0001209191-18-030043.txt : 20180514
0001209191-18-030043.hdr.sgml : 20180514
20180514190353
ACCESSION NUMBER: 0001209191-18-030043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180510
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shintaffer Kurt
CENTRAL INDEX KEY: 0001685074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 18832554
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-10
0
0001419625
Apptio Inc
APTI
0001685074
Shintaffer Kurt
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
0
1
0
0
Chief Financial Officer
Class A Common Stock
2018-05-10
4
C
0
759757
0.00
A
806334
D
Class A Common Stock
2018-05-10
4
C
0
34142
0.00
A
34142
I
See footnote
Class B Common Stock
0.00
2018-05-10
4
C
0
759757
0.00
D
Class A Common Stock
759757
0
D
Class B Common Stock
0.00
2018-05-10
4
C
0
34142
0.00
D
Class A Common Stock
34142
0
I
See footnote
Stock Option (right to buy)
11.46
2018-05-10
4
J
0
25000
0.00
D
2024-06-17
Class B Common Stock
25000
0
D
Stock Option (right to buy)
11.46
2018-05-10
4
J
0
25000
0.00
A
2024-06-17
Class A Common Stock
25000
25000
D
Stock Option (right to buy)
13.55
2018-05-10
4
J
0
20000
0.00
D
2025-02-19
Class B Common Stock
20000
0
D
Stock Option (right to buy)
13.55
2018-05-10
4
J
0
20000
0.00
A
2025-02-19
Class A Common Stock
20000
20000
D
Stock Option (right to buy)
13.99
2018-05-10
4
J
0
15000
0.00
D
2025-05-06
Class B Common Stock
15000
0
D
Stock Option (right to buy)
13.99
2018-05-10
4
J
0
15000
0.00
A
2025-05-06
Class A Common Stock
15000
15000
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
160000
0.00
D
2025-11-05
Class B Common Stock
160000
0
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
160000
0.00
A
2025-11-05
Class A Common Stock
160000
160000
D
Includes 46,200 RSUs that represent contingent rights to receive 46,200 shares of the Issuer's Class A Common Stock upon settlement and 760,134 shares of Class A Common Stock.
These shares are held by the Reporting Person's spouse.
The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation.
In connection with the conversion described in footnote (3), outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
The option became fully vested and exercisable on April 1, 2018.
1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
/s/ John Morrow, attorney-in-fact
2018-05-14