0000904454-14-000235.txt : 20140219 0000904454-14-000235.hdr.sgml : 20140219 20140219191412 ACCESSION NUMBER: 0000904454-14-000235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kior Inc CENTRAL INDEX KEY: 0001418862 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13001 BAY PARK ROAD CITY: PASADENA STATE: TX ZIP: 77507 BUSINESS PHONE: 281-694-8700 MAIL ADDRESS: STREET 1: 13001 BAY PARK ROAD CITY: PASADENA STATE: TX ZIP: 77507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Stuart L CENTRAL INDEX KEY: 0001524114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35213 FILM NUMBER: 14627378 MAIL ADDRESS: STREET 1: C/O ARTIS CAPITAL MANAGEMENT, L.P. STREET 2: 1 MARKET PLAZA, STEUART TOWER, 27TH FLR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-14 0001418862 Kior Inc KIOR 0001524114 Peterson Stuart L C/O ARTIS CAPITAL MANAGEMENT, L.P. ONE MARKET PLAZA, STEUART TOWER, 27TH FL SAN FRANCISCO CA 94105 0 0 1 0 Class A Common Stock 251522 D Class A Common Stock 2014-02-14 4 S 0 40518 1.14 D 7422216 I See footnotes Class A Common Stock 2014-02-18 4 S 0 30560 1.16 D 7391656 I See footnotes Class A Common Stock 2014-02-19 4 S 0 23039 1.18 D 7368617 I See footnotes The Class A Common Stock is held by Artis Partners, L.P., Artis Partners (Institutional), L.P., Artis Partners Ltd., Artis Partners 2X, L.P., Artis Partners 2X (Institutional), L.P., Artis Partners 2X Ltd., Artis Aggressive Growth, L.P., Artis Aggressive Growth Master Fund, L.P., Artis Private Growth Partners, L.P. Artis Private Growth Entrepreneurs Fund, L.P., Artis Private Growth Partners II, L.P., Artis Clean Tech Partners (Institutional), L.P. and Artis Clean Tech Partners Master Fund, L.P. Artis Capital Management, L.P. ("ACM") is a registered investment adviser and serves as investment adviser to the Funds. Artis Capital Management, Inc. ("ACMI") is the general partner of ACM. Mr. Peterson is the President of ACMI and the controlling owner of ACM and ACMI. By virtue of these relationships, Mr. Peterson may be deemed to beneficially own the securities of the Issuer held by the Funds; however, he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.11 to $1.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.17. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Stuart L. Peterson 2014-02-19