EX-4.13 2 a2212859zex-4_13.htm EX-4.13

Exhibit 4.13

 

Third Supplemental Indenture

 

THIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of February 22, 2012 among Atlantic Oklahoma Wind, LLC, a Delaware limited liability company (the “New Guarantor”), Atlantic Power Corporation (or its successor), a British Columbia corporation (“Atlantic Power”), the Guarantors (the “Existing Guarantors”) under the Indenture referred to below, and Wilmington Trust, National Association, as trustee under the Indenture referred to below (the “Trustee”).

 

W I T N E S S E T H:

 

WHEREAS Atlantic Power has heretofore executed and delivered to the Trustee an Indenture (as such may be amended from time to time, the “Indenture”), dated as of November 4, 2011, providing for the issuance of its 9% Senior Notes due 2018 (the “Notes”);

 

WHEREAS under certain circumstances Atlantic Power is required (or permitted) to cause the New Guarantor to execute and deliver to the Trustee a supplemental indenture pursuant to which the New Guarantor shall unconditionally guarantee all of Atlantic Power’s obligations under the Notes pursuant to a Guarantee on the terms and conditions set forth herein; and

 

WHEREAS pursuant to Section 8.01 of the Indenture, the Trustee, Atlantic Power and the Existing Guarantors are authorized to execute and deliver this Supplemental Indenture.

 

NOW THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the New Guarantor, Atlantic Power, the Existing Guarantors and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders as follows:

 

1.                                      Definitions.

 

(a)                                 Capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.

 

(b)                                 For all purposes of this Supplemental Indenture, except as otherwise herein expressly provided or unless the context otherwise requires:  (i) the terms and expressions used herein shall have the same meanings as corresponding terms and expressions used in the Indenture; and (ii) the words “herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any particular section hereof.

 

2.                                      Agreement to Guarantee.  The New Guarantor hereby agrees, jointly and severally with all other Guarantors, to guarantee Atlantic Power’s obligations under the Notes and the Indenture on the terms and subject to the conditions set forth in Article 10 of the Indenture and to be bound by all other applicable provisions of the Indenture.  From and after the date hereof, the New Guarantor shall be a Guarantor for all purposes under the Indenture and the Notes.

 

3.                                      Ratification of Indenture; Supplemental Indentures Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder heretofore or hereafter authenticated and delivered shall be bound hereby.

 

4.                                      Governing LawTHIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, AS APPLIED TO CONTRACTS MADE AND PERFORMED WITHIN THE STATE OF NEW YORK (INCLUDING, WITHOUT LIMITATION, SECTION 5-1401 OF THE NEW YORK GENERAL OBLIGATIONS LAW OR ANY SUCCESSOR STATUTE).  EACH OF THE PARTIES HERETO AGREES TO SUBMIT TO

 



 

THE JURISDICTION OF THE COURTS OF THE STATE OF NEW YORK IN ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS SUPPLEMENTAL INDENTURE.

 

5.                                      Trustee Makes No Representation.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which are made solely by Atlantic Power.

 

6.                                      Multiple Counterparts.  The parties may sign multiple counterparts of this Supplemental Indenture.  Each signed counterpart shall be deemed an original, but all of them together represent one and the same agreement.

 

7.                                      Headings.  The headings of this Supplemental Indenture have been inserted for convenience of reference only, are not to be considered a part hereof, and shall in no way modify or restrict any of the terms or provisions hereof.

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date and year first above written.

 



 

 

NEW GUARANTOR:

 

 

 

 

 

ATLANTIC OKLAHOMA WIND, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 



 

 

ATLANTIC POWER CORPORATION

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President and Chief Executive Officer

 

 

 

 

 

By:

/s/ Paul H. Rapisarda

 

 

Name:

Paul H. Rapisarda

 

 

Title:

Managing Director of Acquisitions and

 

 

Asset Management

 

 

 

 

 

EXISTING GUARANTORS:

 

 

 

 

 

ATLANTIC AUBURNDALE, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC CADILLAC HOLDINGS, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC IDAHO WIND C, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC IDAHO WIND HOLDINGS, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 



 

 

ATLANTIC PIEDMONT HOLDINGS, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC POWER GENERATION, INC.

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC POWER HOLDINGS, INC.

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC POWER SERVICES, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC POWER SERVICES CANADA GP

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 



 

 

ATLANTIC POWER SERVICES CANADA LP

 

 

 

By:  ATLANTIC POWER SERVICES CANADA GP, INC., ITS GENERAL PARTNER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC POWER TRANSMISSION, INC.

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ATLANTIC RENEWABLES HOLDINGS, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

AUBURNDALE GP, LLC

 

 

 

By:  AUBURNDALE LP, LLC,

 

ITS SOLE MEMBER

 

 

 

By:  ATLANTIC AUBURNDALE, LLC,

 

ITS SOLE MEMBER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 



 

 

AUBURNDALE LP, LLC

 

 

 

By:  ATLANTIC AUBURNDALE, LLC,

 

ITS SOLE MEMBER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

BADGER POWER ASSOCIATES, L.P.

 

 

 

By:  TETON POWER FUNDING, LLC,

 

ITS GENERAL PARTNER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

By:  BADGER POWER GENERATION I LLC,

 

ITS GENERAL PARTNER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

BADGER POWER GENERATION I LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

BADGER POWER GENERATION II LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 


 

 

BAKER LAKE HYDRO LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

DADE INVESTMENT, L.P.

 

 

 

By:  NCP DADE POWER, LLC,

 

ITS GENERAL PARTNER

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

EPSILON POWER FUNDING, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

HARBOR CAPITAL HOLDINGS, LLC

 

 

 

By:  ATLANTIC POWER HOLDINGS, INC.,

 

ITS SOLE MEMBER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

LAKE COGEN LTD.

 

 

 

By:  NCP LAKE POWER LLC

 

ITS GENERAL PARTNER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 



 

 

LAKE INVESTMENT, L.P.

 

 

 

By:  NCP LAKE POWER, LLC

 

ITS GENERAL PARTNER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

NCP DADE POWER LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

NCP GEM LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

NCP LAKE POWER LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

NCP PASCO LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 



 

 

OLYMPIA HYDRO LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ORLANDO POWER GENERATION I LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

ORLANDO POWER GENERATION II LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

PASCO COGEN, LTD.

 

 

 

By:  NCP DADE POWER LLC,

 

ITS GENERAL PARTNER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

TETON EAST COAST GENERATION LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]

 



 

 

TETON NEW LAKE, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

TETON OPERATING SERVICES, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

TETON POWER FUNDING, LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

TETON SELKIRK LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

 

 

 

 

CAPITAL POWER INCOME L.P.

 

 

 

By: CPI INCOME SERVICES LTD., ITS GENERAL PARTNER

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

Chief Executive Officer

 

[Signature Page to Third Supplemental Indenture]

 



 

 

CPI INCOME SERVICES LTD.

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

Chief Executive Officer

 

 

 

 

 

CPI POWER (US) GP

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

Chief Executive Officer

 

 

 

 

 

CURTIS PALMER LLC

 

 

 

 

 

By:

/s/ Barry E. Welch

 

 

Name:

Barry E. Welch

 

 

Title:

President

 

[Signature Page to Third Supplemental Indenture]



 

 

WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee

 

 

 

 

 

 

By:

/s/ Joseph P. O’Donnell

 

 

Name: Joseph P. O’Donnell

 

 

Title: Vice President

 

[Signature Page to Third Supplemental Indenture]