485BPOS 1 dunham181577_485bpos.htm 485BPOS

 

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 12 , 2018.

 

Securities Act Registration No. 333-147999 

Investment Company Act Registration No. 811-22153

 

Form N-1A 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D. C. 20549

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Pre-Effective Amendment No. __
Post-Effective Amendment No. 55
and/or
   
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 56

(Check appropriate box or boxes.)

 

Dunham Funds

 

(Exact Name of Registrant as Specified in Charter)

 

10251 Vista Sorrento Parkway, Suite 200
San Diego, CA 92121

 

(Address of Principal Executive Offices)(Zip Code)

 

Registrant’s Telephone Number, including Area Code:  (858) 964-0500

 

Jeffrey A. Dunham
Dunham Funds
10251 Vista Sorrento Parkway, Suite 200
San Diego, CA 92121

(Name and Address of Agent for Service)

 

With copy to: 

Robert A. Robertson 

Dechert LLP 

650 Town Center Drive, Suite 700 

Costa Mesa. California 92626

 

Approximate date of proposed public offering:  As soon as practicable after the effective date of the Registration Statement.

 

It is proposed that this filing will become effective:

 

   ☒ Immediately upon filing pursuant to paragraph (b)
     
   ☐ On [date] pursuant to paragraph (b)
     
   ☐ 60 days after filing pursuant to paragraph (a)(1)
     
   ☐ On [date] pursuant to paragraph (a)(1)
     
   ☐ 75 days after filing pursuant to paragraph (a)(2)
     
   ☐ On (date) pursuant to paragraph (a)(2) of Rule 485.
 
If appropriate, check the following box:
   
☐  This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Costa Mesa, State of California, on the 12 th day of July 2018.        

 

DUNHAM FUNDS

 

By: /s/ Robert A. Robertson  
  Robert Robertson  
  Attorney-in-Fact  

 

     Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following person in the capacities indicated on the 12 th day of July 2018.

 

Signature Title
   
Jeffrey A. Dunham* Trustee, President and Principal Executive Officer
   
Denise S. Iverson* Treasurer and Principal Financial Officer
   
Timothy M. Considine* Trustee
   
Henry R. Goldstein* Trustee
   
Paul A. Rosinack* Trustee

 

  *By: /s/Robert A. Robertson  
    Robert A. Robertson  
    Attorney-in-Fact  
    July 12 , 2018  

 

 

 

Exhibit Index

 

Index No. Description of Exhibit
   
EX-101.INS

XBRL Instance Document

 

EX-101.SCH

XBRL Taxonomy Extension Schema Document

 

EX-101.CAL

XBRL Calculation Linkbase Document

 

EX-101.DEF

XBRL Taxonomy Extension Definition Linkbase

 

EX-101.LAB

XBRL Taxonomy Extension Labels Linkbase

 

EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase