0001179110-16-017005.txt : 20160105 0001179110-16-017005.hdr.sgml : 20160105 20160105135318 ACCESSION NUMBER: 0001179110-16-017005 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATLANTIC POWER CORP CENTRAL INDEX KEY: 0001419242 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] IRS NUMBER: 550886410 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 ALLIED DRIVE STREET 2: SUITE 220 CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 617-977-2400 MAIL ADDRESS: STREET 1: 3 ALLIED DRIVE STREET 2: SUITE 220 CITY: DEDHAM STATE: MA ZIP: 02026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNeil John Alexander CENTRAL INDEX KEY: 0001489397 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34691 FILM NUMBER: 161321407 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2015-12-31 2016-01-04 0 0001419242 ATLANTIC POWER CORP AT 0001489397 McNeil John Alexander C/O ATLANTIC POWER CORPORATION 3 ALLIED DRIVE, SUITE 220 DEDHAM MA 02026 1 0 0 0 5.60% Convertible Debentures due June 30, 2017 13.08 2015-12-31 4 P 0 72250 64.30 A 2015-12-31 2017-06-30 Common shares 5524 72250 D 6.00% Convertible Debentures due December 31, 2019 10.48 2015-12-31 4 P 0 36125 55.99 A 2015-12-31 2019-12-31 Common shares 3448 72250 D The 5.60% Convertible Debentures due June 30, 2017 are convertible into approximately 55.2486 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$18.10 per common share. The conversion price of Cdn$18.10 was converted to the U.S. dollar equivalent of $13.08 using the December 31, 2015 end of day exchange rate of .7225. The 5.60% Convertible Debentures due June 30, 2017 are convertible into approximately 55.2486 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$18.10 per common share. The Cdn$100,000 of convertible debentures converts to 5,524 common shares using the December 31, 2015 end of day exchange rate of .7225. The Cdn$100,000 principal of 5.60% Convertible Debentures due June 30, 2017 were purchased at a price of Cdn$89.00. This was converted to a U.S. dollar equivalent of $64.30 using the December 31, 2015 end of day exchange rate of .7225. The Cdn$100,000 principal of 5.60% Convertible Debentures due June 30, 2017 were converted to a U.S. dollar equivalent of $72,250 using the December 31, 2015 end of day exchange rate of .7225. The 6.00% Convertible Debentures due December 31, 2019 are convertible into approximately 68.9655 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$14.50 per common share. The conversion price of Cdn$14.50 was converted to the U.S. dollar equivalent of $10.48 using the December 31, 2015 end of day exchange rate of .7225. The 6.00% Convertible Debentures due December 31, 2019 are convertible into approximately 68.9655 common shares per Cdn$1,000 principal amount, at any time, at the option of the holder representing a conversion price of Cdn$14.50 per common share. The Cdn$50,000 of convertible debentures converts to 3,448 common shares using the December 31, 2015 end of day exchange rate of .7225. The Cdn$50,000 principal of 6.00% Convertible Debentures due December 31, 2019 were purchased at a price of Cdn$77.50. This was converted to a U.S. dollar equivalent of $55.99 using the December 31, 2015 end of day exchange rate of .7225. The Cdn$50,000 principal of 6.00% Convertible Debentures due December 31, 2019 were converted to a U.S. dollar equivalent of $36,125 using the December 31, 2015 end of day exchange rate of .7225. The Form 4 filed for Mr. McNeil on January 4, 2016 incorrectly identified the instrument purchased as 6.25% Convertible Debentures due March 15, 2017. The correct title of the derivative security in Column 1 of Table II should have been 5.60% Convertible Debenture due June 30, 2017. All pertinent information has been corrected based on the investment actually purchased. The Number of Derivative Securities Beneficially Owned Following Reported Transaction in Column 9 of Table II has also been corrected to $72,250 from $151,725. The Form 4 filed for Mr. McNeil on January 4, 2016 incorrectly disclosed The Number of Derivative Securities Beneficially Owned Following Reported Transaction in Column 9 of Table II in units of securities as opposed to U.S. Dollars. This amended Form 4 corrects that error and appropriately disclosed the total in U.S. Dollars, which total includes 6.00% Convertible Debentures due December 31, 2019 previously acquired by Mr. McNeil. /s John S. Miele, attorney-in-fact 2016-01-05