0001179110-17-014149.txt : 20171115 0001179110-17-014149.hdr.sgml : 20171115 20171115120257 ACCESSION NUMBER: 0001179110-17-014149 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rorabaugh Philip Daniel CENTRAL INDEX KEY: 0001722772 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34691 FILM NUMBER: 171204448 MAIL ADDRESS: STREET 1: 27 ASPEN AVE CITY: AUBURNDALE STATE: MA ZIP: 02466 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATLANTIC POWER CORP CENTRAL INDEX KEY: 0001419242 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] IRS NUMBER: 550886410 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 ALLIED DRIVE STREET 2: SUITE 220 CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 617-977-2400 MAIL ADDRESS: STREET 1: 3 ALLIED DRIVE STREET 2: SUITE 220 CITY: DEDHAM STATE: MA ZIP: 02026 3 1 edgar.xml FORM 3 - X0206 3 2017-11-07 0 0001419242 ATLANTIC POWER CORP AT 0001722772 Rorabaugh Philip Daniel C/O 3 ALLIED DRIVE SUITE 220 DEDHAM MA 02026 0 1 0 0 SVP, Asset Management Common shares 61582 D Notional shares Common shares 154277 D Represents notional shares granted under the Company's Long-Term Incentive Plan (LTIP). Approximately 50,355 notional shares will vest on February 28, 2018, 40,896 notional shares will vest February 28, 2019 and 15,756 notional shares will vest on February 28, 2020. The remaining 47,269 notional shares have performance criteria for vesting. The notional shares are scheduled to vest one-third on each of February 28, 2018, February 28, 2019 and February 28, 2020. However, each year based on a performance assessment by the Compensation Committee of the Board of Directors, Mr. Rorabaugh is eligible to receive between 0% and 150% of the original one-third target amount. Under the LTIP, each notional share represents a right to receive one-third in cash, which will be deposited into the reporting persons applicable payroll tax withholding account, and the remainder in common shares. /s/ John S. Miele, attorney-in-fact 2017-11-15