0001209191-18-048853.txt : 20180829 0001209191-18-048853.hdr.sgml : 20180829 20180829181103 ACCESSION NUMBER: 0001209191-18-048853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180827 FILED AS OF DATE: 20180829 DATE AS OF CHANGE: 20180829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Sachin CENTRAL INDEX KEY: 0001685044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 181045166 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-27 0 0001419625 Apptio Inc APTI 0001685044 Gupta Sachin 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 1 1 1 0 See Remarks Class A Common Stock 2018-08-27 4 S 0 12500 37.9585 D 4129760 D Class A Common Stock 2018-08-28 4 S 0 12500 37.449 D 4117260 D Class A Common Stock 2018-08-28 5 G 0 E 307357 0.00 D 0 I See footnote Class A Common Stock 2018-08-28 5 G 0 E 307357 0.00 A 307357 I See footnote The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.60 to $38.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 3,999,460 shares of Class A Common Stock. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.20 to $38.085. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Includes 130,300 RSUs that represent contingent rights to receive 130,300 shares of the Issuer's Class A Common Stock upon settlement and 3,986,960 shares of Class A Common Stock. Represents a transfer for no consideration from PG GRAT of 2016 to the FutureZ Irrevocable Trust 16, as to which Mr. Gupta and his spouse disclaim beneficial ownership. Neither Mr. Gupta nor his spouse is a beneficiary of the FutureZ Irrevocable Trust 16. Mr. Gupta is the sole trustee of the FutureZ Irrevocable Trust 16 and exercises voting and investment control over the shares held of record by the FutureZ Irrevocable Trust 16. These shares are held of record by PG GRAT of 2016. These shares are held of record by FutureZ Irrevocable Trust 16. President and Chief Executive Officer /s/ John Morrow, attorney-in-fact 2018-08-29