0001419186-20-000004.txt : 20200727 0001419186-20-000004.hdr.sgml : 20200727 20200727151621 ACCESSION NUMBER: 0001419186-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 EFFECTIVENESS DATE: 20200727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cambridge Investment Research Advisors, Inc. CENTRAL INDEX KEY: 0001419186 IRS NUMBER: 201665305 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12861 FILM NUMBER: 201050313 BUSINESS ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 BUSINESS PHONE: 641-472-5100 MAIL ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001419186 XXXXXXXX 06-30-2020 06-30-2020 Cambridge Investment Research Advisors, Inc.
1776 PLEASANT PLAIN ROAD FAIRFIELD IA 52556
13F HOLDINGS REPORT 028-12861 N
Doug Baxley Executive VP Fiduciary Services, CCO CIRA 800-777-6080 Doug Baxley Fairfield IA 07-27-2020 0 2454 13293 false
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ETF33738R70434014035SHSOLE000FIRST TR EXCHANGE-TRADED FD NASDQARTFCIAL33738R72038310624SHSOLE000FIRST TR EXCHANGE-TRADED FD NASDAQ BKETF33738R86018110192SHSOLE000FIRST TR EXCHANGE-TRADED FD DORSEYWRIGHT33738R87857323229SHSOLE000FIRST TR EXCHANGE-TRADED FD DORSEYWRIGHT33738R886151089695SHSOLE000FIRST TR MLP &ENERGY INCOME COM33739B104814145059SHSOLE000FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF33739E108277441506213SHSOLE000FIRST TR EXCHANGE-TRADED FD FSTTR GLB FD33739H10162440154SHSOLE000FIRST TR EXCH TRADED FD III MANAGDMUN ETF33739N1085611102000SHSOLE000FIRST TR EXCH TRADED FD III LNG/SHTEQUITY33739P10349211993SHSOLE000FIRST TR EXCH TRADED FD IIIMUNI HI INCM ETF33739P301114322497SHSOLE000FIRST TR EXCH TRADED FD IIISHRT DUR MNG MUN33739P83057828155SHSOLE000FIRST TR EXCH TRADED FD III INSTLPFD SECS33739P855109858265SHSOLE000FIRST TR EXCH TRADED FD III CALIFMUN INCM33739P86356510825SHSOLE000FIRST TR EXCH TRADED FD III HORIZONMNGD ETF33739P87123151827390SHSOLE000FIRST TR EXCH TRADED FD III HORIZON DMSTETF33739P889555352184712SHSOLE000FIRST TR EXCHANGE-TRADED FD FST LOW OPPTEFT33739Q20040649786546SHSOLE000FIRST TR EXCHANGE-TRADEDFD FT STRG INCM ETF33739Q30969115386SHSOLE000FIRST TR EXCHANGE-TRADED FD FIRSTTR ENH NEW33739Q40822579376380SHSOLE000FIRST TR EXCHANGE-TRADED FD SSISTRG ETF33739Q507148741892SHSOLE000FIRST TR DYNAMIC EUROPE EQUICOM SHS33740D10713412965SHSOLE000FIRST TR EXCHNG TRADED FD VI MUN CEFIN OPT33740F50860032311SHSOLE000FIRST TR EXCHNG TRADED FD VI CBOE VESTUS BUF33740F748162451009SHSOLE000FIRST TR EXCHNG TRADED FD VIUS EQT BUFFER33740F763280995598SHSOLE000FIRST TR EXCHNG TRADED FD VIUS EQT DEEP DUFR33740F7715892197292SHSOLE000FIRST TR EXCHNG TRADED FD VI TCWOPPORTUNIS33740F80517759324135SHSOLE000FIRST TR EXCHNG TRADED FD VI CBOE EQT DEPNOV33740F83955517996SHSOLE000FIRST TR EXCHNG TRADED FD VI CBOEEQT BUFER33740F847270087949SHSOLE000FIRST TR EXCHNG TRADED FD VI VESTUS DEEP33740F8543231106079SHSOLE000FIRST TR EXCHNG TRADED FD VILOW DUR STRTGC33740F87026713172SHSOLE000FIRST TR EXCHNG TRADED FD VI TCWUNCONSTRAI33740F88897537932SHSOLE000FIRST TR EXCH TRADED FD IIIULTRA SHT DUR MU33740J10462531097SHSOLE000FIRST TR SR FLOATING RATE 20COM SHS33740K10114317323SHSOLE000FIRST TR EXCHANGE-TRADED FD DORSY WRMOMNT33741L10857728229SHSOLE000FIRST TR HIGH YIELD OPPRT 20COM33741Q1073489172555SHSOLE000FIRST TR EXCH TRADED FD III HORIZONVOL SMCP33741Y1007316302486SHSOLE000FISERVINC COM337738108766778536SHSOLE000FIRSTENERGYCORP COM337932107155840168SHSOLE000FIVE9INC COM338307101117210592SHSOLE000FLAHERTY & CRUMRIN PFD &INM COM33847810065132383SHSOLE000FLAHERTY & CRUMRINETOTAL RE COM33847910826713445SHSOLE000FLAHERTY & CRUMRIN PFD &INM COM33848010622215281SHSOLE000FLAHERTY & CRUMRINEDYN PFD SHS33848W10652921726SHSOLE000FLEETCOR TECHNOLOGIESINC COM3390411052991189SHSOLE000FLEXSHARES TR MORNSTARUSMKT33939L100247621813SHSOLE000FLEXSHARES TR MORNSTARUPSTR33939L40768324712SHSOLE000FLEXSHARESTR HIG YLD VL 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SPONSOREDADR45683710314420831SHSOLE000INGREDIONINC COM4571871024575510SHSOLE000INPHICORP COM45772F1073292804SHSOLE000INOVIO PHARMACEUTICALSINC COM NEW45773H201144953766SHSOLE000INNOVATIVE INDL PPTYSINC COM45781V101132315025SHSOLE000INSEEGOCORP COM45782B10465156131SHSOLE000INNOVATOR ETFS TR IBD50 ETF45782C102170449514SHSOLE000INNOVATOR ETFSTR S&P 500 ULTRA45782C30050718297SHSOLE000INNOVATOR ETFSTR S&P 500 BUFFER45782C39151819255SHSOLE000INNOVATOR ETFSTR S&P 500 BUFFER45782C409113940175SHSOLE000INNOVATOR ETFSTR S&P 500 POWER45782C417145660052SHSOLE000INNOVATOR ETFSTR S&P 500 ULTRA45782C425134155022SHSOLE000INNOVATOR ETFSTR S&P 500 BUFFER45782C43328611922SHSOLE000INNOVATOR ETFS TR NASDAQ100 PWR45782C46647312988SHSOLE000INNOVATOR ETFS TR RUSSELL2000 P45782C47486234532SHSOLE000INNOVATOR ETFSTR S&P 500 POWER45782C508251189690SHSOLE000INNOVATOR ETFS TR MSCI EMGRMKT45782C5162168430SHSOLE000INNOVATOR ETFSTR MSCI EAFE PWR45782C524121652195SHSOLE000INNOVATOR ETFSTR S&P 500 BUFFER 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UNIT71542610222912863SHSOLE000PFIZERINC COM717081103433911326950SHSOLE000PHILIP MORRISINTL INC COM7181721099141130475SHSOLE000PHILLIPS 66COM7185461047248100809SHSOLE000PHYSICIANS RLTYTR COM71943U10498956457SHSOLE000PIEDMONT OFFICE REALTY TR IN COM CLA72019020682149414SHSOLE000PIMCO CALIF MUN INCOME FD IICOM72200M10872281804SHSOLE000PIMCO CA MUNICIPALINCOME FD COM72200N10658536583SHSOLE000PIMCOMUN INCOME FD COM72200R10721215690SHSOLE000PIMCO CORPORATE & INCOME STRCOM72200U10035122157SHSOLE000PIMCO MUN INCOME FD IICOM72200W10673454593SHSOLE000PIMCOSTRATEGIC INCOME FD COM72200X1042441383174SHSOLE000PIMCO GLOBAL STOCKSPLSINCM COM72201110315919382SHSOLE000PIMCOHIGH INCOME FD COM SHS7220141071047195367SHSOLE000PIMCO MUN INCOME FD IIICOM72201A10312711078SHSOLE000PIMCO CORPORATE &INCOME OPP COM72201B101111972130SHSOLE000PIMCOINCOME STRATEGY FD COM72201H10828629455SHSOLE000PIMCO INCOME STRATEGY FD IICOM72201J10437643222SHSOLE000PIMCO ETF TR 1-5 US TIPIDX72201R20587616472SHSOLE000PIMCO ETF TR 15YR US TIPS72201R30483810052SHSOLE000PIMCO ETF TR BROADUS TIPS72201R4032624138SHSOLE000PIMCOETF TR ENHNCD LW DUR AC72201R718580356927SHSOLE000PIMCO ETF TR ACTIVEBD ETF72201R77534244306874SHSOLE000PIMCO ETF TR 0-5HIGH YIELD72201R783207022679SHSOLE000PIMCOETF TR INV GRD CRP BD72201R8176645813SHSOLE000PIMCO ETF TR ENHANSHRT MA AC72201R83377797765041SHSOLE000PIMCOETF TR INTER MUN BD ACT72201R86690116201SHSOLE000PIMCOETF TR SHTRM MUN BD ACT72201R874137026832SHSOLE000PIMCO ETF TR 25YR ZEROU S72201R88214058124SHSOLE000PIMCODYNAMIC INCOME FD SHS72201Y1017673310409SHSOLE000PIMCO INCOME OPPORTUNITYFD COM72202B10058225780SHSOLE000PIMCODYNAMIC CR INCOME FD COM SHS72202D1065585303044SHSOLE000PIMCO EQUITY SER RAFI DYN MLUS72202L363142351361SHSOLE000PIMCO EQUITY SER RAFIDYN MULTI72202L371159870051SHSOLE000PING IDENTITY HLDGCORP COM72341T1032116563SHSOLE000PINNACLE WESTCAP CORP COM723484101142119388SHSOLE000PINTEREST INC CLA72352L10643019411SHSOLE000PIONEER MUN HIGH INCOME ADVACOM72376210013412784SHSOLE000PIONEERMUN HIGH INCOME TR COM SHS7237631084897433714SHSOLE000PIONEER NAT RESCO COM7237871078628827SHSOLE000PITNEY BOWESINC COM72447910012548205SHSOLE000PLAINS ALL AMERN PIPELINEL UNIT LTD PARTN72650310514115900SHSOLE000PLAINS GP HLDGSL P LTD PARTNR INT A72651A20726029263SHSOLE000PLAYAGSINC COM72814N10411032496SHSOLE000PLUGPOWER INC COM NEW72919P202931113396SHSOLE000POLARISINC COM7310681029029746SHSOLE000POLARITYTEINC COM7310941089476032SHSOLE000POLYMETMNG CORP COM7319161021126090SHSOLE000POOL CORPORATIONCOM73278L10510273778SHSOLE000PORTFOLIO RECOVERY ASSOCSIN NOTE 3.000 8/073640QAB11515000SHSOLE000PRECIGENINC COM74017N10535170357SHSOLE000PREFERRED APT CMNTYSINC COM74039L1033149414313SHSOLE000PREMIER FINANCIALCORP COM74052F10882646730SHSOLE000PRICE T ROWE GROUPINC COM74144T108360429179SHSOLE000PRIMO WATER CORPORATIONCOM74167P10814310403SHSOLE000PRINCIPAL FINANCIAL GROUPIN COM74251V102180943556SHSOLE000PRINCIPAL EXCHANGE-TRADEDFD ACTV INCM ETF74255Y10283823188SHSOLE000PRINCIPAL EXCHANGE-TRADED FD PRCPL MILINDX74255Y5082485781SHSOLE000PRINCIPAL EXCHANGE-TRADEDFD US MEGA CAP74255Y87055518485SHSOLE000PRINCIPAL EXCHANGE-TRADED FD SPECTRUMPFD74255Y8888979233SHSOLE000PROCTER AND GAMBLECO COM74271810970869592700SHSOLE000PROFIREENERGY INC COM74316X101308367914SHSOLE000PROGRESSIVE CORP OHIOCOM743315103467558355SHSOLE000PROLOGIS INC.COM74340W103302032355SHSOLE000PROOFPOINTINC COM7434241035344805SHSOLE000PROSHARESTR ONLINE RTL ETF74347B169318461720SHSOLE000PROSHARESTR PSHS ULDOW30 NEW74347B27622211810SHSOLE000PROSHARESTR DECLINE RETAIL74347B36780825508SHSOLE000PROSHARESTR LONG ONLINE SHRT74347B37586511900SHSOLE000PROSHARESTR ULTRASHRT S&P50074347B38398550785SHSOLE000PROSHARESTR SHORT S&P 500 NE74347B42534815548SHSOLE000PROSHARESTR INVT INT RT HG74347B6074015684SHSOLE000PROSHARESTR S&P MDCP 400 DIV74347B680353567176SHSOLE000PROSHARESTR RUSS 2000 DIVD74347B698379478262SHSOLE000PROSHARESTR MORNINGSTAR ALTR74347B813174450125SHSOLE000PROSHARESTR MSCI EMRG MKTS74347B8474389126SHSOLE000PROSHARESTR S&P TECH DIVIDEN74347G6063398105SHSOLE000PROSHARESTR PSHS ULTRA QQQ74347R206283519197SHSOLE000PROSHARESTR LARGE CAP CRE74347R248654392200SHSOLE000PROSHARESTR PSHS ULTRA TECH74347R6932871536SHSOLE000PROSHARESTR SHRT RL EST FD74347X64175258670SHSOLE000PROSHARESTR PET CARE ETF74348A1453807680SHSOLE000PROSHARESTR SHRT RUSSELL200074348A210128335458SHSOLE000PROSHARESTR S&P 500 DV ARIST74348A46724746367422SHSOLE000PROSPECTCAP CORP COM74348T1021421278175SHSOLE000PROSPECTCAP CORP NOTE 4.950 7/174348TAR34954000SHSOLE000PROSPECTCAP CORP NOTE 6.375 3/074348TAT9115117000SHSOLE000PROSPERITY BANCSHARESINC COM7436061053946636SHSOLE000PROVENTIONBIO INC COM74374N10221315100SHSOLE000PRUDENTIAL BANCORPINC NEW COM74431A10116413632SHSOLE000PRUDENTIALFINL INC COM744320102387263587SHSOLE000PUBLIC SVC ENTERPRISEGRP IN COM744573106200540779SHSOLE000PUBLIC STORAGECOM74460D10916888795SHSOLE000PULMATRIXINC COM NEW74584P2021810197SHSOLE000PULTE GROUPINC COM74586710176222398SHSOLE000PURPLE INNOVATIONINC COM74640Y10637120635SHSOLE000PUTNAM MANAGEDMUN INCOME TR COM746823103817111512SHSOLE000PUTNAM PREMIERINCOME TR SH BEN INT7468531009119244SHSOLE000PUTNAM MUN OPPORTUNITIESTR SH BEN INT74692210324819397SHSOLE000QEP RESOURCESINC COM74733V1002519491SHSOLE000QORVOINC COM74736K1019438530SHSOLE000QUALCOMMINC COM74752510313883152212SHSOLE000QUANTASVCS INC COM74762E1022055217SHSOLE000QUEST DIAGNOSTICSINC COM74834L100530946588SHSOLE000QUIDELCORP COM74838J10112545604SHSOLE000RBB FD INC MOTLEY FOLETF74933W6015032179706SHSOLE000RBB FD INC MFAMSMLCP GRWTH74933W874266092957SHSOLE000RHCOM74967X1034931981SHSOLE000RPMINTL INC COM749685103107014256SHSOLE000RADIUS HEALTHINC COM NEW75046920733624687SHSOLE000RANGE RESCORP COM75281A10913423731SHSOLE000RAYONIERINC COM75490710325910455SHSOLE000RAYTHEON TECHNOLOGIESCORP COM75513E10113458218395SHSOLE000REALITYSHS ETF TR DIVS ETF75605A10823410650SHSOLE000REALTYINCOME CORP COM75610910414350241172SHSOLE000REAVESUTIL INCOME FD COM SH BEN INT75615810183827759SHSOLE000REATA PHARMACEUTICALS INC CLA75615P1033892495SHSOLE000REDWOODTR INC COM7580754027510689SHSOLE000REGENERON PHARMACEUTICALSCOM75886F107928314885SHSOLE000REGIONS FINANCIALCORP NEW COM7591EP10078570609SHSOLE000REMARK HLDGSINC COM75955K1025422695SHSOLE000RENEWABLE ENERGY GROUPINC COM NEW75972A30143817688SHSOLE000REPRO MED SYSINC COM75991010223526204SHSOLE000REPLIGENCORP COM7599161093632938SHSOLE000REPUBLICSVCS INC COM760759100122014873SHSOLE000RESMEDINC COM7611521077363833SHSOLE000RESIDEO TECHNOLOGIESINC COM76118Y10412110306SHSOLE000RESTAURANT BRANDSINTL INC COM76131D1032033725SHSOLE000RETAIL PPTYS AMER INC CLA76131V20243459272SHSOLE000RINGCENTRAL INC CLA76680R20616145663SHSOLE000RINGENERGY INC COM76680V1082925066SHSOLE000RIO TINTO PLC SPONSOREDADR767204100184532840SHSOLE000RIVERVIEW BANCORPINC COM7693971009717164SHSOLE000ROBERT HALFINTL INC COM77032310381315397SHSOLE000ROCKWELL AUTOMATIONINC COM773903109272512792SHSOLE000ROKU INC COM CLA77543R102515844261SHSOLE000ROLLINSINC COM775711104232354805SHSOLE000ROPER TECHNOLOGIESINC COM77669610613443463SHSOLE000ROSS STORESINC COM778296103224926388SHSOLE000ROYAL BKCDA COM780087102214231589SHSOLE000ROYAL DUTCHSHELL PLC SPON ADR B780259107236177525SHSOLE000ROYAL DUTCHSHELL PLC SPONS ADR A7802592065093155809SHSOLE000ROYALGOLD INC COM780287108194215622SHSOLE000ROYCEVALUE TR INC COM780910105106384777SHSOLE000ROYCE MICRO-CAPTR INC COM78091510416522973SHSOLE000RUBICON PROJINC COM78112V10219829745SHSOLE000S & T BANCORPINC COM78385910179333810SHSOLE000S&P GLOBALINC COM78409V104407312363SHSOLE000SBA COMMUNICATIONS CORP NEW CLA78410G10419826652SHSOLE000SPDRS&P 500 ETF TR TR UNIT78462F103152827495613SHSOLE000SPDRGOLD TR GOLD SHS78463V10786723518154SHSOLE000SPDRINDEX SHS FDS ASIA PACIF ETF78463X3012462474SHSOLE000SPDRINDEX SHS FDS MSCI WRLD STRGIC78463X41887111013SHSOLE000SPDRINDEX SHS FDS S&P GLBDIV ETF78463X4592715148SHSOLE000SPDRINDEX SHS FDS PORTFOLIO EMG MK78463X50917467522023SHSOLE000SPDRINDEX SHS FDS S&P EM MKT DIV78463X53396639099SHSOLE000SPDRINDEX SHS FDS DJ GLB RL ES ETF78463X74965016658SHSOLE000SPDRINDEX SHS FDS S&P INTL ETF78463X772131039535SHSOLE000SPDRINDEX SHS FDS MSCI ACWI EXUS78463X84830913626SHSOLE000SPDRINDEX SHS FDS S&P GBLINF ETF78463X855110625284SHSOLE000SPDRINDEX SHS FDS DJ INTL RL ETF78463X86342814866SHSOLE000SPDRINDEX SHS FDS S&P INTL SMLCP78463X871124045355SHSOLE000SPDRINDEX SHS FDS PORTFOLIO DEVLPD78463X8897798282346SHSOLE000SPDRSER TR NYSE TECH ETF78464A102488349142SHSOLE000SPDR SER TR FACTSTINV ETF78464A1106144224SHSOLE000SPDR SER TR PORTFOLIOCRPORT78464A14445813008SHSOLE000SPDR SER TR BLOMBRG BRCINTL78464A1516365189311SHSOLE000SPDRSER TR S&P 600 SMCP GRW78464A20112719223998SHSOLE000SPDR SER TR NUVEEN BBGBRCLY78464A28463311226SHSOLE000SPDR SER TR WELLS FGPFD ETF78464A292313874987SHSOLE000SPDRSER TR S&P 600 SMCP VAL78464A300462694180SHSOLE000SPDR SER TR BLMBRG BRCCNVRT78464A35926000429746SHSOLE000SPDR SER TR PORTFOLIOLN COR78464A367314499172SHSOLE000SPDR SER TR PORTFOLIOINTRMD78464A3755635154266SHSOLE000SPDR SER TR PORTFLIMORTGAGE78464A38349318410SHSOLE000SPDR SER TR BLOMBRG BRCEMRG78464A39127210369SHSOLE000SPDR SER TR PRTFLOS&P500 GW78464A40915056335169SHSOLE000SPDR SER TR PORTFOLIOSHORT78464A4744973158668SHSOLE000SPDR SER TR PRTFLOS&P500 VL78464A5084894168888SHSOLE000SPDR SER TR BLOMBERGINTL TR78464A516134046347SHSOLE000SPDRSER TR HLTH CR EQUIP78464A581264129536SHSOLE000SPDR SER TR COMPSOFTWARE78464A5995765163SHSOLE000SPDR SER TR DJREIT ETF78464A6076888823SHSOLE000SPDR SER TR AEROSPACEDEF78464A631444450674SHSOLE000SPDR SER TR PORTFOLIOAGRGTE78464A6499172297221SHSOLE000SPDR SER TR PORTFLITIPS ETF78464A656204367776SHSOLE000SPDR SER TR PORTFOLIOLN TSR78464A6644744101132SHSOLE000SPDR SER TR PORTFLIINTRMDIT78464A6728025241569SHSOLE000SPDRSER TR S&P REGL BKG78464A698192950254SHSOLE000SPDRSER TR S&P PHARMAC78464A7222134965SHSOLE000SPDRSER TR S&P DIVID ETF78464A76322500246712SHSOLE000SPDRSER TR S&P CAP MKTS78464A771188433552SHSOLE000SPDRSER TR S&P INS ETF78464A7892398743SHSOLE000SPDRSER TR S&P BK ETF78464A79772823075SHSOLE000SPDR SER TR PORTFOLIS&P150078464A80523794629798SHSOLE000SPDRSER TR S&P 600 SML CAP78464A813314153215SHSOLE000SPDRSER TR S&P 400 MDCP GRW78464A8217021130533SHSOLE000SPDRSER TR S&P 400 MDCP VAL78464A8393558320SHSOLE000SPDR SER TR PORTFOLIOS&P40078464A8473373107942SHSOLE000SPDR SER TR PORTFOLIOS&P50078464A854408351126475SHSOLE000SPDRSER TR S&P SEMICNDCTR78464A862397935558SHSOLE000SPDRSER TR S&P BIOTECH78464A870618755263SHSOLE000SPDRSER TR S&P HOMEBUILD78464A88875417169SHSOLE000SSGA ACTIVEETF TR INCOM ALLO ETF78467V20267622256SHSOLE000SSGA ACTIVE ETF TR GLOBLALLO ETF78467V40058515860SHSOLE000SSGA ACTIVE ETF TR BLKSTNGSOSRLN78467V608201146368SHSOLE000SSGA ACTIVE ETF TR SPDRTR TACTIC78467V84825038505304SHSOLE000SPDR DOW JONES INDL AVERAGEUT SER 178467X1092468895737SHSOLE000SPDRS&P MIDCAP 400 ETF TR UTSER1 S&PDCRP78467Y1071130434838SHSOLE000SPDR SER TR PORTFOLIOSH TSR78468R10111971389683SHSOLE000SPDR SER TR BLOMBERG BRCINV78468R2007860257876SHSOLE000SPDR SER TR BLOOMBERG SRTTR78468R40882732835SHSOLE000SPDRSER TR S&P OILGAS EXP78468R5564678959SHSOLE000SPDR SER TR PORTFLIHIGH YLD78468R606138456478SHSOLE000SPDRSER TR BLOOMBERG BRCLYS78468R622537053080SHSOLE000SPDRSER TR S&P KENSHO NEW78468R6482957918SHSOLE000SPDR SER TR SPDRBLOOMBERG78468R66322392244638SHSOLE000SPDR SER TR NUVEEN BRCMUNIC78468R72176914882SHSOLE000SPDR SER TR NUVEEN BLMBRGSR78468R739367373644SHSOLE000SPDR SER TR SSGA GNDERETF78468R74797313678SHSOLE000SPDR SER TR RUSSELLLOW VOL78468R754107414604SHSOLE000SPDR SER TR PRTFLOS&P500 HI78468R7883866138806SHSOLE000SPDR SER TR SPDRS&P 500 ETF78468R796124416300SHSOLE000SPDR SER TR SSGAUS LRG ETF78468R804424341569SHSOLE000SPDRSER TR MSCI USA STRTGIC78468R812142616152SHSOLE000SPDR SER TR PORTFOLIOS&P60078468R853225684911SHSOLE000SPDR SER TR SSGA US SMALETF78468R887246932341SHSOLE000SPDRINDEX SHS FDS MSCI EAFE FS ETF78470E1063875964SHSOLE000SSRMNG INC COM78473010328313280SHSOLE000SVB FINANCIAL GROUPCOM78486Q1012431129SHSOLE000SABRA HEALTHCARE REIT INC COM78573L10660241733SHSOLE000SAFEHOLDINC COM78645L1004557906SHSOLE000SALESFORCECOM INC COM79466L30220656110266SHSOLE000SAN JUAN BASIN RTY TR UNIT BENINT7982411054017755SHSOLE000SANDSTORMGOLD LTD COM NEW80013R20692195777SHSOLE000SANFILIPPO JOHN B & SONINC COM8004221072442862SHSOLE000SANGAMO THERAPEUTICSINC COM80067710626930045SHSOLE000SANOFI SPONSOREDADR80105N105167832864SHSOLE000SAP SE SPONADR8030542043112220SHSOLE000SAREPTA THERAPEUTICSINC COM8036071006744202SHSOLE000HENRY SCHEININC COM8064071022724656SHSOLE000SCHLUMBERGERLTD COM806857108134072862SHSOLE000SCHWAB CHARLESCORP COM808513105235069645SHSOLE000SCHWABSTRATEGIC TR US BRD MKT ETF8085241028737118913SHSOLE000SCHWABSTRATEGIC TR US LRG CAP ETF80852420153765725571SHSOLE000SCHWAB STRATEGIC TR US LCAPGR 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COM8447411086466189184SHSOLE000SOUTHWESTERNENERGY CO COM84546710918070172SHSOLE000SPIRIT AEROSYSTEMS HLDGS INC COM CLA84857410935614879SHSOLE000SPIRIT AIRLSINC COM84857710289550258SHSOLE000SPIREINC COM84857L1014316566SHSOLE000SPIRIT RLTYCAP INC NEW COM NEW84860W30077822332SHSOLE000SPIRIT OF TEX BANCSHARESINC COM84861D10369356261SHSOLE000SPLUNKINC COM84863710416028063SHSOLE000SPROTT PHYSICALGOLD TR UNIT85207H1042917203820SHSOLE000SPROTT PHYSICALSILVER TR TR UNIT85207K1071226185435SHSOLE000SPROUTS FMRSMKT INC COM85208M10260323548SHSOLE000SPROTT PHYSICAL GOLD & SILVETR UNIT85208R1013095183107SHSOLE000SPROTT ETF TR GOLD MINERSETF85210B10240712894SHSOLE000SPROTT ETF TR JR GOLD MINERSE85210B20162216330SHSOLE000SQUARE INC CLA85223410317290164758SHSOLE000STAGINDL INC COM85254J10264421969SHSOLE000STANLEY BLACK & DECKERINC COM854502101207414880SHSOLE000STARBUCKSCORP COM85524410925156341837SHSOLE000STARWOOD PPTYTR INC COM85571B10592061500SHSOLE000STATE STRCORP COM85747710394814919SHSOLE000STEEL 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FINANCIALCOM87165B10342519164SHSOLE000SYSCOCORP COM8718291075543101408SHSOLE000TCF FINANCIAL CORPORATIONNE COM87230710334311644SHSOLE000TCWSTRATEGIC INCOME FD INC COM8723401046712293SHSOLE000BLACKROCK TCP CAPITALCORP NOTE 4.625 3/087238QAD5288295000SHSOLE000TJXCOS INC NEW COM8725401096323125050SHSOLE000T-MOBILEUS INC COM872590104115611098SHSOLE000T-MOBILE US INC RIGHT07/27/2020872590112210728SHSOLE000TAIWAN SEMICONDUCTOR MFG LTD SPONSOREDADS874039100232240900SHSOLE000TAKE-TWO INTERACTIVE SOFTWARCOM874054109333523894SHSOLE000TAKEDA PHARMACEUTICAL CO LTD SPONSOREDADS87406020520411369SHSOLE000TANDEM DIABETESCARE INC COM NEW8753722032952981SHSOLE000TANGER FACTORY OUTLET CTRSI COM87546510648067310SHSOLE000TARGETCORP COM87612E1061107192314SHSOLE000TARGA RESCORP COM87612G10134217021SHSOLE000TASEKO MINESLTD COM8765111062551350SHSOLE000TAUBMAN CTRSINC COM8766641033048047SHSOLE000TAYLOR MORRISONHOME CORP COM87724P10619510118SHSOLE000TCENERGY CORP COM87807B10766115475SHSOLE000TEKLA HEALTHCARE OPPORTUNITISHS879105104136076379SHSOLE000TEKLA HEALTHCARE INVSSH BEN INT87911J10353024849SHSOLE000TEKLA WORLD HEALTHCARE FD BENINT SHS87911L10828219692SHSOLE000TELADOC HEALTHINC COM87918A105283514856SHSOLE000TELEDYNE TECHNOLOGIESINC COM87936010511093568SHSOLE000TELEFLEX INCORPORATEDCOM8793691068442319SHSOLE000TELEFONICA S A SPONSOREDADR87938220820141692SHSOLE000TELLURIANINC NEW COM87968A104119103050SHSOLE000TELUS CORPORATIONCOM87971M10319011346SHSOLE000TEMPLETON DRAGONFD INC COM88018T10156828135SHSOLE000TEMPLETON EMERGING MKTS INCOCOM8801921098811269SHSOLE000TEMPLETON GLOBALINCOME FD COM8801981062681499345SHSOLE000TERADYNEINC COM880770102145117167SHSOLE000TERRAFORM PWR INC COM CLA88104R20942623106SHSOLE000TESLAINC COM88160R1012207020439SHSOLE000TEVA PHARMACEUTICAL INDS LTD SPONSOREDADS8816242092132172892SHSOLE000TEUCRIUM COMMODITY TR CORNFD SHS88166A1021662134047SHSOLE000TEUCRIUM COMMODITY TR SOYBEANFD88166A6073779270491SHSOLE000TEXAS INSTRSINC COM882508104872668723SHSOLE000TEXAS PAC 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COM90268110544614033SHSOLE000UMBFINL CORP COM90278810852210117SHSOLE000UFP INDUSTRIESINC COM90278Q10851210345SHSOLE000USA COMPRESSION PARTNERS LP COMUNITLTDPAR90290N10912211223SHSOLE000U S GLOBAL INVS INC CLA902952100238125255SHSOLE000US BANCORP DELCOM NEW9029733045503149446SHSOLE000U S CONCRETEINC COM NEW90333L20165626436SHSOLE000U S SILICA HLDGSINC COM90346E10316144672SHSOLE000UBER TECHNOLOGIESINC COM90353T1004473143914SHSOLE000UBIQUITIINC COM90353W1032241284SHSOLE000ULTA BEAUTYINC COM90384S3037513693SHSOLE000ULTRALIFECORP COM9038991027410600SHSOLE000UNDER ARMOUR INC CLA90431110745546696SHSOLE000UNDER ARMOUR INC CLC90431120634038407SHSOLE000UNILEVER PLC SPONADR NEW904767704266948632SHSOLE000UNILEVER N V N YSHS NEW904784709183034346SHSOLE000UNIONPAC CORP COM9078181081064562965SHSOLE000UNITED BANKSHARES INC WEST VCOM90990710752619010SHSOLE000UNITED AIRLS HLDGSINC COM910047109149943323SHSOLE000UNITED PARCEL SERVICE INC CLB91131210614818133282SHSOLE000UNITED RENTALSINC COM911363109167611243SHSOLE000UNITED STS BRENTOIL FD LP UNIT91167Q1002843263449SHSOLE000US FOODS HLDGCORP COM91200810998049693SHSOLE000UNITED STSNAT GAS FD LP UNIT PAR91231830011911591SHSOLE000UNITED STSOIL FD LP UNITS91232N2074385156270SHSOLE000UNITED STS 12 MONTH OIL FD L UNIT BENINT91288V10326417918SHSOLE000UNITED STATES STLCORP NEW COM9129091081402194123SHSOLE000UNITEDHEALTH GROUPINC COM91324P1022861597015SHSOLE000UNITILCORP COM91325910756212542SHSOLE000UNITI GROUPINC COM91325V10832634898SHSOLE000UNIVERSAL CORP VACOM91345610952212272SHSOLE000UNIVERSAL DISPLAYCORP COM91347P10511097412SHSOLE000UNIVERSAL HLTH SVCS INC CLB913903100321734633SHSOLE000UNIVEST FINANCIAL CORPORATIOCOM91527110026116160SHSOLE000UNUM GROUPCOM91529Y10625415327SHSOLE000VF CORP COM918204108240039387SHSOLE000VBI VACCINESINC COM NEW91822J10353161714744SHSOLE000VAIL RESORTSINC COM91879Q1092221218SHSOLE000VALE S A SPONSOREDADS91912E10513913529SHSOLE000VALEROENERGY CORP COM91913Y100314153393SHSOLE000VALLEY NATL BANCORPCOM91979410715219395SHSOLE000VANECK VECTORS ETF TR GOLD MINERSETF92189F10623311635525SHSOLE000VANECK VECTORS ETF TR MRNGSTRGBL WD92189F12259519771SHSOLE000VANECK VECTORS ETF TR LONG TRENDETF92189F14837312829SHSOLE000VANECK VECTORS ETF TR EMERGINGMKTS HI92189F35343319423SHSOLE000VANECK VECTORSETF TR SHORT HIGH YIELD92189F38793639312SHSOLE000VANECK VECTORS ETF TR BDCINCOME ETF92189F41135228948SHSOLE000VANECK VECTORSETF TR PFD SECS EX FINL92189F42976542002SHSOLE000VANECK VECTORS ETF TR FALLEN ANGELHG92189F4377926276163SHSOLE000VANECK VECTORSETF TR MTG REIT INCOME92189F452111682909SHSOLE000VANECK VECTORS ETF TR CEFMUN INCOME E92189F46030811723SHSOLE000VANECK VECTORS ETF TR INVT GRADEFLTG92189F48660424144SHSOLE000VANECK VECTORS ETF TR LOW CARBNENERGY92189F502108813329SHSOLE000VANECK VECTORS ETF TR AMTFREE SHORT M92189F52836019977SHSOLE000VANECK VECTORS ETF TR AMTFREE LONG MU92189F53624711667SHSOLE000VANECK VECTORS ETF TR MORNINGSTARINTL92189F5932398452SHSOLE000VANECK VECTORS ETF TR MORNINGSTARWIDE92189F6436572125827SHSOLE000VANECK VECTORS ETF TR SEMICONDUCTORET92189F676231415141SHSOLE000VANECK VECTORSETF TR RETAIL ETF92189F6842491882SHSOLE000VANECK VECTORS ETF TR AGRIBUSINESSETF92189F7003616001SHSOLE000VANECK VECTORSETF TR BIOTECH ETF92189F7265083119SHSOLE000VANECK VECTORS ETF TR JR GOLD MINERSE92189F791117823751SHSOLE000VANECK VECTORSETF TR GAMING ETF92189F8822066176SHSOLE000VANECK VECTORS ETF TR MRNGSTRDUR DV92189H10253120572SHSOLE000VANECK VECTORS ETF TR AMTFREE INT ETF92189H20111101217920SHSOLE000VANECK VECTORS ETF TR JP MORGANMKTS92189H300154850358SHSOLE000VANECK VECTORSETF TR HIGH YLD MUN ETF92189H409244541240SHSOLE000VANGUARD SPECIALIZED FUNDS DIV APPETF921908844115586986399SHSOLE000VANGUARD STAR FDS VG TLINTL STK F9219097682738465569367SHSOLE000VANGUARD WORLD FD EXTENDEDDUR92191070919764119039SHSOLE000VANGUARDWORLD FD ESG INTL STK ETF92191072553211070SHSOLE000VANGUARDWORLD FD ESG US STK ETF92191073379014006SHSOLE000VANGUARDWORLD FD MEGA GRWTH IND92191081625840158036SHSOLE000VANGUARDWORLD FD MEGA CAP VAL ETF92191084011436156183SHSOLE000VANGUARDWORLD FD MEGA CAP INDEX9219108731014692698SHSOLE000VANGUARD ADMIRAL FDSINC 500 GRTH IDX F921932505652334900SHSOLE000VANGUARD ADMIRAL FDSINC 500 VAL IDX FD921932703121811656SHSOLE000VANGUARD ADMIRAL FDSINC SMLCP 600 VAL9219327787006703SHSOLE000VANGUARD ADMIRAL FDSINC SMLCP 600 GRTH92193279411958179SHSOLE000VANGUARD ADMIRAL FDS INC SMLLCP600 IDX92193282811839451SHSOLE000VANGUARD ADMIRAL FDSINC MIDCP 400 VAL9219328442912829SHSOLE000VANGUARD ADMIRAL FDSINC MIDCP 400 GRTH9219328692771990SHSOLE000VANGUARD ADMIRAL FDSINC MIDCP 400 IDX92193288511189296SHSOLE000VANGUARD WELLINGTONFD US MINIMUM9219354093394293SHSOLE000VANGUARD WELLINGTONFD US MOMENTUM9219355084305004SHSOLE000VANGUARD WELLINGTONFD US QUALITY9219357062973782SHSOLE000VANGUARD BD INDEX FDSLONG TERM BOND92193779356998510508SHSOLE000VANGUARD BD INDEX FDS INTERMEDTERM92193781967648725920SHSOLE000VANGUARD BD INDEX FDSSHORT TRM BOND9219378271339341611332SHSOLE000VANGUARD BD INDEX FDSTOTAL BND MRKT9219378351833472075467SHSOLE000VANGUARD TAX-MANAGED FDS FTSEDEV MKT ETF921943858707891824927SHSOLE000VANGUARD WHITEHALL FDSHIGH DIV YLD92194640647945608591SHSOLE000VANGUARD WHITEHALL FDSINTL HIGH ETF921946794158730995SHSOLE000VANGUARD WHITEHALL FDS INTL DVDETF921946810463069024SHSOLE000VANGUARD WHITEHALL FDSEMERG MKT BD ETF921946885123315858SHSOLE000VANGUARD MALVERN FDS STRMINFPROIDX92202080510887216994SHSOLE000VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4071553712691347SHSOLE000VANGUARDINTL EQUITY INDEX F GLB EX US ETF92204267665814095SHSOLE000VANGUARD INTL EQUITY INDEX F FTSESMCAP ETF92204271811151115414SHSOLE000VANGUARD INTL EQUITY INDEX F TT WRLD STETF922042742463061896SHSOLE000VANGUARD INTL EQUITY INDEX F ALLWRLDEX US9220427756669140075SHSOLE000VANGUARD INTL EQUITY INDEX F FTSEEMR MKT ETF922042858634081600809SHSOLE000VANGUARD INTL EQUITY INDEX F FTSE PACIFICETF922042866408864223SHSOLE000VANGUARD INTL EQUITY INDEX F FTSEEUROPE ETF922042874405380535SHSOLE000VANGUARD WORLD FDS CONSUMDIS ETF92204A108559227959SHSOLE000VANGUARD WORLD FDS CONSUMSTP ETF92204A20728448190202SHSOLE000VANGUARD WORLD FDSENERGY ETF92204A3065261104587SHSOLE000VANGUARD WORLD FDS FINANCIALSETF92204A4056117106934SHSOLE000VANGUARD WORLD FDS HEALTH CARETF92204A50430913160461SHSOLE000VANGUARD WORLD FDS INDUSTRIALETF92204A603204815763SHSOLE000VANGUARD WORLD FDSINF TECH ETF92204A70235498127364SHSOLE000VANGUARD WORLD FDSMATERIALS ETF92204A801130210795SHSOLE000VANGUARD WORLD FDS UTILITIESETF92204A87618106146404SHSOLE000VANGUARD WORLD FDS COMM SRVCETF92204A884120312928SHSOLE000VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C10250242807751SHSOLE000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40926848324798SHSOLE000VANGUARD SCOTTSDALE FDS TOTAL WLDBD ETF92206C565163019991SHSOLE000VANGUARD SCOTTSDALE FDSTOTAL CORP BND92206C5735195644SHSOLE000VANGUARD SCOTTSDALE FDS VNGRUS2000IDX92206C664274923828SHSOLE000VANGUARD SCOTTSDALE FDS VNGRUS1000GRW92206C6808844480SHSOLE000VANGUARD SCOTTSDALE FDSINTER TERM TREAS92206C70616069227709SHSOLE000VANGUARD SCOTTSDALE FDS VNGRUS1000VAL92206C7143513548SHSOLE000VANGUARD SCOTTSDALE FDS VNGRUS1000IDX92206C7302411696SHSOLE000VANGUARD SCOTTSDALE FDS MORTG-BACKSEC92206C771548961009678SHSOLE000VANGUARD SCOTTSDALE FDS LG-TERMCOR BD92206C813774072819SHSOLE000VANGUARD SCOTTSDALE FDSLONG TERM TREAS92206C847982298120SHSOLE000VANGUARD SCOTTSDALE FDS INT-TERMCORP92206C87023506247068SHSOLE000VAPOTHERMINC COM922107107135633070SHSOLE000VARIAN MED SYSINC COM92220P1057536145SHSOLE000VECTOR GROUPLTD COM92240M10887687072SHSOLE000VAXARTINC COM NEW92243A20025428724SHSOLE000VEEVA SYS INC CLA COM922475108861336741SHSOLE000VENTASINC COM92276F100180549288SHSOLE000VANGUARD MUN BD FDS TAX EXEMPTBD9229077467034129921SHSOLE000VANGUARD INDEX FDSS&P 500 ETF SHS9229083634795871692084SHSOLE000VANGUARD INDEX FDS MCAPVL IDXVIP922908512949699230SHSOLE000VANGUARD INDEX FDS MCAPGR IDXVIP9229085381016861597SHSOLE000VANGUARD INDEX FDS REAL ESTATEETF92290855328277360079SHSOLE000VANGUARD INDEX FDSSML CP GRW ETF9229085951798090078SHSOLE000VANGUARD INDEX FDSSM CP VAL ETF92290861114735137810SHSOLE000VANGUARD INDEX FDSMID CAP ETF92290862936846224796SHSOLE000VANGUARD INDEX FDS LARGECAP ETF92290863727539192583SHSOLE000VANGUARD INDEX FDS EXTENDMKT ETF92290865274358628342SHSOLE000VANGUARD INDEX FDSGROWTH ETF92290873678356387727SHSOLE000VANGUARD INDEX FDSVALUE ETF92290874439957401218SHSOLE000VANGUARD INDEX FDSSMALL CP ETF92290875140397277225SHSOLE000VANGUARD INDEX FDSTOTAL STK MKT9229087692008891283393SHSOLE000VERASTEMINC COM92337C10411365594SHSOLE000VEREITINC COM92339V1004346675927SHSOLE000VERIZON COMMUNICATIONSINC COM92343V10454189982928SHSOLE000VERISK ANALYTICSINC COM92345Y10613928180SHSOLE000VERICELCORP COM92346J10836026053SHSOLE000VERTEX PHARMACEUTICALSINC COM92532F100634321848SHSOLE000VERTEXENERGY INC COM92534K10771100000SHSOLE000VERTICALCAP INCOME FD SHS BEN 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COM983919101105710746SHSOLE000XENIA HOTELS & RESORTSINC COM98401710363467988SHSOLE000XYLEMINC COM98419M10096314826SHSOLE000YAMANAGOLD INC COM98462Y10030656037SHSOLE000YETI HLDGSINC COM98585X10471616749SHSOLE000YORKWTR CO COM98718410850210470SHSOLE000YUM BRANDSINC COM988498101260129926SHSOLE000YUM CHINA HLDGSINC COM98850P10994119565SHSOLE000ZEBRA TECHNOLOGIES CORPORATI CLA9892071056912701SHSOLE000ZENDESKINC COM98936J1016076855SHSOLE000ZIMMER BIOMET HOLDINGSINC COM98956P102160913481SHSOLE000ZION OIL &GAS INC COM989696109621104SHSOLE000ZIONS BANCORPORATIONN A COM98970110744413051SHSOLE000ZOETIS INC CLA98978V103632146125SHSOLE000ZOMEDICA PHARMACEUTICALSCOR COM98979F107291512254080SHSOLE000ZOOMINFO TECHNOLOGIES INC COM CLA98980F1043887600SHSOLE000ZSCALERINC COM98980G10210449531SHSOLE000ZOOM VIDEO COMMUNICATIONS IN CLA98980L101667926343SHSOLE000ZYNGA INC CLA98986T10829230630SHSOLE000EURONAV NV ANTWERPENSHSB3856410816019678SHSOLE000DEUTSCHE BANK A G NAMENAKTD1819089892096653SHSOLE000ALLEGION 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