0001567619-20-007224.txt : 20200331 0001567619-20-007224.hdr.sgml : 20200331 20200331160112 ACCESSION NUMBER: 0001567619-20-007224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200327 FILED AS OF DATE: 20200331 DATE AS OF CHANGE: 20200331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scott Randall John CENTRAL INDEX KEY: 0001537008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34852 FILM NUMBER: 20761745 MAIL ADDRESS: STREET 1: C/O RARE ELEMENT RESOURCES LTD. STREET 2: 225 UNION BLVD SUITE 250 CITY: LAKEWOOD STATE: CO ZIP: 80228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RARE ELEMENT RESOURCES LTD CENTRAL INDEX KEY: 0001419806 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 271049 CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-278-2460 MAIL ADDRESS: STREET 1: P.O. BOX 271049 CITY: LITTLETON STATE: CO ZIP: 80127 4 1 doc1.xml FORM 4 X0306 4 2020-03-27 0 0001419806 RARE ELEMENT RESOURCES LTD REEMF 0001537008 Scott Randall John P.O. BOX 271049 LITTLETON CO 80127 1 1 0 0 President and CEO Common Shares 2020-03-27 4 M 0 100000 0.32 A 114000 D Common Shares 2020-03-27 4 F 0 59814 0.54 D 54186 D Stock Option (Right to Buy) 0.32 2020-03-27 4 M 0 100000 0 D 2020-01-22 Common Shares 100000 0 D The option vested and became exercisable as follows: 20,000 on 5/22/2015; 20,000 on 9/22/2015; 20,000 on 1/22/2016; 20,000 on 4/22/2016; and 20,000 on 7/22/2016. Pursuant to the Rare Element Resources Ltd. 10% Rolling Stock Option Plan, if an option expires during a trading blackout period imposed by the issuer, the option will continue to be exercisable until the tenth business day following the expiration of such trading blackout period. In this case, the reporting person's option expired during a trading blackout period pursuant to an insider trading policy of the issuer, and accordingly, the expiration date of such option was extended to April 1, 2020. /s/ Randall J. Scott 2020-03-31