0001104659-16-157889.txt : 20161117
0001104659-16-157889.hdr.sgml : 20161117
20161117211046
ACCESSION NUMBER: 0001104659-16-157889
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160915
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMMAUS LIFE SCIENCES, INC.
CENTRAL INDEX KEY: 0001420031
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 412254389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21250 HAWTHORNE BLVD.
STREET 2: SUITE 800
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: 310-214-0065
MAIL ADDRESS:
STREET 1: 21250 HAWTHORNE BLVD.
STREET 2: SUITE 800
CITY: TORRANCE
STATE: CA
ZIP: 90503
FORMER COMPANY:
FORMER CONFORMED NAME: EMMAUS HOLDINGS, INC.
DATE OF NAME CHANGE: 20110504
FORMER COMPANY:
FORMER CONFORMED NAME: AFH ACQUISITION IV, INC.
DATE OF NAME CHANGE: 20071203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Niihara Yutaka
CENTRAL INDEX KEY: 0001517691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53072
FILM NUMBER: 162006355
MAIL ADDRESS:
STREET 1: 20725 S. WESTERN BLVD.
STREET 2: SUITE 136
CITY: TORRANCE
STATE: CA
ZIP: 90501
4
1
a4.xml
4
X0306
4
2016-09-15
0
0001420031
EMMAUS LIFE SCIENCES, INC.
NONE
0001517691
Niihara Yutaka
21250 HAWTHORNE BLVD.
SUITE 800
TORRANCE
CA
90503
1
0
1
0
Chairman and CEO
Common Stock
2016-09-15
4
C
0
31327
3.50
A
11802408
I
See footnote
Common Stock
2016-11-14
4
P
0
10000
4.50
A
11812408
I
See footnote
Convertible Promissory Note dated 2015-09-29
3.50
2016-09-15
4
C
0
109644.50
3.50
A
2015-09-29
2017-09-28
Common Stock
0
0
D
Includes 9,583,260 shares that are held jointly by Yutaka Niihara and his wife and Soomi Niihara. Also includes 44,229 shares of common stock for which Dr. Niihara is custodian and has sole voting and investment control over the shares. Also includes 55,556 shares owned by Hope International Hospice, Inc (Hope Hospice). Dr. Niihara is the Chief Executive Officer of Hope Hospice and, as such, has voting and investment power over such shares. Also includes 750,000 shares underlying stock options, 1,300,000 shares underlying warrants to purchase shares of common stock and 49,363 shares of common stock underlying outstanding convertible notes. Dr. Niihara disclaims beneficial ownership of the shares held by Hope Hospice and this report should not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Includes 9,593,260 shares that are held jointly by Yutaka Niihara and his wife and Soomi Niihara. Also includes 44,229 shares of common stock for which Dr. Niihara is custodian and has sole voting and investment control over the shares. Also includes 55,556 shares owned by Hope International Hospice, Inc (Hope Hospice). Dr. Niihara is the Chief Executive Officer of Hope Hospice and, as such, has voting and investment power over such shares. Also includes 750,000 shares underlying stock options, 1,300,000 shares underlying warrants to purchase shares of common stock and 49,363 shares of common stock underlying outstanding convertible notes. Dr. Niihara disclaims beneficial ownership of the shares held by Hope Hospice and this report should not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Yutaka Niihara
2016-11-17