EX-1.01 2 exhibit_1-01.htm EXHIBIT 1.01

Exhibit 1.01


SolarEdge Technologies, Inc.

Conflict Minerals Report
For the calendar year ended December 31, 2021
 
1. Introduction
 
SolarEdge Technologies, Inc., together with its wholly-owned subsidiaries (“SolarEdge” or the “Company,” “we,” “our” or “us”), has prepared this Conflict Minerals Report pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 and the requirements of Form SD (collectively, the “Rule”).

We are a leading provider of an optimized inverter solution that changed the way power is harvested and managed in photovoltaic (also known as PV) systems. Our direct current or DC, optimized inverter system maximizes power generation while lowering the cost of energy produced by the PV system, for improved return on investment, or RoI. Additional benefits of the DC optimized inverter system include comprehensive and advanced safety features, improved design flexibility, and improved operating and maintenance, or O&M, with module-level and remote monitoring. The typical SolarEdge optimized inverter system consists of inverters, power optimizers, a communication device which enables access to a cloud based monitoring platform and in many cases, additional smart energy management solutions. Our solutions address a broad range of solar market segments, from residential solar installations to commercial and small utility scale solar installations. Since we began commercial shipments in 2010, we have shipped approximately 29.5 gigawatts of our DC optimized inverter systems and our products have been installed in solar PV systems in 133 countries.

Since introducing the optimized inverter solution in 2010, SolarEdge has expanded its activity to other areas of smart energy technology, both through organic growth and through acquisitions. By leveraging world-class engineering capabilities and with a relentless focus on innovation, SolarEdge now offers energy solutions which include not only residential, commercial, and large scale PV systems but also product offerings in the areas of residential batteries, energy storage systems, or ESS, and backup, electric vehicle, or EV components and charging capabilities, home energy management, grid services and virtual power plants, lithium-ion batteries and uninterrupted power supply, known as UPS solutions.

We were founded in 2006 and began commercial shipments in 2010. As of March 31, 2022, we have shipped approximately 89.6 million power optimizers, 3.7 million inverters and 16.3 thousand residential batteries. Over 2.6 million installations, many of which may include multiple inverters, are currently connected to, and monitored through, our cloud based monitoring platform. As of March 31, 2022, we have shipped approximately 31.6 GW of our DC optimized inverter systems and approximately 160.4 MW of our residential batteries.

2. Overview; Applicability of Conflict Minerals Rule to SolarEdge

SolarEdge has performed an internal assessment and determined that certain Conflict Minerals are necessary to the functionality or production of our products. Accordingly, for the purposes of this assessment, all of the products that were in production in the calendar year 2021 were considered (the “Covered Products”).


SolarEdge is several levels removed from the mining of minerals (Conflict Minerals or otherwise). We also do not make purchases of raw ore or unrefined minerals and make no purchases in the Democratic Republic of Congo (“DRC”) or an adjoining country (together, the “Covered Countries”). SolarEdge therefore has limited influence over the sourcing of the necessary Conflict Minerals in the products that it manufactures or contracts to manufacture (we sometimes refer herein to these products that contain necessary Conflict Minerals as “in-scope products”). In addition, due to its position in the supply chain, SolarEdge depends upon its suppliers for information concerning the origin of the Conflict Minerals contained in its in-scope products. However, through the efforts described in this Conflict Minerals Report, SolarEdge seeks to ensure that its suppliers source responsibly. Minerals including tantalum, tin, tungsten and gold (“3TG”) are classified as “Conflict Minerals” and are necessary to the functionality or production of certain products that we manufacture or contract to manufacture. As such, we are subject to the Rule with respect to those necessary Conflict Minerals. The Rule requires us to conduct in good faith a reasonable country of origin inquiry (“RCOI”) into those necessary Conflict Minerals to determine whether they originated in the Covered Countries or are from recycled or scrap sources. If, as a result of our RCOI procedures, we know that any of our necessary Conflict Minerals originated in a covered country and are not from recycled or scrap materials, or if we have reason to believe that our necessary Conflict Minerals may have originated in a covered country and have reason to believe that they may not be from recycled or scrap sources, then we are required to exercise due diligence to determine the source and chain of custody of such Conflict Minerals to conclude if they are DRC conflict-free or not.

3. Description of Product Identification and RCOI Processes
 
We have concluded that, during the 2021 calendar year, we have manufactured and contracted to manufacture products containing certain Conflict Minerals. As such, we conducted an RCOI process to determine whether any of the Conflict Minerals originated, or may have originated, in the Covered Countries and whether such Conflict Minerals originated from recycled or scrap sources.

We conducted an assessment to determine which of our direct suppliers may be providing components of our products that are likely to contain Conflict Minerals. We employed a collaborative process to identify the applicable list of components and suppliers to focus our efforts, consulting with members of our supply chain department including suppliers, senior management and other individuals familiar with the manufacturing and component sourcing processes. We verified with such personnel that the population of components and suppliers was complete and comprehensive for our 2021 products. We then identified the list of suppliers that we directly procured materials from (“tier one” or “direct” suppliers) to survey. This list includes suppliers that supplied components to our third-party equipment manufacturers on our behalf and those suppliers from whom we purchased components directly, all between January 1, 2021 and December 31, 2021.

We used a Conflict Minerals Reporting Template (the “CMRT” or the “Template”), which was developed by the Responsible Minerals Initiative (RMI) (formerly the Conflict-Free Sourcing Initiative) to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. Our RCOI consisted of surveying tier one suppliers confirmed to have supplied products or components to us that contain Conflict Minerals that are used to manufacture our products.

SolarEdge identified 1007  suppliers (the “Suppliers”) that provided components for products manufactured during the calendar year 2021. Of those Suppliers, SolarEdge’s outreach was to all suppliers that provided components, parts or products that SolarEdge determined contained or potentially contained necessary Conflict Minerals. In connection with its scoping determination, SolarEdge reviewed product specifications, supply chain records and bills of material, made internal engineering and supplier inquiries, commissioned Assent Compliance (“Assent”), an independent third-party consultant, and made use of other information known to it regarding the materials composition of its products.

4. Reasonable Country of Origin Inquiry (RCOI)

As required by the Rule, SolarEdge conducted a “reasonable country of origin inquiry” with respect to calendar year 2021. Our outreach included 1007 suppliers that provided components, parts or products that SolarEdge determined contained or potentially contained necessary Conflict Minerals incorporated into products manufactured by us. In connection with this examination, SolarEdge reviewed product specifications, supply chain records and bills of material, made internal engineering and supplier inquiries and utilized other information known to us regarding the materials composition of our products.

In order to identify the source of those components, parts and products, SolarEdge sent letters to its suppliers, informing them of the Rule and SolarEdge's policy on Conflict Minerals, asking them to comply with the Rule. We also requested that suppliers upload completed CMRTs versions 6.1  directly to ACM, a software-as-a-service (SaaS) platform provided by Assent that enables users to complete and track supplier communications, for validation, assessment and management. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. The results of data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require further clarifications or improvement. Training and education to guide suppliers on best practices and use of the CMRT template was included. Since some suppliers may remain unresponsive to feedback, we track program gaps to account for future improvement opportunities. We also enabled suppliers to contact SolarEdge directly and provide a CMRT report using versions 6.1. We used these methods to query and transmit sourcing information along the supply chain. The CMRT includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. The total number of Suppliers who delivered satisfactory CMRT was 453 .

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We compared the smelters and refiners identified in the surveys against the lists of facilities which have received a conflict free designation by the Responsible Minerals Assurance Process (“RMAP”), a program of RMI, or other independent third-party audit program. We rely on the RMAP as an independent third-party audit solution through which mineral sources are identified and independently evaluated. We do not have direct relationship with smelters and refiners, and do not perform direct audits of these entities within the supply chain.

When suppliers provided us with chain surveys containing incomplete or potentially inaccurate information, we followed up with such suppliers to seek additional clarifying information. Unresponsive suppliers were contacted on a regular basis both by automatic emails, manual outreach, and in certain nonresponsive cases, through telephone.

For 2021, SolarEdge identified 333 smelters and refiners that processed or may have processed the necessary Conflict Minerals contained in our in-scope products, as described in the Smelter and Refiner list attached as Annex A as well as in the Country of Origin Information attached as Annex B.

Pursuant to the Conflict Minerals Rule, based on the results of its reasonable country of origin inquiry, SolarEdge was required to conduct due diligence for 2021. Because we were unable to identify the source of all products in our supply chain, our reasonable country of origin inquiry utilized the same processes and procedures as our due diligence. These processes and procedures are described below.
 
Due Diligence
 
Design of Due Diligence
 
SolarEdge utilizes due diligence measures relating to Conflict Minerals that are intended to conform with, in all material respects, the criteria set forth in the Organization for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition 2016) (the “OECD Guidance”). The OECD Guidance has established a five-step framework for due diligence as a basis for responsible global supply chain management of minerals from conflict-affected and high-risk areas. Our Conflict Minerals due diligence process includes: a Conflict Minerals Policy, a governance charter with cross-functional team members and senior executives, communication to, and engagement of, suppliers, due diligence compliance process and measurement, record-keeping and escalation procedures. We report to the Audit Committee and the Board of Directors with respect to our due diligence process and compliance obligations. Selected elements of our program design are discussed below.

Due Diligence Performed
 
Step 1: Establish Strong Company Management Systems
 
In 2021 we published our supplier code of conduct ("SCoC"), which includes provisions regarding, among others, ethics, safety, environmental protection, human rights, and fair employment. As of December 31, 2021, over 100 key suppliers have signed their acknowledgment of the SCoC terms.  In 2021, we also conducted on-site audits of three contract manufacturers and one major raw material supplier of ours in connection with their compliance with the SCoC requirements, and are aiming to expand these efforts in 2022.SolarEdge has also adopted a Conflict Mineral Policy which provides further clarification of the principles of the SCoC and SolarEdge's human rights approach regarding illegal trade of natural resources.

As part of our policy, SolarEdge is committed to respect human rights and the environment in accordance with accepted international conventions and practices, and we strive to ensure that all materials used in our products come from socially and environmentally responsible sources.

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We communicate our policy to our suppliers and it is available at: http://media.corporate-ir.net/media_files/IROL/25/253935/SolarEdge_CM%20Policy_comments_%20v7%20clean.pdf (the “Conflict Minerals Policy”). In addition, in support of our compliance efforts, we have established a steering committee for enforcement of this Conflict Minerals Policy. The steering committee team consists of senior staff under SolarEdge’s legal department, supply chain management group and core technologies. The team members have been made aware of the Conflict Minerals Rule, the OECD Guidance, SolarEdge’s Conflict Minerals Policy and governance charter and have established SolarEdge’s procedures for reviewing and validating supplier responses to its inquiries.

The SolarEdge Conflict Minerals Policy includes a grievance mechanism whereby employees and suppliers can report suspected violations of the policy.

SolarEdge also utilizes an independent third-party consultant to advise it on certain aspects of its compliance, as well as a third-party software provider as a basis for to enhance the supplier data collection process and help minimize responsible sourcing risks.

The following steps have also been adopted:


1.
Implementing a system of controls and transparency over the mineral supply chain through the use of the CMRT.

2.
Maintaining records relating to our Conflict Minerals program for 5 years. We store all of the information and findings  in a database that can be audited by internal or external parties.

3.
Implementing standard contract language requiring suppliers to agree to timely respond and conduct an appropriate due diligence inquiry following any request by SolarEdge for information on any goods delivered containing Conflict Minerals, as defined under the Rule.
 
Step 2. Identify and Assess Risks n the Supply Chain
 
To assist us with our supply chain due diligence, we engaged an independent third-party consultant for conducting outreach to our Suppliers and archiving responses from Suppliers. We conducted a supply chain survey requesting direct suppliers to identify smelters and refiners and country of origin, through use of the Template.

We, in conjunction with our independent third-party consultant, reviewed our entire known component and outsourced manufacturing supply chain for the calendar year 2021, which consisted of approximately 1007 suppliers. Our outreach included 1007 Suppliers that provided components, parts or products that were determined by SolarEdge to contain or potentially contain necessary Conflict Minerals and that were incorporated into products manufactured by us. The responses were reviewed against criteria developed internally and, where necessary, we reached out for further engagement and to receive additional information from our suppliers. These criteria included untimely or incomplete responses, as well as inconsistencies within the data reported in the Template. We worked directly with these suppliers to receive revised responses.

We compared the RMI validated smelter list against those smelters identified by our suppliers and, as described in our Conflict Minerals Policy, SolarEdge does not purchase Conflict Minerals directly from mines, smelters or refiners. Tracing minerals to their sources is a challenge that requires us to rely on our suppliers in our efforts to achieve supply chain transparency, including for obtaining information regarding the origin of the Conflict Minerals.

Risk mitigation activities are initiated whenever a supplier’s CMRT reports a facility of concern. Suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing the supplier to take their own independent risk mitigation activities. Examples include a submission of a product level CMRT to better identify the connection to products that they supply to SolarEdge. Suppliers are given clear performance objectives and within reasonable timeframes with the ultimate goal of elimination of smelters of concern from the supply chain. In addition, suppliers are guided to the educational resources on mitigating the risk identified through the CMRT collection process.
 
Step 3. Design and Implement a Strategy to Respond to Identified Risks
 
We work with a significant number of suppliers and they are diverse in terms of size. Based on our research from publicly available data, 82 of our Suppliers that replied, which represent 18.1% (82 out of 453 Suppliers), are also SEC registrants and subject to the Rule. After SolarEdge receives CMRT responses from Suppliers, it reviews the responses. SolarEdge follows up with Suppliers whose CMRT appears to be incomplete or contain errors or inaccuracies, requesting that the Supplier submit a revised response. For illustration purposes, the following are some of the steps that SolarEdge takes in this process: 1) verifying smelters according to RMI smelters list; 2) validating questions in the CMRT file and ensuring that the answers are logical and reasonable, and 3) verifying and cross checking between the smelter location and the RMI smelter approved list. Any smelter’s location in the DRC which is not RMI approved is flagged for further review.

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If a completed CMRT indicates a smelter or refiner, SolarEdge reviews this information against the Standard Smelter Names tab of the CMRT and the lists of “compliant” and “active” smelters and refiners published by the RMI. If an indicated smelter or refiner is not listed on the Standard Smelter Names tab or the Commerce Department List, or listed as compliant by the RMI, SolarEdge requests the assistance of the supplier or contacts the listed entity to attempt to determine whether that entity is actually a smelter or refiner, the mine or location of origin of the Conflict Minerals processed by the smelter or refiner and whether it is known to obtain Conflict Minerals from sources that directly or indirectly finance or benefit armed groups in any of the Covered Countries.

SolarEdge reports back to senior management, summarizing our risk mitigation efforts.
 
Step 4. Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices
 
SolarEdge does not have a direct relationship with 3TG smelters and refiners. As a result, SolarEdge does not perform direct audits of these entities within its supply chain, but rather relies on due diligence performed by organizations such as the Responsible Minerals Assurance Process (“RMAP”).  Our independent third-party service provider, Assent, also directly contacted smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners. SolarEdge is a signatory of this communication in accordance with the requirements of downstream companies detailed in the OECD Guidance.
 
Step 5. Report Annually on Supply Chain Due Diligence
 
SolarEdge files a Form SD and, to the extent required, a Conflict Minerals Report, with the Securities and Exchange Commission and makes these filings publicly available on the Company’s corporate website at http://investors.solaredge.com/phoenix.zhtml?c=253935&p=irol-govHighlights.

Results of Assessment
 
Based on the information obtained through the due diligence process described above, we do not have sufficient information to determine the products containing Conflict Minerals and/or the country of origin of the Conflict Minerals in those products and/or the facilities used to process Conflict Minerals in those products.

Tracing minerals back to the mine of origin is a complex aspect of responsible sourcing in our supply chain. By adopting methodology outlined by the RMI’s joint industry programs and outreach initiatives and requiring that our Suppliers conform with standards that meet the OECD guidelines and report to us using the Template, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or location of origin of the 3TG in our supply chain and responses to such inquiries represent the most reasonable source information available. Through this joint industry effort, we have made reasonable efforts to make a reasonable determination of the mines or locations of origin of the 3TG in our supply chain. We were unable, however, to ascertain the specific country of origin and/or chain of custody of all necessary Conflict Minerals processed by the facilities that contributed to our Covered Products.

SolarEdge approached 1007 suppliers. Out of these:

Number of suppliers who replied (response rate): 453 (45%). - Out of these:
Number of suppliers who provided data at a company level: 236 (52.1%)
Number of suppliers who provided data at a product level: 47 (10.3%)
Number of suppliers which provided data according to a custom made description: 26(5.7%)
Number of suppliers which were classified as “Free no 3TG”: 149 ( 32.9%)
Number of suppliers which were classified as “Non-DRC 3TGs”: 139 (30.6%)
Number of suppliers which were classified as "DRC conflict free" (from DRC, all SORs are certified): 84 ( 18.5%)
Number of suppliers which were classified as “DRC Conflict Undeterminable”": 55 ( 12.1%)
 
Smelter and Refiner list attached as Annex A as well as in the Country of Origin Information attached as Annex B.

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Smelters and refiners verified as conflict-free or in the audit process (256):

 
Comply & Active
Total
Tin
65 (83.3%)
78
Tantalum
35 (100%)
35
Tungsten
42 (87.5%)
48
Gold
116 (67.8%)
171
Total
256
332

Status of identified smelters and refiners:
 
Comply - Verified Conflict Free
223 (67.2%)
Active - Participating in an audit process
18 (5.4%)
Communication Suspended – Not Interested
6 (1.8%)
In Communication
15 (4.5%)
Outreach required
44 (13.3%)
Non Conformant
15 (4.5%)
Review Cannot Proceed
4 (1.2%)
Total
332

Improvement to Mitigate Risks
 
As we further develop our due diligence program, we intend to enhance supplier communication and escalation processes to improve due diligence data accuracy and completion, and continue to influence additional smelters to be designated as “conflict-free”, where possible. To the extent we are not able to determine in the future that we are sourcing from non-conflict-free smelters, we plan to move toward using conflict-free smelters within a reasonable time frame. We also intend to request of any of our suppliers, that we have reason to believe are supplying us with 3TG from sources that may support conflict in the Covered Countries that they establish an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance.
 
We understand that supply chain due diligence is a dynamic process and requires on-going risk monitoring. Therefore, after implementing our risk mitigation strategy, SolarEdge intends to go back to Step 2 of the OECD guidelines to ensure effective management of risks.
 
 Cautionary Note on Forward-Looking Statements

This Report contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, and other federal securities laws. Investors are cautioned that statements in this Report that are not strictly historical statements, including without limitation, SolarEdge’s intentions, expectations, and future results regarding further supplier engagement, and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency, and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete, and detailed information, and limitations on SolarEdge’s ability to verify the accuracy or completeness of any information received from Suppliers or others.
 
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Annex A
 
Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Sudan Gold Refinery
CID002567
Gold
Sudan
Outreach Required
OOO “Technolom” 1
CID003614
Tungsten
Russian Federation
Active
African Gold Refinery
CID003185
Gold
Uganda
Outreach Required
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant"
(OJSC Krastsvetmet)
CID001326
Gold
Russian Federation
NonConformant
Kyshtym Copper-Electrolytic Plant ZAO
CID002865
Gold
Russian Federation
Outreach Required
SOE Shyolkovsky Factory of Secondary Precious Metals
CID001756
Gold
Russian Federation
NonConformant
Artek LLC
CID003553
Tungsten
Russian Federation
Outreach Required
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
CID000927
Gold
Russian Federation
ReviewCantProceed
Prioksky Plant of Non-Ferrous Metals
CID001386
Gold
Russian Federation
NonConformant
Kaloti Precious Metals
CID002563
Gold
United Arab Emirates
ReviewCantProceed
OOO “Technolom” 2
CID003612
Tungsten
Russian Federation
Active
NPP Tyazhmetprom LLC
CID003416
Tungsten
Russian Federation
Active
OJSC Novosibirsk Refinery
CID000493
Gold
Russian Federation
NonConformant
JSC Uralelectromed
CID000929
Gold
Russian Federation
NonConformant
Industrial Refining Company
CID002587
Gold
Belgium
NonConformant
Moscow Special Alloys Processing Plant
CID001204
Gold
Russian Federation
NonConformant
JSC "Kirovgrad Hard Alloys Plant"
CID003408
Tungsten
Russian Federation
Conformant

7

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Fidelity Printers and Refiners Ltd.
CID002515
Gold
Zimbabwe
ReviewCantProceed
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CID001058
Gold
China
Outreach Required
CGR Metalloys Pvt Ltd.
CID003382
Gold
India
Outreach Required
Gold Coast Refinery
CID003186
Gold
Ghana
Outreach Required
Samwon Metals Corp.
CID001562
Gold
Korea, Republic Of
Communication Suspended
GCC Gujrat Gold Centre Pvt. Ltd.
CID002852
Gold
India
Active
JALAN & Company
CID002893
Gold
India
Outreach Required
Lingbao Gold Co., Ltd.
CID001056
Gold
China
Outreach Required
CV Venus Inti Perkasa
CID002455
Tin
Indonesia
Active
Modeltech Sdn Bhd
CID002858
Tin
Malaysia
Non Conformant
Novosibirsk Processing Plant Ltd.
CID001305
Tin
Russian Federation
Conformant
Fujairah Gold FZC
CID002584
Gold
United Arab Emirates
Outreach Required
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CID002313
Tungsten
China
Communication Suspended
Shandong Humon Smelting Co., Ltd.
CID002525
Gold
China
Outreach Required
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CID000651
Gold
China
Outreach Required
PT Timah Nusantara
CID001486
Tin
Indonesia
Active
Emerald Jewel Industry India Limited (Unit 2)
CID003488
Gold
India
In Communication
Guangdong Jinding Gold Limited
CID002312
Gold
China
Outreach Required
An Vinh Joint Stock Mineral Processing Company
CID002703
Tin
Viet Nam
Outreach Required
Sai Refinery
CID002853
Gold
India
Outreach Required

8

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CID001619
Gold
China
Outreach Required
Shenzhen Zhonghenglong Real Industry Co., Ltd.
CID002527
Gold
China
Outreach Required
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
CID003397
Tin
China
Non Conformant
Dongguan CiEXPO Environmental Engineering Co., Ltd.
CID003356
Tin
China
Non Conformant
VQB Mineral and Trading Group JSC
CID002015
Tin
Viet Nam
Outreach Required
Sovereign Metals
CID003383
Gold
India
Outreach Required
Precious Minerals and Smelting Limited
CID003409
Tin
India
Non Conformant
Gejiu City Fuxiang Industry and Trade Co., Ltd.
CID003410
Tin
China
Outreach Required
Refinery of Seemine Gold Co., Ltd.
CID000522
Gold
China
Outreach Required
HwaSeong CJ CO., LTD.
CID000778
Gold
Korea, Republic Of
Communication Suspended
Daye Non-Ferrous Metals Mining Ltd.
CID000343
Gold
China
In Communication
International Precious Metal Refiners
CID002562
Gold
United Arab Emirates
In Communication
Pease & Curren
CID002872
Gold
United States Of America
Communication Suspended
PT Belitung Industri Sejahtera
CID001421
Tin
Indonesia
In Communication
PT Tirus Putra Mandiri
CID002478
Tin
Indonesia
In Communication
Solikamsk Magnesium Works OAO
CID001769
Tantalum
Russian Federation
Conformant
Hangzhou Fuchunjiang Smelting Co., Ltd.
CID000671
Gold
China
Outreach Required
Tongling Nonferrous Metals Group Co., Ltd.
CID001947
Gold
China
Outreach Required
Tuyen Quang Non-Ferrous Metals Joint Stock Company
CID002574
Tin
Viet Nam
Outreach Required

9

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
PT Sukses Inti Makmur
CID002816
Tin
Indonesia
Active
Modeltech Sdn Bhd
CID002857
Gold
Malaysia
Non Conformant
Shirpur Gold Refinery Ltd.
CID002588
Gold
India
Outreach Required
Pongpipat Company Limited
CID003208
Tin
Myanmar
Outreach Required
Super Dragon Technology Co., Ltd.
CID001810
Gold
China
Outreach Required
Unecha Refractory metals plant
CID002724
Tungsten
Russian Federation
Conformant
Yunnan Copper Industry Co., Ltd.
CID000197
Gold
China
Outreach Required
Dijllah Gold Refinery FZC
CID003348
Gold
United Arab Emirates
Outreach Required
MD Overseas
CID003548
Gold
India
In Communication
Nghe Tinh Non-Ferrous Metals Joint Stock Company
CID002573
Tin
Viet Nam
Outreach Required
L'azurde Company For Jewelry
CID001032
Gold
Saudi Arabia
Review Cant Proceed
PT Panca Mega Persada
CID001457
Tin
Indonesia
Outreach Required
Augmont Enterprises Private Limited
CID003461
Gold
India
Active
Hydrometallurg, JSC
CID002649
Tungsten
Russian Federation
Conformant
Sellem Industries Ltd.
CID003540
Gold
Mauritania
Communication Suspended
Sabin Metal Corp.
CID001546
Gold
United States Of America
Communication Suspended
Moliren Ltd.
CID002845
Tungsten
Russian Federation
Conformant
Penglai Penggang Gold Industry Co., Ltd.
CID001362
Gold
China
Outreach Required
Kyrgyzaltyn JSC
CID001029
Gold
Kyrgyzstan
Non Conformant
Emerald Jewel Industry India Limited (Unit 4)
CID003490
Gold
India
In Communication

10

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Great Wall Precious Metals Co., Ltd. of CBPM
CID001909
Gold
China
Outreach Required
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
CID000773
Gold
China
Outreach Required
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy
Joint Stock Company
CID002572
Tin
Viet Nam
Non Conformant
PT Tommy Utama
CID001493
Tin
Indonesia
In Communication
Hunan Chenzhou Mining Co., Ltd.
CID000767
Gold
China
Outreach Required
Gejiu Kai Meng Industry and Trade LLC
CID000942
Tin
China
Non Conformant
PT Aries Kencana Sejahtera
CID000309
Tin
Indonesia
Active
AU Traders and Refiners
CID002850
Gold
South Africa
Non Conformant
Emerald Jewel Industry India Limited (Unit 1)
CID003487
Gold
India
In Communication
CNMC (Guangxi) PGMA Co., Ltd.
CID000281
Tungsten
China
Outreach Required
Emerald Jewel Industry India Limited (Unit 3)
CID003489
Gold
India
In Communication
PT Mitra Sukses Globalindo
CID003449
Tin
Indonesia
Active
Kundan Care Products Ltd.
CID003463
Gold
India
In Communication
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CID001093
Gold
China
Outreach Required
GEM Co., Ltd.
CID003417
Tungsten
China
Conformant
PT Bukit Timah
CID001428
Tin
Indonesia
Conformant
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CID003116
Tin
China
Conformant
Niagara Refining LLC
CID002589
Tungsten
United States Of America
Conformant
Chongyi Zhangyuan Tungsten Co., Ltd.
CID000258
Tungsten
China
Conformant
White Solder Metalurgia e Mineracao Ltda.
CID002036
Tin
Brazil
Conformant

11

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
H.C. Starck Ltd.
CID002549
Tantalum
Japan
Conformant
D Block Metals, LLC
CID002504
Tantalum
United States Of America
Conformant
Planta Recuperadora de Metales SpA
CID002919
Gold
Chile
Conformant
Guangdong Xianglu Tungsten Co., Ltd.
CID000218
Tungsten
China
Conformant
State Research Institute Center for Physical Sciences and
Technology
CID003153
Gold
Lithuania
Outreach Required
TOO Tau-Ken-Altyn
CID002615
Gold
Kazakhstan
Conformant
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CID002315
Tungsten
China
Conformant
Metalor Technologies S.A.
CID001153
Gold
Switzerland
Conformant
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CID002318
Tungsten
China
Conformant
PT Timah Tbk Kundur
CID001477
Tin
Indonesia
Conformant
Alpha
CID000292
Tin
United States Of America
Conformant
Rand Refinery (Pty) Ltd.
CID001512
Gold
South Africa
Conformant
Estanho de Rondonia S.A.
CID000448
Tin
Brazil
Conformant
Global Advanced Metals Aizu
CID002558
Tantalum
Japan
Conformant
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CID000801
Gold
China
Conformant
Fujian Ganmin RareMetal Co., Ltd.
CID003401
Tungsten
China
Conformant
Eco-System Recycling Co., Ltd. West Plant
CID003425
Gold
Japan
Conformant
China Tin Group Co., Ltd.
CID001070
Tin
China
Conformant
Yamakin Co., Ltd.
CID002100
Gold
Japan
Conformant
Metallo Spain S.L.U.
CID002774
Tin
Spain
Conformant

12

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
WIELAND Edelmetalle GmbH
CID002778
Gold
Germany
Conformant
PT Aneka Tambang (Persero) Tbk
CID001397
Gold
Indonesia
Conformant
Umicore S.A. Business Unit Precious Metals Refining
CID001980
Gold
Belgium
Conformant
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CID002317
Tungsten
China
Conformant
Heraeus Precious Metals GmbH & Co. KG
CID000711
Gold
Germany
Conformant
Metalor Technologies (Hong Kong) Ltd.
CID001149
Gold
China
Conformant
China Molybdenum Co., Ltd.
CID002641
Tungsten
China
Conformant
Metallic Resources, Inc.
CID001142
Tin
United States Of America
Conformant
Malipo Haiyu Tungsten Co., Ltd.
CID002319
Tungsten
China
Conformant
PT Timah Tbk Mentok
CID001482
Tin
Indonesia
Conformant
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CID002512
Tantalum
China
Conformant
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CID002551
Tungsten
China
Conformant
Malaysia Smelting Corporation (MSC)
CID001105
Tin
Malaysia
Conformant
Taki Chemical Co., Ltd.
CID001869
Tantalum
Japan
Conformant
Heraeus Metals Hong Kong Ltd.
CID000707
Gold
China
Conformant
Metallix Refining Inc.
CID003557
Gold
United States Of America
In Communication
Singway Technology Co., Ltd.
CID002516
Gold
Taiwan, Province Of China
Conformant
DSC (Do Sung Corporation)
CID000359
Gold
Korea, Republic Of
Conformant
PT Rajawali Rimba Perkasa
CID003381
Tin
Indonesia
Conformant
Ulba Metallurgical Plant JSC
CID001969
Tantalum
Kazakhstan
Conformant

13

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
PT Babel Inti Perkasa
CID001402
Tin
Indonesia
Conformant
Eco-System Recycling Co., Ltd. East Plant
CID000425
Gold
Japan
Conformant
Alexy Metals
CID003500
Gold
United States Of America
Active
Advanced Chemical Company
CID000015
Gold
United States Of America
Conformant
Ganzhou Huaxing Tungsten Products Co., Ltd.
CID000875
Tungsten
China
Conformant
Samduck Precious Metals
CID001555
Gold
Korea, Republic Of
Conformant
Metalurgica Met-Mex Penoles S.A. De C.V.
CID001161
Gold
Mexico
Conformant
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CID002158
Tin
China
Conformant
Rui Da Hung
CID001539
Tin
Taiwan, Province Of China
Conformant
Resind Industria e Comercio Ltda.
CID002706
Tin
Brazil
Conformant
F&X Electro-Materials Ltd.
CID000460
Tantalum
China
Conformant
Dowa
CID000401
Gold
Japan
Conformant
Matsuda Sangyo Co., Ltd.
CID001119
Gold
Japan
Conformant
Materion
CID001113
Gold
United States Of America
Conformant
Kojima Chemicals Co., Ltd.
CID000981
Gold
Japan
Conformant
Korea Zinc Co., Ltd.
CID002605
Gold
Korea, Republic Of
Conformant
T.C.A S.p.A
CID002580
Gold
Italy
Conformant
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CID002224
Gold
China
Conformant
C.I Metales Procesados Industriales SAS
CID003421
Gold
Colombia
Active
LS-NIKKO Copper Inc.
CID001078
Gold
Korea, Republic Of
Conformant

14

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Geib Refining Corporation
CID002459
Gold
United States Of America
Conformant
Allgemeine Gold-und Silberscheideanstalt A.G.
CID000035
Gold
Germany
Conformant
L'Orfebre S.A.
CID002762
Gold
Andorra
Conformant
Yancheng Jinye New Material Technology Co., Ltd.
CID003583
Tantalum
China
Conformant
NPM Silmet AS
CID001200
Tantalum
Estonia
Conformant
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
CID000103
Gold
Turkey
Outreach Required
Minsur
CID001182
Tin
Peru
Conformant
The Refinery of Shandong Gold Mining Co., Ltd.
CID001916
Gold
China
Conformant
Philippine Chuangxin Industrial Co., Inc.
CID002827
Tungsten
Philippines
Conformant
SEMPSA Joyeria Plateria S.A.
CID001585
Gold
Spain
Conformant
H.C. Starck Smelting GmbH & Co. KG
CID002542
Tungsten
Germany
Conformant
Mineracao Taboca S.A.
CID001175
Tantalum
Brazil
Conformant
Asahi Refining Canada Ltd.
CID000924
Gold
Canada
Conformant
Japan New Metals Co., Ltd.
CID000825
Tungsten
Japan
Conformant
Resind Industria e Comercio Ltda.
CID002707
Tantalum
Brazil
Conformant
Metallo Belgium N.V.
CID002773
Tin
Belgium
Conformant
Lianyou Metals Co., Ltd.
CID003407
Tungsten
Taiwan, Province Of China
Conformant
Mitsui Mining and Smelting Co., Ltd.
CID001193
Gold
Japan
Conformant
Changsha South Tantalum Niobium Co., Ltd.
CID000211
Tantalum
China
Conformant
Luna Smelter, Ltd.
CID003387
Tin
Rwanda
Conformant

15

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Almalyk Mining and Metallurgical Complex (AMMC)
CID000041
Gold
Uzbekistan
Conformant
MMTC-PAMP India Pvt., Ltd.
CID002509
Gold
India
Conformant
Ohura Precious Metal Industry Co., Ltd.
CID001325
Gold
Japan
Conformant
8853 S.p.A.
CID002763
Gold
Italy
Conformant
Xiamen Tungsten Co., Ltd.
CID002082
Tungsten
China
Conformant
Safimet S.p.A
CID002973
Gold
Italy
Conformant
Melt Metais e Ligas S.A.
CID002500
Tin
Brazil
Outreach Required
Mitsui Mining and Smelting Co., Ltd.
CID001192
Tantalum
Japan
Conformant
Sancus ZFS (L’Orfebre, SA)
CID003529
Gold
Colombia
Active
Fenix Metals
CID000468
Tin
Poland
Conformant
Kazzinc
CID000957
Gold
Kazakhstan
Conformant
H.C. Starck Inc.
CID002548
Tantalum
United States Of America
Conformant
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos
Do Brasil Ltda
CID003486
Tin
Brazil
Active
Value Trading
CID003617
Gold
Belgium
In Communication
Kazakhmys Smelting LLC
CID000956
Gold
Kazakhstan
In Communication
Ningxia Orient Tantalum Industry Co., Ltd.
CID001277
Tantalum
China
Conformant
Operaciones Metalurgicas S.A.
CID001337
Tin
Bolivia (Plurinational State Of)
Conformant
PT Mitra Stania Prima
CID001453
Tin
Indonesia
Conformant
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
CID000128
Gold
Philippines
Conformant
Gejiu Zili Mining And Metallurgy Co., Ltd.
CID000555
Tin
China
Conformant

16

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Global Advanced Metals Boyertown
CID002557
Tantalum
United States Of America
Conformant
Thaisarco
CID001898
Tin
Thailand
Conformant
PT Tinindo Inter Nusa
CID001490
Tin
Indonesia
Conformant
SAAMP
CID002761
Gold
France
Conformant
JX Nippon Mining & Metals Co., Ltd.
CID000937
Gold
Japan
Conformant
K.A. Rasmussen
CID003497
Gold
Norway
Outreach Required
EM Vinto
CID000438
Tin
Bolivia (Plurinational State Of)
Conformant
Chifeng Dajingzi Tin Industry Co., Ltd.
CID003190
Tin
China
Conformant
Telex Metals
CID001891
Tantalum
United States Of America
Conformant
Magnu's Minerais Metais e Ligas Ltda.
CID002468
Tin
Brazil
Conformant
Kennecott Utah Copper LLC
CID000969
Gold
United States Of America
Conformant
Marsam Metals
CID002606
Gold
Brazil
Conformant
PT Cipta Persada Mulia
CID002696
Tin
Indonesia
Conformant
Japan Mint
CID000823
Gold
Japan
Conformant
Super Ligas
CID002756
Tin
Brazil
Active
SAFINA A.S.
CID002290
Gold
Czechia
Conformant
Argor-Heraeus S.A.
CID000077
Gold
Switzerland
Conformant
Jiangxi Copper Co., Ltd.
CID000855
Gold
China
Conformant
CCR Refinery - Glencore Canada Corporation
CID000185
Gold
Canada
Conformant
Ma'anshan Weitai Tin Co., Ltd.
CID003379
Tin
China
Conformant

17

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
PT Bangka Serumpun
CID003205
Tin
Indonesia
Conformant
Hengyang King Xing Lifeng New Materials Co., Ltd.
CID002492
Tantalum
China
Conformant
Royal Canadian Mint
CID001534
Gold
Canada
Conformant
Western Australian Mint (T/a The Perth Mint)
CID002030
Gold
Australia
Conformant
Asaka Riken Co., Ltd.
CID000090
Gold
Japan
Conformant
Heimerle + Meule GmbH
CID000694
Gold
Germany
Conformant
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CID002506
Tantalum
China
Conformant
ACL Metais Eireli
CID002833
Tungsten
Brazil
Conformant
Dowa
CID000402
Tin
Japan
Conformant
Chenzhou Diamond Tungsten Products Co., Ltd.
CID002513
Tungsten
China
Conformant
Ishifuku Metal Industry Co., Ltd.
CID000807
Gold
Japan
Conformant
PT Artha Cipta Langgeng
CID001399
Tin
Indonesia
Conformant
O.M. Manufacturing Philippines, Inc.
CID002517
Tin
Philippines
Conformant
Navoi Mining and Metallurgical Combinat
CID001236
Gold
Uzbekistan
Conformant
LT Metal Ltd.
CID000689
Gold
Korea, Republic Of
Conformant
Umicore Precious Metals Thailand
CID002314
Gold
Thailand
Conformant
Nihon Material Co., Ltd.
CID001259
Gold
Japan
Conformant
Yunnan Tin Company Limited
CID002180
Tin
China
Conformant
H.C. Starck Tantalum and Niobium GmbH
CID002545
Tantalum
Germany
Conformant
Kennametal Huntsville
CID000105
Tungsten
United States Of America
Conformant

18

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Sichuan Tianze Precious Metals Co., Ltd.
CID001736
Gold
China
Conformant
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CID000914
Tantalum
China
Conformant
Soft Metais Ltda.
CID001758
Tin
Brazil
Conformant
Asia Tungsten Products Vietnam Ltd.
CID002502
Tungsten
Viet Nam
Conformant
Jiangxi Gan Bei Tungsten Co., Ltd.
CID002321
Tungsten
China
Conformant
Wolfram Bergbau und Hutten AG
CID002044
Tungsten
Austria
Conformant
Al Etihad Gold Refinery DMCC
CID002560
Gold
United Arab Emirates
Conformant
PT Babel Surya Alam Lestari
CID001406
Tin
Indonesia
Conformant
WEEEREFINING
CID003615
Gold
France
Active
Jiangxi New Nanshan Technology Ltd.
CID001231
Tin
China
Conformant
Jiangxi Tuohong New Raw Material
CID002842
Tantalum
China
Conformant
Yokohama Metal Co., Ltd.
CID002129
Gold
Japan
Conformant
Solar Applied Materials Technology Corp.
CID001761
Gold
Taiwan, Province Of China
Conformant
PT ATD Makmur Mandiri Jaya
CID002503
Tin
Indonesia
Conformant
SungEel HiMetal Co., Ltd.
CID002918
Gold
Korea, Republic Of
Conformant
C. Hafner GmbH + Co. KG
CID000176
Gold
Germany
Conformant
Boliden AB
CID000157
Gold
Sweden
Conformant
Guangdong Zhiyuan New Material Co., Ltd.
CID000616
Tantalum
China
Conformant
Chugai Mining
CID000264
Gold
Japan
Conformant
Yanling Jincheng Tantalum & Niobium Co., Ltd.
CID001522
Tantalum
China
Conformant

19

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Abington Reldan Metals, LLC
CID002708
Gold
United States Of America
Active
Metalor Technologies (Singapore) Pte., Ltd.
CID001152
Gold
Singapore
Conformant
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
CID003427
Tungsten
Brazil
Active
Global Tungsten & Powders Corp.
CID000568
Tungsten
United States Of America
Conformant
REMONDIS PMR B.V.
CID002582
Gold
Netherlands
Conformant
KEMET Blue Metals
CID002539
Tantalum
Mexico
Conformant
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CID000538
Tin
China
Conformant
Cronimet Brasil Ltda
CID003468
Tungsten
Brazil
Conformant
H.C. Starck Tungsten GmbH
CID002541
Tungsten
Germany
Conformant
Asahi Pretec Corp.
CID000082
Gold
Japan
Conformant
Fabrica Auricchio Industria e Comercio Ltda.
CID003582
Tin
Brazil
Conformant
PX Precinox S.A.
CID001498
Gold
Switzerland
Conformant
Eco-System Recycling Co., Ltd. North Plant
CID003424
Gold
Japan
Conformant
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CID001908
Tin
China
Conformant
Ganzhou Haichuang Tungsten Co., Ltd.
CID002645
Tungsten
China
Conformant
Degussa Sonne / Mond Goldhandel GmbH
CID002867
Gold
Germany
Outreach Required
Metalor Technologies (Suzhou) Ltd.
CID001147
Gold
China
Conformant
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
CID002779
Gold
Austria
Conformant
Fujian Xinlu Tungsten
CID003609
Tungsten
China
Conformant
Istanbul Gold Refinery
CID000814
Gold
Turkey
Conformant

20

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Italpreziosi
CID002765
Gold
Italy
Conformant
Morris and Watson
CID002282
Gold
New Zealand
In Communication
Tin Technology & Refining
CID003325
Tin
United States Of America
Conformant
H.C. Starck Co., Ltd.
CID002544
Tantalum
Thailand
Conformant
Jiujiang Tanbre Co., Ltd.
CID000917
Tantalum
China
Conformant
Metal Concentrators SA (Pty) Ltd.
CID003575
Gold
South Africa
Conformant
Torecom
CID001955
Gold
Korea, Republic Of
Conformant
O.M. Manufacturing (Thailand) Co., Ltd.
CID001314
Tin
Thailand
Conformant
CRM Synergies
CID003524
Tin
Spain
Conformant
Asahi Refining USA Inc.
CID000920
Gold
United States Of America
Conformant
Ganzhou Seadragon W & Mo Co., Ltd.
CID002494
Tungsten
China
Conformant
A.L.M.T. Corp.
CID000004
Tungsten
Japan
Conformant
PT Stanindo Inti Perkasa
CID001468
Tin
Indonesia
Conformant
Cendres + Metaux S.A.
CID000189
Gold
Switzerland
Conformant
Chimet S.p.A.
CID000233
Gold
Italy
Conformant
Metalor USA Refining Corporation
CID001157
Gold
United States Of America
Conformant
Emirates Gold DMCC
CID002561
Gold
United Arab Emirates
Conformant
AngloGold Ashanti Corrego do Sitio Mineracao
CID000058
Gold
Brazil
Conformant
H.C. Starck Smelting GmbH & Co. KG
CID002550
Tantalum
Germany
Conformant
Tokuriki Honten Co., Ltd.
CID001938
Gold
Japan
Conformant

21

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CID002830
Tungsten
China
Conformant
Valcambi S.A.
CID002003
Gold
Switzerland
Conformant
Masan Tungsten Chemical LLC (MTC)
CID002543
Tungsten
Viet Nam
Conformant
Bangalore Refinery
CID002863
Gold
India
Conformant
Nadir Metal Rafineri San. Ve Tic. A.S.
CID001220
Gold
Turkey
Conformant
Mitsubishi Materials Corporation
CID001191
Tin
Japan
Conformant
QuantumClean
CID001508
Tantalum
United States Of America
Conformant
Tanaka Kikinzoku Kogyo K.K.
CID001875
Gold
Japan
Conformant
FIR Metals & Resource Ltd.
CID002505
Tantalum
China
Conformant
Jiangxi Yaosheng Tungsten Co., Ltd.
CID002316
Tungsten
China
Conformant
Caridad
CID000180
Gold
Mexico
Outreach Required
QG Refining, LLC
CID003324
Gold
United States Of America
Outreach Required
Mitsubishi Materials Corporation
CID001188
Gold
Japan
Conformant
United Precious Metal Refining, Inc.
CID001993
Gold
United States Of America
Conformant
Aida Chemical Industries Co., Ltd.
CID000019
Gold
Japan
Conformant
Metallurgical Products India Pvt., Ltd.
CID001163
Tantalum
India
Conformant
KGHM Polska Miedz Spolka Akcyjna
CID002511
Gold
Poland
Conformant
NH Recytech Company
CID003189
Gold
Korea, Republic Of
Conformant
LSM Brasil S.A.
CID001076
Tantalum
Brazil
Conformant
Hunan Chunchang Nonferrous Metals Co., Ltd.
CID000769
Tungsten
China
Conformant

22

Smelter Name
RMI Smelter Id
Metal
Smelter Facility  Location (Country)
Audit Status
H.C. Starck Hermsdorf GmbH
CID002547
Tantalum
Germany
Conformant
Mineracao Taboca S.A.
CID001173
Tin
Brazil
Conformant
PT Refined Bangka Tin
CID001460
Tin
Indonesia
Conformant
Xiamen Tungsten (H.C.) Co., Ltd.
CID002320
Tungsten
China
Conformant
PT Menara Cipta Mulia
CID002835
Tin
Indonesia
Conformant
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CID000228
Tin
China
Conformant
XinXing HaoRong Electronic Material Co., Ltd.
CID002508
Tantalum
China
Conformant
PT Sariwiguna Binasentosa
CID001463
Tin
Indonesia
Conformant
Hunan Chenzhou Mining Co., Ltd.
CID000766
Tungsten
China
Conformant
Gold Refinery of Zijin Mining Group Co., Ltd.
CID002243
Gold
China
Conformant
Aurubis AG
CID000113
Gold
Germany
Conformant
Kennametal Fallon
CID000966
Tungsten
United States Of America
Conformant
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CID001622
Gold
China
Conformant
PT Prima Timah Utama
CID001458
Tin
Indonesia
Conformant
PAMP S.A.
CID001352
Gold
Switzerland
Conformant
Sumitomo Metal Mining Co., Ltd.
CID001798
Gold
Japan
Conformant

23

Annex B
 
Country of Origin
 
Mineral
Mines of Origin
Tin
Myanmar, Malaysia, Brazil, USA, Japan, Belgium, China, Peru, Vietnam, Bolivia, Thailand, Spain, Indonesia, Russia, Poland, Rwanda, Philippines, Taiwan Province of China
Tantalum
China, USA, Brazil, Kazakhstan, Republic of North Macedonia, Japan, India, Germany, Russia, Thailand, Estonia
Tungsten
China, Japan, USA, Brazil, Austria, Republic Of Korea, Germany, Russia, Vietnam, Philippines, Taiwan Province of China
Gold
Andorra, China, Japan, USA, Indonesia, Brazil, Chile, Canada, Spain, Australia, Malaysia, Kazakhstan, Austria, Republic Of Korea, Colombia, India, Belgium, Germany, Russia, Singapore, Netherlands, France, Switzerland, Czech Republic, Zimbabwe,  Philippines, Mexico, Uzbekistan, South Africa, Sweden, Italy, Saudi Arabia, Poland, Kyrgyzstan, New Zealand, Ghana, Mauritania, Lithuania, Sudan, Norway, Taiwan Province of China

24