0001185185-21-001491.txt : 20211019 0001185185-21-001491.hdr.sgml : 20211019 20211019165900 ACCESSION NUMBER: 0001185185-21-001491 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190618 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Lindsey CENTRAL INDEX KEY: 0001877052 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34294 FILM NUMBER: 211331743 MAIL ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH STREET 2: SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GreenBox POS CENTRAL INDEX KEY: 0001419275 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 619-631-8261 MAIL ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: GreenBox POS, LLC DATE OF NAME CHANGE: 20180613 FORMER COMPANY: FORMER CONFORMED NAME: ASAP Expo, Inc. DATE OF NAME CHANGE: 20071123 4/A 1 ownership.xml X0306 4/A 2019-06-18 2021-09-23 0 0001419275 GreenBox POS GBOX 0001877052 Lee Lindsey 3131 CAMINO DEL RIO NORTH SUITE 1400 SAN DIEGO CA 92108 0 1 0 0 VP of Legal Affairs Common Stock, par value $0.001 2019-06-18 4 A 0 120000 0.10 A 120000 D Common Stock, par value $0.001 2020-11-04 4 M 0 39919 0.07 A 281073 D Common Stock, par value $0.001 2020-12-28 4 M 0 71394 1.01 A 332219 D Common Stock, par value $0.001 2021-03-15 4 A 0 194 12.84 A 42872 D Common Stock, par value $0.001 2021-04-15 4 A 0 247 10.10 A 43119 D Common Stock, par value $0.001 2021-05-17 4 A 0 271 9.22 A 43390 D Common Stock, par value $0.001 2021-06-15 4 A 0 172 14.60 A 45360 D Common Stock, par value $0.001 2021-07-15 4 A 0 241 10.37 A 45601 D Common Stock, par value $0.001 2021-08-16 4 A 0 323 7.73 A 45924 D Stock Options 0.07 2020-06-22 4 A 0 45000 0.00 A 2020-06-22 2025-06-22 Common Stock, par value $0.001 45000 165000 D Stock Options 0.065 2020-06-24 4 A 0 76154 0.00 A 2020-12-24 2025-06-24 Common Stock, par value $0.001 76154 241154 D Stock Options 0.07 2020-11-04 4 D 0 45000 0.00 D 2020-06-22 2025-06-22 Common Stock, par value $0.001 45000 236073 D Stock Options 1.01 2020-12-01 4 A 0 24752 0.00 A 2020-12-01 2026-06-01 Common Stock, par value $0.001 24752 260825 D Stock Options 1.01 2020-12-28 4 D 0 76154 0.00 D 2020-12-24 2025-06-24 Common Stock, par value $0.001 76154 256065 D Stock Options 12.10 2021-06-02 4 A 0 1798 0.00 A 2021-12-01 2031-06-02 Common Stock, par value $0.001 1798 45188 D Ms. Lee did a cashless exercise of her 45,000 stock options. Ms. Lee received 39,919 shares of common stock and surrendered 5,081 shares of common stock underlying the stock option in payment of the exercise price. Ms. Lee did a cashless exercise of her 76,154 stock options. Ms. Lee received 71,394 shares of common stock and surrendered 4,760 shares of common stock underlying the stock option in payment of the exercise price. Ms. Lee earns 2,500 worth of share of Common stock monthly, issuable on the 15th day of each month in the number based on the closing price of our common stock on that date or the next trading day. The Company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Ms. Lee's 231,313 shares of common stock became 38,552 shares of common stock. Additionally, Ms. Lee's 24,752 stock options became 4,125 stock options. This Form 4/A is amending the Form 4 filed on September 23, 2021 to reflect that the amount of stock options granded on 06/02/2021 was amended from 1,178 to 1,798. /s/ Lindsey Lee 2021-10-07