0001181431-13-016958.txt : 20130314 0001181431-13-016958.hdr.sgml : 20130314 20130314164058 ACCESSION NUMBER: 0001181431-13-016958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130309 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kasbaum John CENTRAL INDEX KEY: 0001523797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35213 FILM NUMBER: 13690943 MAIL ADDRESS: STREET 1: 13001 BAY PARK ROAD CITY: PASADENA STATE: TX ZIP: 77507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kior Inc CENTRAL INDEX KEY: 0001418862 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13001 BAY PARK ROAD CITY: PASADENA STATE: TX ZIP: 77507 BUSINESS PHONE: 281-694-8700 MAIL ADDRESS: STREET 1: 13001 BAY PARK ROAD CITY: PASADENA STATE: TX ZIP: 77507 4 1 rrd374165.xml FORM 4 X0306 4 2013-03-09 0 0001418862 Kior Inc KIOR 0001523797 Kasbaum John 13001 BAY PARK ROAD PASADENA TX 77057 0 1 0 0 Senior VP of Commercial Class A Common Stock 2013-03-09 4 M 0 24946 0 A 55607 D Class A Common Stock 2013-03-12 4 S 0 7866 5.82 D 47741 D Restricted Stock Units 0 2013-03-09 4 M 0 24946 0 D Class A Common Stock 24946 49894 D Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On March 9, 2012, the reporting person received 74,840 restricted stock units, of which 1/3, or 24,946 units, vested on March 9, 2013. These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II. This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.801 to $5.822, inclusive. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer. The reporting person previously reported the award of 74,840 restricted stock units on its Form 4 filed on March 13, 2012. One-third of the restricted stock units reported in the March 13, 2012 Form 4 vested on March 9, 2013, and the remaining two-thirds will vest in two equal installments on March 9, 2014 and March 9, 2015. /s/ Christopher A. Artzer, Attorney-in-Fact 2013-03-14