Director of Compliance

0001214659-21-008432.txt : 20210812 0001214659-21-008432.hdr.sgml : 20210812 20210812151413 ACCESSION NUMBER: 0001214659-21-008432 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 211167167 BUSINESS ADDRESS: STREET 1: 3315 SCOTT BLVD STREET 2: 4TH FLOOR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 3315 SCOTT BLVD STREET 2: 4TH FLOOR CITY: SANTA CLARA STATE: CA ZIP: 95054 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 06-30-2021 06-30-2021 false Financial Engines Advisors L.L.C.

3315 SCOTT BLVD 4TH FLOOR SANTA CLARA CA 95054

13F HOLDINGS REPORT 028-12703 N David Carr Director of Compliance 913-319-8198 David Carr Overland Park KS 08-12-2021 0 203 34464651 INFORMATION TABLE 2 infotable.xml Bristol Myers Squibb Co Common Stock 110122108 319 4769 SH SOLE 0 0 4769 Caterpillar Inc Common Stock 149123101 247 1137 SH SOLE 0 0 1137 Chevron Corp Common Stock 166764100 995 9502 SH SOLE 0 0 9502 Coca-Cola Co/The Common Stock 191216100 268 4911 SH SOLE 0 0 4911 DTE Energy Co Common Stock 233331107 203 1563 SH SOLE 0 0 1563 Delta Air Lines Inc Common Stock 247361702 205 4750 SH SOLE 0 0 4750 Walt Disney Co/The Common Stock 254687106 404 2297 SH SOLE 0 0 2297 Ecolab Inc Common Stock 278865100 300 1454 SH SOLE 0 0 1454 Fidelity MSCI Real Estate Index ETF Exchange Traded Fund 316092857 5671 186360 SH SOLE 0 0 186360 Fiserv Inc Common Stock 337738108 289 2706 SH SOLE 0 0 2706 Ford Motor Co Common Stock 345370860 229 15401 SH SOLE 0 0 15401 Getty Realty Corp Common Stock 374297109 662 20974 SH SOLE 0 0 20974 Gladstone Commercial Corp Common Stock 376536108 916 40581 SH SOLE 0 0 40581 Home Depot Inc/The Common Stock 437076102 1082 3392 SH SOLE 0 0 3392 Illinois Tool Works Inc Common Stock 452308109 267 1188 SH SOLE 0 0 1188 Intel Corp Common Stock 458140100 250 4460 SH SOLE 0 0 4460 International Business Machines Corp Common Stock 459200101 771 5259 SH SOLE 0 0 5259 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 986 2293 SH SOLE 0 0 2293 iShares Core U.S. Aggregate Bond ETF Exchange Traded Fund 464287226 11472 99475 SH SOLE 0 0 99475 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 416 7551 SH SOLE 0 0 7551 iShares iBoxx $ Investment Grade Corporate Bond ETF Exchange Traded Fund 464287242 827426 6158275 SH SOLE 0 0 6158275 iShares S&P 500 Growth ETF Exchange Traded Fund 464287309 36912 507518 SH SOLE 0 0 507518 iShares S&P 500 Value ETF Exchange Traded Fund 464287408 52534 355825 SH SOLE 0 0 355825 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 93383 1183865 SH SOLE 0 0 1183865 iShares Russell Mid-Cap Value ETF Exchange Traded Fund 464287473 309 2684 SH SOLE 0 0 2684 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 1113 9828 SH SOLE 0 0 9828 iShares Russell Mid-Cap ETF Exchange Traded Fund 464287499 582 7340 SH SOLE 0 0 7340 iShares Core S&P Mid-Cap ETF Exchange Traded Fund 464287507 710415 2643601 SH SOLE 0 0 2643601 iShares Russell 1000 Value ETF Exchange Traded Fund 464287598 1880622 11856147 SH SOLE 0 0 11856147 iShares S&P Mid-Cap 400 Growth ETF Exchange Traded Fund 464287606 150106 1854759 SH SOLE 0 0 1854759 iShares Russell 1000 Growth ETF Exchange Traded Fund 464287614 1667 6142 SH SOLE 0 0 6142 iShares Russell 1000 ETF Exchange Traded Fund 464287622 1078 4455 SH SOLE 0 0 4455 iShares Russell 2000 Growth ETF Exchange Traded Fund 464287648 90197 289382 SH SOLE 0 0 289382 iShares Russell 2000 ETF Exchange Traded Fund 464287655 1114 4856 SH SOLE 0 0 4856 iShares Core S&P U.S. Value ETF Exchange Traded Fund 464287663 2212 30745 SH SOLE 0 0 30745 iShares Russell 3000 ETF Exchange Traded Fund 464287689 1142 4463 SH SOLE 0 0 4463 iShares S&P Mid-Cap 400 Value ETF Exchange Traded Fund 464287705 114375 1085772 SH SOLE 0 0 1085772 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 635383 5623856 SH SOLE 0 0 5623856 iShares S&P Small-Cap 600 Value ETF Exchange Traded Fund 464287879 2625 24897 SH SOLE 0 0 24897 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 2378 17932 SH SOLE 0 0 17932 iShares International Treasury Bond ETF Exchange Traded Fund 464288117 496257 9497740 SH SOLE 0 0 9497740 iShares Short-Term National Muni Bond ETF Exchange Traded Fund 464288158 1508 13989 SH SOLE 0 0 13989 iShares National Muni Bond ETF Exchange Traded Fund 464288414 203105 1732978 SH SOLE 0 0 1732978 iShares 5-10 Year Investment Grade Corporate Bond ETF Exchange Traded Fund 464288638 1803885 29806433 SH SOLE 0 0 29806433 iShares 3-7 Year Treasury Bond ETF Exchange Traded Fund 464288661 634915 4864128 SH SOLE 0 0 4864128 iShares Short Treasury Bond ETF Exchange Traded Fund 464288679 27511 248994 SH SOLE 0 0 248994 iShares Preferred & Income Securities ETF Exchange Traded Fund 464288687 232 5889 SH SOLE 0 0 5889 iShares MSCI EAFE Value ETF Exchange Traded Fund 464288877 1376 26578 SH SOLE 0 0 26578 iShares MSCI EAFE Growth ETF Exchange Traded Fund 464288885 291 2715 SH SOLE 0 0 2715 Johnson & Johnson Common Stock 478160104 1146 6957 SH SOLE 0 0 6957 Lancaster Colony Corp Common Stock 513847103 404 2088 SH SOLE 0 0 2088 Lexington Realty Trust Common Stock 529043101 867 71866 SH SOLE 0 0 71866 Eli Lilly and Co Common Stock 532457108 336 1465 SH SOLE 0 0 1465 Lowe's Cos Inc Common Stock 548661107 311 1604 SH SOLE 0 0 1604 McDonald's Corp Common Stock 580135101 621 2687 SH SOLE 0 0 2687 Microsoft Corp Common Stock 594918104 6470 23884 SH SOLE 0 0 23884 Mondelez International Inc Common Stock 609207105 293 4672 SH SOLE 0 0 4672 Morgan Stanley Common Stock 617446448 294 3203 SH SOLE 0 0 3203 NIKE Inc Common Stock 654106103 341 2201 SH SOLE 0 0 2201 Omega Healthcare Investors Inc Common Stock 681936100 809 22294 SH SOLE 0 0 22294 One Liberty Properties Inc Common Stock 682406103 733 25414 SH SOLE 0 0 25414 Paratek Pharmaceuticals Inc Common Stock 699374302 273 40000 SH SOLE 0 0 40000 PepsiCo Inc Common Stock 713448108 439 2962 SH SOLE 0 0 2962 Pfizer Inc Common Stock 717081103 471 12015 SH SOLE 0 0 12015 Philip Morris International Inc Common Stock 718172109 282 2807 SH SOLE 0 0 2807 Procter & Gamble Co/The Common Stock 742718109 539 3995 SH SOLE 0 0 3995 Realty Income Corp Common Stock 756109104 979 14623 SH SOLE 0 0 14623 Ross Stores Inc Common Stock 778296103 333 2687 SH SOLE 0 0 2687 Schwab US Large-Cap ETF Exchange Traded Fund 808524201 1948 18738 SH SOLE 0 0 18738 Schwab U.S. Large-Cap Growth ETF Exchange Traded Fund 808524300 1551445 10629251 SH SOLE 0 0 10629251 Schwab U.S. Large-Cap Value ETF Exchange Traded Fund 808524409 1930665 28238487 SH SOLE 0 0 28238487 Schwab U.S. Mid-Cap ETF Exchange Traded Fund 808524508 647815 8276670 SH SOLE 0 0 8276670 Schwab US Small-Cap ETF Exchange Traded Fund 808524607 163874 1572987 SH SOLE 0 0 1572987 Schwab Emerging Markets Equity ETF Exchange Traded Fund 808524706 761666 23165011 SH SOLE 0 0 23165011 Schwab 1000 Index ETF Exchange Traded Fund 808524722 465812 10919165 SH SOLE 0 0 10919165 Schwab Fundamental International Large Company Index ETF Exchange Traded Fund 808524755 293 8798 SH SOLE 0 0 8798 Schwab International Equity ETF Exchange Traded Fund 808524805 2838924 71962582 SH SOLE 0 0 71962582 Schwab U.S. Aggregate Bond ETF Exchange Traded Fund 808524839 118406 2168613 SH SOLE 0 0 2168613 Schwab U.S. REIT ETF Exchange Traded Fund 808524847 763056 16664258 SH SOLE 0 0 16664258 Schwab Intermediate-Term U.S. Treasury ETF Exchange Traded Fund 808524854 39600 696332 SH SOLE 0 0 696332 Schwab Short-Term U.S. Treasury ETF Exchange Traded Fund 808524862 2392 46703 SH SOLE 0 0 46703 Schwab International Small-Cap Equity ETF Exchange Traded Fund 808524888 1197 28765 SH SOLE 0 0 28765 Square Inc Common Stock 852234103 3736 15323 SH SOLE 0 0 15323 Starbucks Corp Common Stock 855244109 621 5553 SH SOLE 0 0 5553 TJX Cos Inc/The Common Stock 872540109 430 6384 SH SOLE 0 0 6384 Teleflex Inc Common Stock 879369106 233 581 SH SOLE 0 0 581 Texas Instruments Inc Common Stock 882508104 342 1780 SH SOLE 0 0 1780 Thermo Fisher Scientific Inc Common Stock 883556102 824 1633 SH SOLE 0 0 1633 US Bancorp Common Stock 902973304 388 6758 SH SOLE 0 0 6758 Union Pacific Corp Common Stock 907818108 639 2905 SH SOLE 0 0 2905 United Parcel Service Inc Common Stock 911312106 395 1899 SH SOLE 0 0 1899 Vanguard Dividend Appreciation ETF Exchange Traded Fund 921908844 483 3120 SH SOLE 0 0 3120 Vanguard Intermediate-Term Bond ETF Exchange Traded Fund 921937819 377 4188 SH SOLE 0 0 4188 Vanguard Total Bond Market ETF Exchange Traded Fund 921937835 51738 602375 SH SOLE 0 0 602375 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 2144 41623 SH SOLE 0 0 41623 Vanguard High Dividend Yield ETF Exchange Traded Fund 921946406 755 7210 SH SOLE 0 0 7210 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 561525 10339258 SH SOLE 0 0 10339258 Vanguard S&P 500 ETF Exchange Traded Fund 922908363 1074 2720 SH SOLE 0 0 2720 Vanguard Mid-Cap Value ETF Exchange Traded Fund 922908512 1061 7549 SH SOLE 0 0 7549 Vanguard Mid-Cap Growth ETF Exchange Traded Fund 922908538 1621 6859 SH SOLE 0 0 6859 Vanguard Real Estate ETF Exchange Traded Fund 922908553 387012 3802062 SH SOLE 0 0 3802062 Vanguard Small-Cap Growth ETF Exchange Traded Fund 922908595 1612 5563 SH SOLE 0 0 5563 Vanguard Small-Cap Value ETF Exchange Traded Fund 922908611 1309 7538 SH SOLE 0 0 7538 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 1031 4344 SH SOLE 0 0 4344 Vanguard Growth ETF Exchange Traded Fund 922908736 3160516 11019546 SH SOLE 0 0 11019546 Vanguard Value ETF Exchange Traded Fund 922908744 10856 78979 SH SOLE 0 0 78979 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 4602 20429 SH SOLE 0 0 20429 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 85103 381938 SH SOLE 0 0 381938 Walmart Inc Common Stock 931142103 436 3093 SH SOLE 0 0 3093 AT&T Inc Common Stock 00206R102 832 28923 SH SOLE 0 0 28923 AbbVie Inc Common Stock 00287Y109 12493 110911 SH SOLE 0 0 110911 Alibaba Group Holding Ltd Common Stock 01609W102 1014 4473 SH SOLE 0 0 4473 Alphabet Inc Common Stock 02079K107 757 302 SH SOLE 0 0 302 Alphabet Inc Common Stock 02079K305 776 318 SH SOLE 0 0 318 Altria Group Inc Common Stock 02209S103 263 5428 SH SOLE 0 0 5428 Cisco Systems Inc/Delaware Common Stock 17275R102 482 9094 SH SOLE 0 0 9094 Clearwater Paper Corp Common Stock 18538R103 373 12871 SH SOLE 0 0 12871 Comcast Corp Common Stock 20030N101 592 10390 SH SOLE 0 0 10390 Costco Wholesale Corp Common Stock 22160K105 512 1293 SH SOLE 0 0 1293 DaVita Inc Common Stock 23918K108 2616 21725 SH SOLE 0 0 21725 Diageo PLC Common Stock 25243Q205 596 3111 SH SOLE 0 0 3111 Direxion Daily Technology Bull 3X Shares Exchange Traded Fund 25459W102 505 9082 SH SOLE 0 0 9082 Duke Energy Corp Common Stock 26441C204 241 2440 SH SOLE 0 0 2440 EPR Properties Common Stock 26884U109 870 16523 SH SOLE 0 0 16523 ETFMG Prime Cyber Security ETF Exchange Traded Fund 26924G201 1617 26662 SH SOLE 0 0 26662 ETFMG Prime Mobile Payments ETF Exchange Traded Fund 26924G409 1460 20725 SH SOLE 0 0 20725 Exxon Mobil Corp Common Stock 30231G102 632 10023 SH SOLE 0 0 10023 Facebook Inc Common Stock 30303M102 509 1464 SH SOLE 0 0 1464 Fidelity National Information Services Inc Common Stock 31620M106 230 1621 SH SOLE 0 0 1621 Fortune Brands Home & Security Inc Common Stock 34964C106 591 5930 SH SOLE 0 0 5930 Global Payments Inc Common Stock 37940X102 260 1384 SH SOLE 0 0 1384 Global X Robotics & Artificial Intelligence ETF Exchange Traded Fund 37954Y715 1430 40849 SH SOLE 0 0 40849 Invesco S&P 500 Pure Growth ETF Exchange Traded Fund 46137V266 288 1564 SH SOLE 0 0 1564 Invesco S&P 500 High Dividend Low Volatility ETF Exchange Traded Fund 46138E362 97325 2207911 SH SOLE 0 0 2207911 Invesco Nasdaq Next Gen 100 ETF Exchange Traded Fund 46138G631 546 15860 SH SOLE 0 0 15860 Invesco Global Clean Energy ETF Exchange Traded Fund 46138G847 885 28580 SH SOLE 0 0 28580 Iron Mountain Inc Common Stock 46284V101 946 22028 SH SOLE 0 0 22028 iShares MSCI EAFE Min Vol Factor ETF Exchange Traded Fund 46429B689 88350 1169574 SH SOLE 0 0 1169574 iShares Core MSCI EAFE ETF Exchange Traded Fund 46432F842 35374 472538 SH SOLE 0 0 472538 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 15218 227166 SH SOLE 0 0 227166 iShares Exponential Technologies ETF Exchange Traded Fund 46434V381 1712631 27077171 SH SOLE 0 0 27077171 iShares US Tech Breakthrough Multisector ETF Exchange Traded Fund 46436E502 378435 9446717 SH SOLE 0 0 9446717 JPMorgan Chase & Co Common Stock 46625H100 793 5095 SH SOLE 0 0 5095 Kinder Morgan Inc Common Stock 49456B101 5846 320667 SH SOLE 0 0 320667 Legg Mason Low Volatility High Dividend ETF Exchange Traded Fund 52468L406 89400 2450649 SH SOLE 0 0 2450649 Mastercard Inc Common Stock 57636Q104 558 1528 SH SOLE 0 0 1528 Merck & Co Inc Common Stock 58933Y105 382 4878 SH SOLE 0 0 4878 Netflix Inc Common Stock 64110L106 347 657 SH SOLE 0 0 657 NextEra Energy Inc Common Stock 65339F101 474 6469 SH SOLE 0 0 6469 NVIDIA Corp Common Stock 67066G104 245 306 SH SOLE 0 0 306 O'Reilly Automotive Inc Common Stock 67103H107 1538 2716 SH SOLE 0 0 2716 Oracle Corp Common Stock 68389X105 969 12447 SH SOLE 0 0 12447 Pactiv Evergreen Inc Common Stock 69526K105 301 20000 SH SOLE 0 0 20000 Palantir Technologies Inc Common Stock 69608A108 566 21464 SH SOLE 0 0 21464 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund Exchange Traded Fund 72201R817 12404 108352 SH SOLE 0 0 108352 Pinterest Inc Common Stock 72352L106 1584 20060 SH SOLE 0 0 20060 ProShares Ultra QQQ Exchange Traded Fund 74347R206 1548 21550 SH SOLE 0 0 21550 ProShares Ultra Dow30 Exchange Traded Fund 74347R305 337 4675 SH SOLE 0 0 4675 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 8904 20733 SH SOLE 0 0 20733 SPDR Gold Shares Exchange Traded Fund 78463V107 225 1359 SH SOLE 0 0 1359 SPDR S&P North American Natural Resources ETF Exchange Traded Fund 78463X152 428086 10290535 SH SOLE 0 0 10290535 SPDR Portfolio Emerging Markets ETF Exchange Traded Fund 78463X509 213529 4692940 SH SOLE 0 0 4692940 SPDR MSCI ACWI ex-US ETF Exchange Traded Fund 78463X848 3430 113564 SH SOLE 0 0 113564 SPDR Portfolio Developed World ex-US ETF Exchange Traded Fund 78463X889 762267 20719403 SH SOLE 0 0 20719403 SPDR S&P 600 Small Cap Growth ETF Exchange Traded Fund 78464A201 87672 987636 SH SOLE 0 0 987636 SPDR S&P 600 Small CapValue ETF Exchange Traded Fund 78464A300 125458 1463753 SH SOLE 0 0 1463753 SPDR Portfolio Intermediate Term Corporate Bond ETF Exchange Traded Fund 78464A375 444 12110 SH SOLE 0 0 12110 SPDR Portfolio Mortgage Backed Bond ETF Exchange Traded Fund 78464A383 2732634 105670318 SH SOLE 0 0 105670318 SPDR Portfolio S&P 500 Growth ETF Exchange Traded Fund 78464A409 608023 9655755 SH SOLE 0 0 9655755 SPDR Portfolio S&P 500 Value ETF Exchange Traded Fund 78464A508 2049901 51843738 SH SOLE 0 0 51843738 SPDR Bloomberg Barclays International Treasury Bond ETF Exchange Traded Fund 78464A516 300 10211 SH SOLE 0 0 10211 SPDR Portfolio Long Term Treasury ETF Exchange Traded Fund 78464A664 729202 17656220 SH SOLE 0 0 17656220 SPDR Portfolio Intermediate Term Treasury ETF Exchange Traded Fund 78464A672 436501 13480583 SH SOLE 0 0 13480583 SPDR S&P 600 Small CapETF Exchange Traded Fund 78464A813 603 6170 SH SOLE 0 0 6170 SPDR S&P 400 Mid CapGrowth ETF Exchange Traded Fund 78464A821 325283 4196112 SH SOLE 0 0 4196112 SPDR S&P 400 Mid Cap Value ETF Exchange Traded Fund 78464A839 63912 946567 SH SOLE 0 0 946567 SPDR Portfolio S&P 400 Mid Cap ETF Exchange Traded Fund 78464A847 1197 25355 SH SOLE 0 0 25355 SPDR Portfolio S&P 500 ETF Exchange Traded Fund 78464A854 233227 4633952 SH SOLE 0 0 4633952 SPDR Dow Jones Industrial Average ETF Trust Exchange Traded Fund 78467X109 367 1062 SH SOLE 0 0 1062 SPDR S&P MidCap 400 ETF Trust Exchange Traded Fund 78467Y107 331 674 SH SOLE 0 0 674 SPDR S&P Kensho New Economies Composite ETF Exchange Traded Fund 78468R648 1218527 18227777 SH SOLE 0 0 18227777 SPDR Nuveen Bloomberg Barclays Municipal Bond ETF Exchange Traded Fund 78468R721 55842 1071616 SH SOLE 0 0 1071616 SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF Exchange Traded Fund 78468R739 58539 1181170 SH SOLE 0 0 1181170 SPDR Portfolio S&P 600 Small Cap ETF Exchange Traded Fund 78468R853 441894 10056758 SH SOLE 0 0 10056758 Materials Select Sector SPDR Fund Exchange Traded Fund 81369Y100 814 9884 SH SOLE 0 0 9884 Financial Select Sector SPDR Fund Exchange Traded Fund 81369Y605 268 7314 SH SOLE 0 0 7314 Sensus Healthcare Inc Common Stock 81728J109 313 81390 SH SOLE 0 0 81390 STAG Industrial Inc Common Stock 85254J102 854 22733 SH SOLE 0 0 22733 Tesla Inc Common Stock 88160R101 1501 2208 SH SOLE 0 0 2208 3M Co Common Stock 88579Y101 217 1095 SH SOLE 0 0 1095 UnitedHealth Group Inc Common Stock 91324P102 793 1980 SH SOLE 0 0 1980 Vanguard Information Technology ETF Exchange Traded Fund 92204A702 478 1198 SH SOLE 0 0 1198 Vanguard Intermediate-Term Corporate Bond ETF Exchange Traded Fund 92206C870 360 3790 SH SOLE 0 0 3790 Verastem Inc Common Stock 92337C104 407 100000 SH SOLE 0 0 100000 Verizon Communications Inc Common Stock 92343V104 598 10680 SH SOLE 0 0 10680 Viasat Inc Common Stock 92552V100 4393 88142 SH SOLE 0 0 88142 Virgin Galactic Holdings Inc Common Stock 92766K106 467 10150 SH SOLE 0 0 10150 Visa Inc Common Stock 92826C839 555 2373 SH SOLE 0 0 2373 WP Carey Inc Common Stock 92936U109 608 8035 SH SOLE 0 0 8035 Amcor PLC Common Stock G0250X107 2443 213145 SH SOLE 0 0 213145 Accenture PLC Common Stock G1151C101 317 1076 SH SOLE 0 0 1076 White Mountains Insurance Group Ltd Common Stock G9618E107 427 372 SH SOLE 0 0 372 Chubb Ltd Common Stock H1467J104 1097 6878 SH SOLE 0 0 6878