24225603 Schwab U.S. Large-Cap Value ETF ETP 808524409 117715 1648902 SH SOLE 0 0 1648902 Schwab U.S. Mid-Cap ETF ETP 808524508 696658 9183471 SH SOLE 0 0 9183471 Schwab U.S. Mid-Cap ETF ETP 808524508 137535 1813012 SH SOLE 0 0 1813012 Schwab US Small-Cap ETF ETP 808524607 153196 3234708 SH SOLE 0 0 3234708 Schwab US Small-Cap ETF ETP 808524607 820 17307 SH SOLE 0 0 17307 Schwab Emerging Markets Equity ETF ETP 808524706 594540 21409426 SH SOLE 0 0 21409426 Schwab Emerging Markets Equity ETF ETP 808524706 78790 2837225 SH SOLE 0 0 2837225 Schwab 1000 Index ETF ETP 808524722 585701 13302326 SH SOLE 0 0 13302326 Schwab 1000 Index ETF ETP 808524722 72702 1651197 SH SOLE 0 0 1651197 Schwab Fundamental International Large Company Index ETF ETP 808524755 289 8958 SH SOLE 0 0 8958 Schwab US Dividend Equity ETF ETP 808524797 214 2708 SH SOLE 0 0 2708 Schwab International Equity ETF ETP 808524805 2768437 75393155 SH SOLE 0 0 75393155 Schwab International Equity ETF ETP 808524805 41219 1122510 SH SOLE 0 0 1122510 Schwab U.S. Aggregate Bond ETF ETP 808524839 102429 2025485 SH SOLE 0 0 2025485 Schwab U.S. Aggregate Bond ETF ETP 808524839 299 5903 SH SOLE 0 0 5903 Schwab U.S. REIT ETF ETP 808524847 822247 33035219 SH SOLE 0 0 33035219 Schwab U.S. REIT ETF ETP 808524847 33569 1348705 SH SOLE 0 0 1348705 Schwab Intermediate-Term U.S. Treasury ETF ETP 808524854 17067 320512 SH SOLE 0 0 320512 Schwab Intermediate-Term U.S. Treasury ETF ETP 808524854 15950 299534 SH SOLE 0 0 299534 Schwab Short-Term U.S. Treasury ETF ETP 808524862 1513 30536 SH SOLE 0 0 30536 Schwab Short-Term U.S. Treasury ETF ETP 808524862 291 5871 SH SOLE 0 0 5871 Schwab US TIPS ETF ETP 808524870 19719 324802 SH SOLE 0 0 324802 Schwab International Small-Cap Equity ETF ETP 808524888 1160 30540 SH SOLE 0 0 30540 Siren Nasdaq NexGen Economy ETF ETP 829658202 1354 36536 SH SOLE 0 0 36536 Snowflake Inc Common Stock 833445109 2228 9723 SH SOLE 0 0 9723 Sonoco Products Co Common Stock 835495102 874 13977 SH SOLE 0 0 13977 Southern Co/The Common Stock 842587107 294 4059 SH SOLE 0 0 4059 Starbucks Corp Common Stock 855244109 818 8995 SH SOLE 0 0 8995 Sysco Corp Common Stock 871829107 349 4248 SH SOLE 0 0 4248 Thermo Fisher Scientific Inc Common Stock 883556102 488 826 SH SOLE 0 0 826 Trinity Industries Inc Common Stock 896522109 529 15404 SH SOLE 0 0 15404 Union Pacific Corp Common Stock 907818108 1810 6623 SH SOLE 0 0 6623 United Bancorp Inc/OH Common Stock 909911109 207 11355 SH SOLE 0 0 11355 Vanguard Dividend Appreciation ETF ETP 921908844 3081 19001 SH SOLE 0 0 19001 Vanguard ESG US Stock ETF ETP 921910733 1090 13446 SH SOLE 0 0 13446 Vanguard Mega Cap Growth ETF ETP 921910816 406 1726 SH SOLE 0 0 1726 Vanguard Long-Term Bond ETF ETP 921937793 1246 13587 SH SOLE 0 0 13587 Vanguard Intermediate-Term Bond ETF ETP 921937819 3596 43902 SH SOLE 0 0 43902 Vanguard Intermediate-Term Bond ETF ETP 921937819 278 3393 SH SOLE 0 0 3393 Vanguard Short-Term Bond ETF ETP 921937827 424 5443 SH SOLE 0 0 5443 Vanguard Total Bond Market ETF ETP 921937835 56045 704612 SH SOLE 0 0 704612 Vanguard FTSE Developed Markets ETF ETP 921943858 54593 1136644 SH SOLE 0 0 1136644 Vanguard High Dividend Yield ETF ETP 921946406 759 6763 SH SOLE 0 0 6763 Vanguard International High Dividend Yield ETF ETP 921946794 365 5392 SH SOLE 0 0 5392 Vanguard International Dividend Appreciation ETF ETP 921946810 372 4709 SH SOLE 0 0 4709 Vanguard Short-Term Inflation-Protected Securities ETF ETP 922020805 3727 72784 SH SOLE 0 0 72784 Vanguard FTSE Emerging Markets ETF ETP 922042858 744048 16129364 SH SOLE 0 0 16129364 Vanguard S&P 500 ETF ETP 922908363 1034 2490 SH SOLE 0 0 2490 Vanguard Mid-Cap Value ETF ETP 922908512 1190 7951 SH SOLE 0 0 7951 Vanguard Mid-Cap Growth ETF ETP 922908538 580 2602 SH SOLE 0 0 2602 Vanguard Real Estate ETF ETP 922908553 347026 3202231 SH SOLE 0 0 3202231 Vanguard Small-Cap Growth ETF ETP 922908595 1702 6861 SH SOLE 0 0 6861 Vanguard Small-Cap Value ETF ETP 922908611 1368 7774 SH SOLE 0 0 7774 Vanguard Mid-Cap ETF ETP 922908629 34401 144638 SH SOLE 0 0 144638 Vanguard Large-Cap ETF ETP 922908637 451 2161 SH SOLE 0 0 2161 Vanguard Extended Market ETF ETP 922908652 320 1931 SH SOLE 0 0 1931 Vanguard Growth ETF ETP 922908736 3148875 10948801 SH SOLE 0 0 10948801 Vanguard Value ETF ETP 922908744 15873 107407 SH SOLE 0 0 107407 Vanguard Small-Cap ETF ETP 922908751 8647 40690 SH SOLE 0 0 40690 Vanguard Total Stock Market ETF ETP 922908769 84346 370473 SH SOLE 0 0 370473 Walgreens Boots Alliance Inc Common Stock 931427108 261 5835 SH SOLE 0 0 5835 Wells Fargo & Co Common Stock 949746101 384 7931 SH SOLE 0 0 7931 Wynn Resorts Ltd Common Stock 983134107 800 10030 SH SOLE 0 0 10030 Invesco QQQ Trust Series 1 ETP 46090E103 17976 49526 SH SOLE 0 0 49526 Edwards Lifesciences Corp Common Stock 28176E108 6476 55012 SH SOLE 0 0 55012 SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF ETP 78470E205 740 10808 SH SOLE 0 0 10808 Global X SuperDividend US ETF ETP 37950E291 525 24871 SH SOLE 0 0 24871 AT&T Inc Common Stock 00206R102 1218 51537 SH SOLE 0 0 51537 ARK Innovation ETF ETP 00214Q104 266 4012 SH SOLE 0 0 4012 ARK Autonomous Technology & Robotics ETF ETP 00214Q203 275 4070 SH SOLE 0 0 4070 ARK Genomic Revolution ETF ETP 00214Q302 410 8922 SH SOLE 0 0 8922 ARK Next Generation Internet ETF ETP 00214Q401 304 3488 SH SOLE 0 0 3488 The 3D Printing ETF ETP 00214Q500 264 8970 SH SOLE 0 0 8970 ARK Fintech Innovation ETF ETP 00214Q708 236 8127 SH SOLE 0 0 8127 AbbVie Inc Common Stock 00287Y109 17107 105526 SH SOLE 0 0 105526 Adobe Inc Common Stock 00724F101 268 588 SH SOLE 0 0 588 Agilent Technologies Inc Common Stock 00846U101 536 4053 SH SOLE 0 0 4053 Alphabet Inc Common Stock 02079K107 589 211 SH SOLE 0 0 211 Alphabet Inc Common Stock 02079K305 3973 1428 SH SOLE 0 0 1428 Blackstone Inc Common Stock 09260D107 795 6264 SH SOLE 0 0 6264 Cisco Systems Inc Common Stock 17275R102 494 8858 SH SOLE 0 0 8858 Cloudflare Inc Common Stock 18915M107 2653 22160 SH SOLE 0 0 22160 Comcast Corp Common Stock 20030N101 560 11959 SH SOLE 0 0 11959 Costco Wholesale Corp Common Stock 22160K105 1449 2516 SH SOLE 0 0 2516 DNP Select Income Fund Inc Closed-End Fund 23325P104 500 42088 SH SOLE 0 0 42088 DR Horton Inc Common Stock 23331A109 304 4079 SH SOLE 0 0 4079 DaVita Inc Common Stock 23918K108 2296 20298 SH SOLE 0 0 20298 Diageo PLC ADR 25243Q205 257 1253 SH SOLE 0 0 1253 Dimensional US Small Cap ETF ETP 25434V500 243 4327 SH SOLE 0 0 4327 Dimensional US Core Equity 2 ETF ETP 25434V708 1374 49810 SH SOLE 0 0 49810 Dimensional World EX US Core Equity 2 ETF ETP 25434V880 6698 268471 SH SOLE 0 0 268471 ETFMG Prime Cyber Security ETF ETP 26924G201 1921 32709 SH SOLE 0 0 32709 ETFMG Prime Mobile Payments ETF ETP 26924G409 1735 33288 SH SOLE 0 0 33288 Exxon Mobil Corp Common Stock 30231G102 277 3359 SH SOLE 0 0 3359 Meta Platforms Inc Common Stock 30303M102 3512 15793 SH SOLE 0 0 15793 First Trust North American Energy Infrastructure Fund ETP 33738D101 304 10981 SH SOLE 0 0 10981 First Trust Tcw Unconstrained Plus Bond Etf ETP 33740F888 353 13833 SH SOLE 0 0 13833 First Trust Indxx Innovative Transaction & Process ETF ETP 33741X201 2254 55938 SH SOLE 0 0 55938 FlexShares Global Upstream Natural Resources Index Fund ETP 33939L407 228 4861 SH SOLE 0 0 4861 Fortune Brands Home & Security Inc Common Stock 34964C106 487 6551 SH SOLE 0 0 6551 Global X Blockchain ETF ETP 37954Y160 1309 75006 SH SOLE 0 0 75006 Global X CleanTech ETF ETP 37954Y228 303 18185 SH SOLE 0 0 18185 Global X Telemedicine & Digital Health ETF ETP 37954Y285 453 31319 SH SOLE 0 0 31319 Global X Video Games & Esports ETF ETP 37954Y392 256 10202 SH SOLE 0 0 10202 Global X Genomics & Biotechnology ETF ETP 37954Y434 383 25501 SH SOLE 0 0 25501 Global X E-Commerce ETF ETP 37954Y467 271 12212 SH SOLE 0 0 12212 Global X Autonomous & Electric Vehicles ETF ETP 37954Y624 247 8971 SH SOLE 0 0 8971 Global X Artificial Intelligence & Technology ETF ETP 37954Y632 229 8466 SH SOLE 0 0 8466 Global X US Infrastructure Development ETF ETP 37954Y673 283 9995 SH SOLE 0 0 9995 Global X Founder - Run Companies ETF ETP 37954Y681 245 8151 SH SOLE 0 0 8151 Global X Robotics & Artificial Intelligence ETF ETP 37954Y715 1606 55373 SH SOLE 0 0 55373 Global X Internet of Things ETF ETP 37954Y780 389 11687 SH SOLE 0 0 11687 Global X FinTech ETF ETP 37954Y814 263 8214 SH SOLE 0 0 8214 Global X Lithium & Battery Tech ETF ETP 37954Y855 323 4195 SH SOLE 0 0 4195 GraniteShares Bloomberg Commodity Broad Strategy no K-1 ETF ETP 38747R108 462 14400 SH SOLE 0 0 14400 Invesco Total Return Bond ETF ETP 46090A804 327 6244 SH SOLE 0 0 6244 Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality Etf ETP 46137V241 734 14700 SH SOLE 0 0 14700 Invesco S&P 500 Equal Weight Technology ETF ETP 46137V282 686 2373 SH SOLE 0 0 2373 Invesco S&P 500 High Dividend Low Volatility ETF ETP 46138E362 59593 1262286 SH SOLE 0 0 1262286 Invesco National AMT-Free Municipal Bond ETF ETP 46138E537 479 19230 SH SOLE 0 0 19230 Invesco International BuyBack Achievers ETF ETP 46138E644 205 5357 SH SOLE 0 0 5357 Invesco S&P Smallcap 600 Revenue ETF ETP 46138G664 1001 8344 SH SOLE 0 0 8344 Invesco Global Clean Energy ETF ETP 46138G847 1126 45399 SH SOLE 0 0 45399 iShares US Treasury Bond ETF ETP 46429B267 4032 161866 SH SOLE 0 0 161866 iShares GNMA Bond ETF ETP 46429B333 5853 122645 SH SOLE 0 0 122645 iShares Core High Dividend ETF ETP 46429B663 1063 9948 SH SOLE 0 0 9948 iShares MSCI EAFE Min Vol Factor ETF ETP 46429B689 83302 1154723 SH SOLE 0 0 1154723 iShares MSCI USA Value Factor ETF ETP 46432F388 283 2704 SH SOLE 0 0 2704 iShares MSCI USA Momentum Factor ETF ETP 46432F396 617 3669 SH SOLE 0 0 3669 iShares Core MSCI Total International Stock ETF ETP 46432F834 299 4492 SH SOLE 0 0 4492 iShares Core MSCI EAFE ETF ETP 46432F842 44850 645235 SH SOLE 0 0 645235 iShares Core MSCI Emerging Markets ETF ETP 46434G103 19301 347449 SH SOLE 0 0 347449 iShares MSCI Emerging Markets ex China ETF ETP 46434G764 334 5740 SH SOLE 0 0 5740 iShares MSCI Japan ETF ETP 46434G822 407 6600 SH SOLE 0 0 6600 iShares Exponential Technologies ETF ETP 46434V381 1747205 29593573 SH SOLE 0 0 29593573 iShares Core Dividend Growth ETF ETP 46434V621 1171 21931 SH SOLE 0 0 21931 iShares Core MSCI Pacific ETF ETP 46434V696 201 3307 SH SOLE 0 0 3307 iShares Core MSCI Europe ETF ETP 46434V738 388 7272 SH SOLE 0 0 7272 iShares ESG Aware USD Corporate Bond ETF ETP 46435G193 1178 46895 SH SOLE 0 0 46895 iShares ESG Aware 1-5 Year USD Corporate Bond ETF ETP 46435G243 735 29832 SH SOLE 0 0 29832 iShares ESG Aware MSCI USA ETF ETP 46435G425 254 2505 SH SOLE 0 0 2505 iShares Trust iShares ESG Aware MSCI EAFE ETF ETP 46435G516 2228 30217 SH SOLE 0 0 30217 iShares ESG Aware MSCI USA Small-Cap ETF ETP 46435U663 762 20038 SH SOLE 0 0 20038 iShares US Tech Breakthrough Multisector ETF ETP 46436E502 326647 8956581 SH SOLE 0 0 8956581 JPMorgan Chase & Co Common Stock 46625H100 393 2881 SH SOLE 0 0 2881 Keysight Technologies Inc Common Stock 49338L103 600 3798 SH SOLE 0 0 3798 Kinder Morgan Inc Common Stock 49456B101 4807 254215 SH SOLE 0 0 254215 Legg Mason Low Volatility High Dividend ETF ETP 52468L406 56971 1435403 SH SOLE 0 0 1435403 Mastercard Inc Common Stock 57636Q104 632 1769 SH SOLE 0 0 1769 Merck & Co Inc Common Stock 58933Y105 1015 12266 SH SOLE 0 0 12266 Netflix Inc Common Stock 64110L106 2669 7125 SH SOLE 0 0 7125 NextEra Energy Inc Common Stock 65339F101 371 4380 SH SOLE 0 0 4380 NVIDIA Corp Common Stock 67066G104 5079 18612 SH SOLE 0 0 18612 Nuveen Quality Municipal Income Fund Closed-End Fund 67066V101 201 14967 SH SOLE 0 0 14967 O'Reilly Automotive Inc Common Stock 67103H107 394 575 SH SOLE 0 0 575 Oracle Corp Common Stock 68389X105 336 4059 SH SOLE 0 0 4059 Parsons Corp Common Stock 70202L102 381 9850 SH SOLE 0 0 9850 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund ETP 72201R817 10709 102833 SH SOLE 0 0 102833 ProShares Bitcoin Strategy ETF ETP 74347G440 1348 47188 SH SOLE 0 0 47188 ProShares Ultra QQQ ETP 74347R206 1361 18926 SH SOLE 0 0 18926 ProShares Ultra Dow30 ETP 74347R305 354 4869 SH SOLE 0 0 4869 SPDR S&P 500 ETF Trust ETP 78462F103 50485 111449 SH SOLE 0 0 111449 SPDR Gold Shares ETP 78463V107 707 3915 SH SOLE 0 0 3915 SPDR S&P North American Natural Resources ETF ETP 78463X152 427673 7371131 SH SOLE 0 0 7371131 SPDR Portfolio Emerging Markets ETF ETP 78463X509 282057 7299604 SH SOLE 0 0 7299604 SPDR S&P Global Natural Resources ETF ETP 78463X541 233 3714 SH SOLE 0 0 3714 SPDR MSCI ACWI ex-US ETF ETP 78463X848 2862 104006 SH SOLE 0 0 104006 SPDR Portfolio Developed World ex-US ETF ETP 78463X889 1075741 31381022 SH SOLE 0 0 31381022 SPDR S&P 600 Small Cap Growth ETF ETP 78464A201 81020 966483 SH SOLE 0 0 966483 SPDR S&P 600 Small CapValue ETF ETP 78464A300 117921 1415109 SH SOLE 0 0 1415109 SPDR Portfolio Intermediate Term Corporate Bond ETF ETP 78464A375 4269 125006 SH SOLE 0 0 125006 SPDR Portfolio Mortgage Backed Bond ETF ETP 78464A383 3184636 132914692 SH SOLE 0 0 132914692 SPDR Portfolio S&P 500 Growth ETF ETP 78464A409 853393 12889180 SH SOLE 0 0 12889180 SPDR Portfolio S&P 500 Value ETF ETP 78464A508 2511378 60152762 SH SOLE 0 0 60152762 SPDR Bloomberg International Treasury Bond ETF ETP 78464A516 2495 95834 SH SOLE 0 0 95834 SPDR Portfolio TIPS ETF ETP 78464A656 407 13441 SH SOLE 0 0 13441 SPDR Portfolio Long Term Treasury ETF ETP 78464A664 821950 21733223 SH SOLE 0 0 21733223 SPDR Portfolio Intermediate Term Treasury ETF ETP 78464A672 516373 17047643 SH SOLE 0 0 17047643 SPDR S&P Dividend ETF ETP 78464A763 314 2448 SH SOLE 0 0 2448 SPDR S&P 600 Small CapETF ETP 78464A813 585 6245 SH SOLE 0 0 6245 SPDR S&P 400 Mid CapGrowth ETF ETP 78464A821 303144 4084945 SH SOLE 0 0 4084945 SPDR S&P 400 Mid Cap Value ETF ETP 78464A839 62061 881805 SH SOLE 0 0 881805 SPDR Portfolio S&P 400 Mid Cap ETF ETP 78464A847 1219 25838 SH SOLE 0 0 25838 SPDR Portfolio S&P 500 ETF ETP 78464A854 254526 4790633 SH SOLE 0 0 4790633 SPDR Doubleline Total Return Tactical ETF ETP 78467V848 328 7332 SH SOLE 0 0 7332 SPDR Dow Jones Industrial Average ETF Trust ETP 78467X109 594 1708 SH SOLE 0 0 1708 SPDR S&P MidCap 400 ETF Trust ETP 78467Y107 16249 33053 SH SOLE 0 0 33053 SPDR Bloomberg Investment Grade Floating Rate ETF ETP 78468R200 3687 120922 SH SOLE 0 0 120922 SPDR S&P 500 ESG ETF ETP 78468R531 970 22334 SH SOLE 0 0 22334 SPDR S&P Kensho Final Frontiers ETF ETP 78468R630 274 6633 SH SOLE 0 0 6633 SPDR S&P Kensho New Economies Composite ETF ETP 78468R648 1243403 23925401 SH SOLE 0 0 23925401 SPDR S&P Kensho Clean Power ETF ETP 78468R655 401 4472 SH SOLE 0 0 4472 SPDR S&P Kensho Smart Mobility ETF ETP 78468R689 299 6376 SH SOLE 0 0 6376 SPDR Nuveen Bloomberg Municipal Bond ETF ETP 78468R721 55098 1150756 SH SOLE 0 0 1150756 SPDR Nuveen Bloomberg Short Term Municipal Bond ETF ETP 78468R739 57967 1224745 SH SOLE 0 0 1224745 SPDR Portfolio S&P 600 Small Cap ETF ETP 78468R853 526349 12511263 SH SOLE 0 0 12511263 Salesforce Inc Common Stock 79466L302 1815 8547 SH SOLE 0 0 8547 Materials Select Sector SPDR Fund ETP 81369Y100 945 10718 SH SOLE 0 0 10718 Financial Select Sector SPDR Fund ETP 81369Y605 3335 87035 SH SOLE 0 0 87035 Industrial Select Sector SPDR Fund ETP 81369Y704 17336 168344 SH SOLE 0 0 168344 Technology Select Sector SPDR Fund ETP 81369Y803 18023 113401 SH SOLE 0 0 113401 Utilities Select Sector SPDR Fund ETP 81369Y886 269 3615 SH SOLE 0 0 3615 Shopify Inc Common Stock 82509L107 2961 4380 SH SOLE 0 0 4380 Tesla Inc Common Stock 88160R101 4870 4520 SH SOLE 0 0 4520 UnitedHealth Group Inc Common Stock 91324P102 1148 2252 SH SOLE 0 0 2252 VanEck Green Bond ETF ETP 92189F171 1174 47017 SH SOLE 0 0 47017 VanEck Digital Transformation ETF ETP 92189H821 1492 98792 SH SOLE 0 0 98792 Vanguard Total International Bond ETF ETP 92203J407 202 3858 SH SOLE 0 0 3858 Vanguard Energy ETF ETP 92204A306 268 2500 SH SOLE 0 0 2500 Vanguard Financials ETF ETP 92204A405 13907 148917 SH SOLE 0 0 148917 Vanguard Industrials ETF ETP 92204A603 491 2526 SH SOLE 0 0 2526 Vanguard Information Technology ETF ETP 92204A702 1000 2401 SH SOLE 0 0 2401 Vanguard Intermediate-Term Corporate Bond ETF ETP 92206C870 281 3268 SH SOLE 0 0 3268 Vaxart Inc Common Stock 92243A200 50 10000 SH SOLE 0 0 10000 Verizon Communications Inc Common Stock 92343V104 1488 29213 SH SOLE 0 0 29213 Viasat Inc Common Stock 92552V100 2980 61075 SH SOLE 0 0 61075 Visa Inc Common Stock 92826C839 429 1936 SH SOLE 0 0 1936 Waste Management Inc Common Stock 94106L109 220 1390 SH SOLE 0 0 1390 WisdomTree Emerging Markets High Dividend Fund ETP 97717W315 659 15052 SH SOLE 0 0 15052 WisdomTree US MidCap Dividend Fund ETP 97717W505 1346 30308 SH SOLE 0 0 30308 Amcor PLC Common Stock G0250X107 2078 183395 SH SOLE 0 0 183395 Accenture PLC Common Stock G1151C101 366 1085 SH SOLE 0 0 1085