0001209191-18-048853.txt : 20180829
0001209191-18-048853.hdr.sgml : 20180829
20180829181103
ACCESSION NUMBER: 0001209191-18-048853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180827
FILED AS OF DATE: 20180829
DATE AS OF CHANGE: 20180829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Sachin
CENTRAL INDEX KEY: 0001685044
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 181045166
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-27
0
0001419625
Apptio Inc
APTI
0001685044
Gupta Sachin
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
1
1
1
0
See Remarks
Class A Common Stock
2018-08-27
4
S
0
12500
37.9585
D
4129760
D
Class A Common Stock
2018-08-28
4
S
0
12500
37.449
D
4117260
D
Class A Common Stock
2018-08-28
5
G
0
E
307357
0.00
D
0
I
See footnote
Class A Common Stock
2018-08-28
5
G
0
E
307357
0.00
A
307357
I
See footnote
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.60 to $38.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 3,999,460 shares of Class A Common Stock.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.20 to $38.085. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 3,986,960 shares of Class A Common Stock.
Represents a transfer for no consideration from PG GRAT of 2016 to the FutureZ Irrevocable Trust 16, as to which Mr. Gupta and his spouse disclaim beneficial ownership. Neither Mr. Gupta nor his spouse is a beneficiary of the FutureZ Irrevocable Trust 16. Mr. Gupta is the sole trustee of the FutureZ Irrevocable Trust 16 and exercises voting and investment control over the shares held of record by the FutureZ Irrevocable Trust 16.
These shares are held of record by PG GRAT of 2016.
These shares are held of record by FutureZ Irrevocable Trust 16.
President and Chief Executive Officer
/s/ John Morrow, attorney-in-fact
2018-08-29