0001209191-18-030043.txt : 20180514 0001209191-18-030043.hdr.sgml : 20180514 20180514190353 ACCESSION NUMBER: 0001209191-18-030043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shintaffer Kurt CENTRAL INDEX KEY: 0001685074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 18832554 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-10 0 0001419625 Apptio Inc APTI 0001685074 Shintaffer Kurt 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 0 1 0 0 Chief Financial Officer Class A Common Stock 2018-05-10 4 C 0 759757 0.00 A 806334 D Class A Common Stock 2018-05-10 4 C 0 34142 0.00 A 34142 I See footnote Class B Common Stock 0.00 2018-05-10 4 C 0 759757 0.00 D Class A Common Stock 759757 0 D Class B Common Stock 0.00 2018-05-10 4 C 0 34142 0.00 D Class A Common Stock 34142 0 I See footnote Stock Option (right to buy) 11.46 2018-05-10 4 J 0 25000 0.00 D 2024-06-17 Class B Common Stock 25000 0 D Stock Option (right to buy) 11.46 2018-05-10 4 J 0 25000 0.00 A 2024-06-17 Class A Common Stock 25000 25000 D Stock Option (right to buy) 13.55 2018-05-10 4 J 0 20000 0.00 D 2025-02-19 Class B Common Stock 20000 0 D Stock Option (right to buy) 13.55 2018-05-10 4 J 0 20000 0.00 A 2025-02-19 Class A Common Stock 20000 20000 D Stock Option (right to buy) 13.99 2018-05-10 4 J 0 15000 0.00 D 2025-05-06 Class B Common Stock 15000 0 D Stock Option (right to buy) 13.99 2018-05-10 4 J 0 15000 0.00 A 2025-05-06 Class A Common Stock 15000 15000 D Stock Option (right to buy) 14.31 2018-05-10 4 J 0 160000 0.00 D 2025-11-05 Class B Common Stock 160000 0 D Stock Option (right to buy) 14.31 2018-05-10 4 J 0 160000 0.00 A 2025-11-05 Class A Common Stock 160000 160000 D Includes 46,200 RSUs that represent contingent rights to receive 46,200 shares of the Issuer's Class A Common Stock upon settlement and 760,134 shares of Class A Common Stock. These shares are held by the Reporting Person's spouse. The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion described in footnote (3), outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock. The option became fully vested and exercisable on April 1, 2018. 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter. 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter. 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. /s/ John Morrow, attorney-in-fact 2018-05-14