0001181431-13-016958.txt : 20130314
0001181431-13-016958.hdr.sgml : 20130314
20130314164058
ACCESSION NUMBER: 0001181431-13-016958
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130309
FILED AS OF DATE: 20130314
DATE AS OF CHANGE: 20130314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kasbaum John
CENTRAL INDEX KEY: 0001523797
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35213
FILM NUMBER: 13690943
MAIL ADDRESS:
STREET 1: 13001 BAY PARK ROAD
CITY: PASADENA
STATE: TX
ZIP: 77507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kior Inc
CENTRAL INDEX KEY: 0001418862
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13001 BAY PARK ROAD
CITY: PASADENA
STATE: TX
ZIP: 77507
BUSINESS PHONE: 281-694-8700
MAIL ADDRESS:
STREET 1: 13001 BAY PARK ROAD
CITY: PASADENA
STATE: TX
ZIP: 77507
4
1
rrd374165.xml
FORM 4
X0306
4
2013-03-09
0
0001418862
Kior Inc
KIOR
0001523797
Kasbaum John
13001 BAY PARK ROAD
PASADENA
TX
77057
0
1
0
0
Senior VP of Commercial
Class A Common Stock
2013-03-09
4
M
0
24946
0
A
55607
D
Class A Common Stock
2013-03-12
4
S
0
7866
5.82
D
47741
D
Restricted Stock Units
0
2013-03-09
4
M
0
24946
0
D
Class A Common Stock
24946
49894
D
Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On March 9, 2012, the reporting person received 74,840 restricted stock units, of which 1/3, or 24,946 units, vested on March 9, 2013.
These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II.
This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.801 to $5.822, inclusive.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
The reporting person previously reported the award of 74,840 restricted stock units on its Form 4 filed on March 13, 2012. One-third of the restricted stock units reported in the March 13, 2012 Form 4 vested on March 9, 2013, and the remaining two-thirds will vest in two equal installments on March 9, 2014 and March 9, 2015.
/s/ Christopher A. Artzer, Attorney-in-Fact
2013-03-14