0001415889-21-004913.txt : 20211020 0001415889-21-004913.hdr.sgml : 20211020 20211019173932 ACCESSION NUMBER: 0001415889-21-004913 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20211020 DATE AS OF CHANGE: 20211019 EFFECTIVENESS DATE: 20211020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sonora Investment Management, LLC CENTRAL INDEX KEY: 0001418539 IRS NUMBER: 205656392 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17012 FILM NUMBER: 211332072 BUSINESS ADDRESS: STREET 1: 2343 E BROADWAY BLVD, STE 116 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: (520) 624-4554 MAIL ADDRESS: STREET 1: 2343 E BROADWAY BLVD, STE 116 CITY: TUCSON STATE: AZ ZIP: 85719 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001418539 XXXXXXXX 06-30-2021 06-30-2021 SONORA INVESTMENT MANAGEMENT, LLC

2343 E BROADWAY BLVD, STE 116 TUCSON AZ 85719

13F HOLDINGS REPORT 028-17012 N SARA S. ALEXANDER 520-624-4554 SARA S. ALEXANDER TUCSON AZ 10-19-2021 0 1001 764863 false INFORMATION TABLE 2 form13f-1634679568_infotable.xml SPONSORED ADR 000375204 2 50 SH SOLE 0 0 50 COM 001055102 54 1011 SH SOLE 0 0 1011 COM 00123Q104 520 30806 SH SOLE 0 0 30806 ALERIAN MLP 00162Q452 27 733 SH SOLE 0 0 733 SECTR DIV DOGS 00162Q858 89 1685 SH SOLE 0 0 1685 CL A COM 00165C104 0 2 SH SOLE 0 0 2 COM 001744101 18 187 SH SOLE 0 0 187 COM 00206R102 5461 189742 SH SOLE 0 0 189742 INNOVATION ETF 00214Q104 10 77 SH SOLE 0 0 77 SPONSORED ADS 00215W100 2 275 SH SOLE 0 0 275 COM 002824100 764 6587 SH SOLE 0 0 6587 COM 00287Y109 611 5428 SH SOLE 0 0 5428 COM 00507V109 29 299 SH SOLE 0 0 299 COM 00724F101 12708 21699 SH SOLE 0 0 21699 COM 00751Y106 4 18 SH SOLE 0 0 18 COM 00773T101 0 1 SH SOLE 0 0 1 COM 007903107 69 734 SH SOLE 0 0 734 COM 008073108 1 10 SH SOLE 0 0 10 COM 00846U101 47 317 SH SOLE 0 0 317 COM CL A 009066101 15 95 SH SOLE 0 0 95 COM 009158106 19 66 SH SOLE 0 0 66 COM 00971T101 35 300 SH SOLE 0 0 300 COM 00972D105 50 13100 SH SOLE 0 0 13100 COM CL A 011532108 20 2600 SH SOLE 0 0 2600 COM 011659109 104 1716 SH SOLE 0 0 1716 COM 012653101 4 25 SH SOLE 0 0 25 COM 013872106 1 23 SH SOLE 0 0 23 COM 015271109 154 847 SH SOLE 0 0 847 COM 015351109 1 5 SH SOLE 0 0 5 SPONSORED ADS 01609W102 666 2938 SH SOLE 0 0 2938 UNIT LTD PARTN 01881G106 643 13812 SH SOLE 0 0 13812 COM 020002101 41 316 SH SOLE 0 0 316 COM 02005N100 28 569 SH SOLE 0 0 569 CAP STK CL C 02079K107 23587 9411 SH SOLE 0 0 9411 CAP STK CL A 02079K305 5697 2333 SH SOLE 0 0 2333 COM CL A 02156B103 4 45 SH SOLE 0 0 45 COM 02209S103 487 10219 SH SOLE 0 0 10219 SPONS ADR NEW 023111206 0 33 SH SOLE 0 0 33 COM 023135106 8329 2421 SH SOLE 0 0 2421 COM 023608102 10 128 SH SOLE 0 0 128 SPON ADR L SHS 02364W105 28 1891 SH SOLE 0 0 1891 COM 02376R102 18 842 SH SOLE 0 0 842 COM 025537101 220 2599 SH SOLE 0 0 2599 UNIT 025537127 6239 126982 SH SOLE 0 0 126982 COM 025816109 51 310 SH SOLE 0 0 310 COM NEW 026874784 4 92 SH SOLE 0 0 92 COM 029899101 40 500 SH SOLE 0 0 500 COM 03027X100 2003 7416 SH SOLE 0 0 7416 COM 03073E105 16 142 SH SOLE 0 0 142 COM 03076C106 131 526 SH SOLE 0 0 526 COM 031162100 7403 30373 SH SOLE 0 0 30373 CL A 032095101 27 400 SH SOLE 0 0 400 COM 032654105 89 520 SH SOLE 0 0 520 SPONSORED ADR 03524A108 2 34 SH SOLE 0 0 34 COM 035710409 186 20974 SH SOLE 0 0 20974 COM 036642106 13 3000 SH SOLE 0 0 3000 COM 036752103 38 100 SH SOLE 0 0 100 COM 03743Q108 1 43 SH SOLE 0 0 43 CL A 03748R747 2 264 SH SOLE 0 0 264 COM 03750L109 13 264 SH SOLE 0 0 264 COM 03762U105 54 3400 SH SOLE 0 0 3400 CL A 03782L101 200 1450 SH SOLE 0 0 1450 COM 037833100 41564 303474 SH SOLE 0 0 303474 COM 038222105 1077 7564 SH SOLE 0 0 7564 COM NEW 03842K200 0 4 SH SOLE 0 0 4 COM 039483102 45 742 SH SOLE 0 0 742 COM 03966V107 1 18 SH SOLE 0 0 18 CL A COM STK 03990B101 23 365 SH SOLE 0 0 365 COM 040413106 78 216 SH SOLE 0 0 216 COM 04206A101 3 475 SH SOLE 0 0 475 COM NEW 042315507 195 17090 SH SOLE 0 0 17090 SPONSORED ADR 046353108 36 594 SH SOLE 0 0 594 COM 046433108 53 3000 SH SOLE 0 0 3000 COM 04744L106 7 5000 SH SOLE 0 0 5000 COM 04746L104 1 100 SH SOLE 0 0 100 COM 049560105 43 445 SH SOLE 0 0 445 W EXP 05072K115 0 40 SH SOLE 0 0 40 COM 05156X884 0 53 SH SOLE 0 0 53 COM 052769106 67 230 SH SOLE 0 0 230 COM 053015103 8 38 SH SOLE 0 0 38 COM 053332102 213 143 SH SOLE 0 0 143 COM 053484101 42 200 SH SOLE 0 0 200 COM 05368V106 5 110 SH SOLE 0 0 110 COM 05379B107 13 311 SH SOLE 0 0 311 COM 05508R106 16 500 SH SOLE 0 0 500 COM NEW 05534B760 110 2232 SH SOLE 0 0 2232 SPONSORED ADR 055622104 188 7127 SH SOLE 0 0 7127 COM 05605H100 9 150 SH SOLE 0 0 150 SPON ADR REP A 056752108 20 100 SH SOLE 0 0 100 COM 058498106 70 861 SH SOLE 0 0 861 COM 058586108 7 400 SH SOLE 0 0 400 COM 05945F103 13 202 SH SOLE 0 0 202 ADR 05964H105 2 546 SH SOLE 0 0 546 COM 060505104 456 11064 SH SOLE 0 0 11064 COM 064058100 24 478 SH SOLE 0 0 478 DJUBS CMDT ETN36 06738C778 32 1182 SH SOLE 0 0 1182 ADR 06738E204 32 3310 SH SOLE 0 0 3310 COM 067901108 40 1940 SH SOLE 0 0 1940 COM 071734107 30 1025 SH SOLE 0 0 1025 COM 071813109 78 970 SH SOLE 0 0 970 COM 075887109 128 526 SH SOLE 0 0 526 COM 075896100 63 1900 SH SOLE 0 0 1900 CL B NEW 084670702 1406 5059 SH SOLE 0 0 5059 SPONSORED ADS 088606108 14 188 SH SOLE 0 0 188 COM 08862E109 39 250 SH SOLE 0 0 250 COM 089302103 10 150 SH SOLE 0 0 150 CL A 090572207 7 11 SH SOLE 0 0 11 COM 09061G101 38 460 SH SOLE 0 0 460 COM 09062X103 79 227 SH SOLE 0 0 227 SPONSORED ADS 09075V102 9 40 SH SOLE 0 0 40 COM 09228F103 0 10 SH SOLE 0 0 10 COM 09247X101 75 86 SH SOLE 0 0 86 SHS 09248X100 39 1500 SH SOLE 0 0 1500 COM 092501105 8 600 SH SOLE 0 0 600 COM 09253W104 134 8872 SH SOLE 0 0 8872 COM 09254E103 149 10000 SH SOLE 0 0 10000 COM 09254F100 62 3700 SH SOLE 0 0 3700 COM CL A 09257W100 10 300 SH SOLE 0 0 300 COM 09260D107 11245 115762 SH SOLE 0 0 115762 COM CL A 093712107 81 3025 SH SOLE 0 0 3025 COM 097023105 1424 5944 SH SOLE 0 0 5944 COM 099724106 3 61 SH SOLE 0 0 61 COM 101137107 26 619 SH SOLE 0 0 619 COM 110122108 493 7374 SH SOLE 0 0 7374 SPONSORED ADR 110448107 134 3398 SH SOLE 0 0 3398 COM 11135F101 1327 2782 SH SOLE 0 0 2782 CL A LTD VT SH 112585104 57 1113 SH SOLE 0 0 1113 CL A SUB VTG 11284V105 26 611 SH SOLE 0 0 611 CL B 115637209 4 50 SH SOLE 0 0 50 COM 11777Q209 13 3000 SH SOLE 0 0 3000 COM CL A 124155102 71 4875 SH SOLE 0 0 4875 COM 125523100 27 114 SH SOLE 0 0 114 COM NEW 125581801 8 158 SH SOLE 0 0 158 COM 12571T100 22 148 SH SOLE 0 0 148 COM 12621E103 0 7 SH SOLE 0 0 7 ADR 12626K203 2 30 SH SOLE 0 0 30 COM 126408103 1810 56418 SH SOLE 0 0 56418 COM 126650100 2767 33163 SH SOLE 0 0 33163 COM 12685J105 19 10 SH SOLE 0 0 10 COM 127055101 26 456 SH SOLE 0 0 456 COM 127097103 0 24 SH SOLE 0 0 24 COM 127387108 3 20 SH SOLE 0 0 20 SH BEN INT 128117108 171 11250 SH SOLE 0 0 11250 SH BEN INT 133131102 53 400 SH SOLE 0 0 400 COM 13321L108 2 105 SH SOLE 0 0 105 COM 136375102 8 75 SH SOLE 0 0 75 COM 13645T100 103 1345 SH SOLE 0 0 1345 COM 136635109 18 400 SH SOLE 0 0 400 COM 138035100 17 723 SH SOLE 0 0 723 COM 14149Y108 96 1681 SH SOLE 0 0 1681 COM 143130102 26 200 SH SOLE 0 0 200 COM 14316J108 14 300 SH SOLE 0 0 300 UNIT 143658300 95 3592 SH SOLE 0 0 3592 COM 14448C104 144 2967 SH SOLE 0 0 2967 COM 149123101 952 4376 SH SOLE 0 0 4376 COM PAR NEW 150837607 3 289 SH SOLE 0 0 289 COM 150870103 33 218 SH SOLE 0 0 218 COM 15135B101 26 350 SH SOLE 0 0 350 CL A NON VTG 153527205 1 25 SH SOLE 0 0 25 COM 157210105 10 220 SH SOLE 0 0 220 COM 159864107 5 13 SH SOLE 0 0 13 CL A 16119P108 2 3 SH SOLE 0 0 3 COM 162828107 0 120 SH SOLE 0 0 120 COM 163086101 1 30 SH SOLE 0 0 30 COM NEW 16411R208 86 986 SH SOLE 0 0 986 COM 166764100 2325 22194 SH SOLE 0 0 22194 COM NEW 16934Q208 420 27900 SH SOLE 0 0 27900 CL A 171439102 53 1837 SH SOLE 0 0 1837 COM 172062101 3190 27350 SH SOLE 0 0 27350 COM 17243V102 44 2000 SH SOLE 0 0 2000 COM 17275R102 9754 184039 SH SOLE 0 0 184039 COM 172908105 67 175 SH SOLE 0 0 175 COM NEW 172967424 139 1964 SH SOLE 0 0 1964 COM 174610105 49 1069 SH SOLE 0 0 1069 COM 177376100 37 312 SH SOLE 0 0 312 COM 178587101 12 1000 SH SOLE 0 0 1000 COM NEW 18452B209 23 1390 SH SOLE 0 0 1390 COM 185899101 4311 199935 SH SOLE 0 0 199935 COM 189054109 2930 16285 SH SOLE 0 0 16285 COM 18914U100 6 353 SH SOLE 0 0 353 COM 191216100 5403 99853 SH SOLE 0 0 99853 COM NEW 192108504 4 400 SH SOLE 0 0 400 COM 192422103 4310 51283 SH SOLE 0 0 51283 CL A 192446102 23 325 SH SOLE 0 0 325 COM 19248A109 14 500 SH SOLE 0 0 500 COM CL A 19260Q107 11 45 SH SOLE 0 0 45 COM 194162103 296 3636 SH SOLE 0 0 3636 CL A 20030N101 226 3968 SH SOLE 0 0 3968 COM 201723103 71 2300 SH SOLE 0 0 2300 SPONSORED ADS 20451W101 8 200 SH SOLE 0 0 200 COM 205887102 15 425 SH SOLE 0 0 425 COM 206787103 1 72 SH SOLE 0 0 72 COM 20825C104 124 2034 SH SOLE 0 0 2034 COM 209034107 13 1480 SH SOLE 0 0 1480 COM 209115104 67 937 SH SOLE 0 0 937 CL A 21036P108 241 1031 SH SOLE 0 0 1031 COM 212015101 33 862 SH SOLE 0 0 862 COM 217204106 40 300 SH SOLE 0 0 300 COM 219350105 4549 111230 SH SOLE 0 0 111230 SH BEN INT 22002T108 28 1000 SH SOLE 0 0 1000 COM 22052L104 5 106 SH SOLE 0 0 106 COM 22160K105 11050 27928 SH SOLE 0 0 27928 COM 22410J106 10 70 SH SOLE 0 0 70 COM 224399105 69 751 SH SOLE 0 0 751 COM 225447101 5 50 SH SOLE 0 0 50 SH BEN INT 22544F103 226 90000 SH SOLE 0 0 90000 COM 22717L101 65 7576 SH SOLE 0 0 7576 UT LTD PTN INT 22758A105 88 4600 SH SOLE 0 0 4600 CL A 22788C105 43 170 SH SOLE 0 0 170 COM 22822V101 259 1327 SH SOLE 0 0 1327 COM 231021106 477 1958 SH SOLE 0 0 1958 SPONSORED ADS 23292E108 3 200 SH SOLE 0 0 200 XTRACK USD HIGH 233051432 1 15 SH SOLE 0 0 15 COM 23325P104 10 1000 SH SOLE 0 0 1000 COM 233331107 147 1135 SH SOLE 0 0 1135 UNIT 233331842 10709 216653 SH SOLE 0 0 216653 COM 235851102 42 158 SH SOLE 0 0 158 COM 237194105 2 14 SH SOLE 0 0 14 COM 243537107 4 10 SH SOLE 0 0 10 COM 244199105 5 13 SH SOLE 0 0 13 COM 24665A103 5 221 SH SOLE 0 0 221 COM NEW 247361702 21 478 SH SOLE 0 0 478 COM 24823R105 49 619 SH SOLE 0 0 619 COM 248356107 2 1800 SH SOLE 0 0 1800 COM 24906P109 12 192 SH SOLE 0 0 192 COM 25179M103 22 758 SH SOLE 0 0 758 COM 252131107 9 20 SH SOLE 0 0 20 SPON ADR NEW 25243Q205 292 1525 SH SOLE 0 0 1525 COM 25278X109 6 60 SH SOLE 0 0 60 COM 253868103 154 1022 SH SOLE 0 0 1022 CL A COM 25401T108 3 384 SH SOLE 0 0 384 NAS100 EQL WGT 25459Y207 2 20 SH SOLE 0 0 20 DAILY JR GLD MIN 25460G831 1 13 SH SOLE 0 0 13 COM 254687106 7165 40763 SH SOLE 0 0 40763 COM 254709108 63 533 SH SOLE 0 0 533 COM SER A 25470F104 31 1000 SH SOLE 0 0 1000 COM 256163106 119 425 SH SOLE 0 0 425 COM CL A 25659T107 6 63 SH SOLE 0 0 63 COM 256677105 1236 5713 SH SOLE 0 0 5713 COM 25746U109 67 917 SH SOLE 0 0 917 COM 257651109 44 700 SH SOLE 0 0 700 COM 260003108 421 2797 SH SOLE 0 0 2797 COM 260557103 177 2796 SH SOLE 0 0 2796 COM CL A 26142R104 1 10 SH SOLE 0 0 10 SPON ADR REPSTG 26152H301 2 200 SH SOLE 0 0 200 COM NEW 26441C204 146 1477 SH SOLE 0 0 1477 COM 26614N102 7 89 SH SOLE 0 0 89 COM 26875P101 10 126 SH SOLE 0 0 126 COM SH BEN INT 26884U109 5 86 SH SOLE 0 0 86 DEFIANCE QUANT 26922A420 11 224 SH SOLE 0 0 224 PRIME MOBILE PAY 26924G409 4 62 SH SOLE 0 0 62 ETFMG ALTR HRVST 26924G508 7 334 SH SOLE 0 0 334 COM 26969P108 4 27 SH SOLE 0 0 27 COM 27616P103 151 7150 SH SOLE 0 0 7150 COM 277432100 2 19 SH SOLE 0 0 19 COM 27828G107 11 400 SH SOLE 0 0 400 COM 27828N102 6 420 SH SOLE 0 0 420 COM 27828Y108 15 929 SH SOLE 0 0 929 COM SH BEN INT 27829M103 70 6035 SH SOLE 0 0 6035 COM 278642103 7 100 SH SOLE 0 0 100 COM NEW 278715206 3 87 SH SOLE 0 0 87 COM 278865100 13 65 SH SOLE 0 0 65 COM 281020107 69 1185 SH SOLE 0 0 1185 COM 28176E108 101 980 SH SOLE 0 0 980 COM 28249U105 7 800 SH SOLE 0 0 800 COM 285512109 11 74 SH SOLE 0 0 74 COM 29084Q100 3 26 SH SOLE 0 0 26 COM 291011104 9295 96577 SH SOLE 0 0 96577 COM 29250N105 191 4758 SH SOLE 0 0 4758 COM 29270J100 30 1320 SH SOLE 0 0 1320 COM UT LTD PTN 29273V100 451 42406 SH SOLE 0 0 42406 COM 29364G103 6 64 SH SOLE 0 0 64 COM 293792107 544 22555 SH SOLE 0 0 22555 COM UNIT 29414J107 31 600 SH SOLE 0 0 600 COM 29446Y502 10 1426 SH SOLE 0 0 1426 COM 29452E101 2 74 SH SOLE 0 0 74 COM 294600101 6 732 SH SOLE 0 0 732 COM 29472R108 52 700 SH SOLE 0 0 700 SH BEN INT 29476L107 18 233 SH SOLE 0 0 233 COM 297178105 4 12 SH SOLE 0 0 12 CLASS A 29977A105 4 26 SH SOLE 0 0 26 COM 30034W106 7646 126519 SH SOLE 0 0 126519 COM 30040W108 54 671 SH SOLE 0 0 671 COM 30052C107 4 285 SH SOLE 0 0 285 COM 30063P105 87 700 SH SOLE 0 0 700 ROBO GLB ETF 301505707 7 114 SH SOLE 0 0 114 COM 30161Q104 560 30755 SH SOLE 0 0 30755 COM 30212W100 3115 80343 SH SOLE 0 0 80343 COM 30225T102 201 1227 SH SOLE 0 0 1227 COM 30231G102 2684 42548 SH SOLE 0 0 42548 CL A 30260D103 5 100 SH SOLE 0 0 100 CL A 30303M102 6736 19372 SH SOLE 0 0 19372 ORD SH CL A 30744W107 4 85 SH SOLE 0 0 85 CL A 31188V100 24 400 SH SOLE 0 0 400 COM 311900104 14 267 SH SOLE 0 0 267 SH BEN INT NEW 313747206 2 19 SH SOLE 0 0 19 COM 31428X106 264 885 SH SOLE 0 0 885 NASDAQ COMPSIT 315912808 4 70 SH SOLE 0 0 70 COM 31620M106 776 5481 SH SOLE 0 0 5481 FNF GROUP COM 31620R303 39 900 SH SOLE 0 0 900 COM 316773100 1044 27303 SH SOLE 0 0 27303 COM 320517105 4 245 SH SOLE 0 0 245 COM 336433107 18 200 SH SOLE 0 0 200 US EQTY OPPT ETF 336920103 19 147 SH SOLE 0 0 147 DJ INTERNT IDX 33733E302 68 278 SH SOLE 0 0 278 NAS CLNEDG GREEN 33733E500 30 438 SH SOLE 0 0 438 SHS 33734H106 19 474 SH SOLE 0 0 474 HLTH CARE ALPH 33734X143 63 540 SH SOLE 0 0 540 CLOUD COMPUTING 33734X192 153 1447 SH SOLE 0 0 1447 NASDAQ CYB ETF 33734X846 23 500 SH SOLE 0 0 500 COM SHS 33735B108 15 148 SH SOLE 0 0 148 GBL WND ENRG ETF 33736G106 10 461 SH SOLE 0 0 461 BRAZIL ALPHADEX 33737J133 30 2000 SH SOLE 0 0 2000 NASD TECH DIV 33738R118 27 470 SH SOLE 0 0 470 PFD SECS INC ETF 33739E108 0 8 SH SOLE 0 0 8 FST LOW OPPT EFT 33739Q200 71 1400 SH SOLE 0 0 1400 FIRST TR ENH NEW 33739Q408 75 1250 SH SOLE 0 0 1250 COM 337738108 76 708 SH SOLE 0 0 708 COM 337932107 15 406 SH SOLE 0 0 406 CL A COM STK 33813J106 6 300 SH SOLE 0 0 300 COM 338478100 13 575 SH SOLE 0 0 575 COM 345370860 76 5104 SH SOLE 0 0 5104 COM 34964C106 34 340 SH SOLE 0 0 340 CL A COM 35137L105 1 21 SH SOLE 0 0 21 CL B 35671D857 515 13870 SH SOLE 0 0 13870 COM 35909D109 5 198 SH SOLE 0 0 198 COM 35909R108 3 173 SH SOLE 0 0 173 COM 35952H601 0 4 SH SOLE 0 0 4 COM 35953D104 18 550 SH SOLE 0 0 550 COM 3621LQ109 27 1250 SH SOLE 0 0 1250 COM 363576109 10891 77751 SH SOLE 0 0 77751 CL A 36467W109 1 5 SH SOLE 0 0 5 COM 364760108 31 935 SH SOLE 0 0 935 COM 366505105 0 12 SH SOLE 0 0 12 COM 369550108 46 244 SH SOLE 0 0 244 COM 369604103 249 18490 SH SOLE 0 0 18490 COM 370334104 6283 103112 SH SOLE 0 0 103112 COM 371901109 4 131 SH SOLE 0 0 131 COM 372460105 105 829 SH SOLE 0 0 829 COM 375558103 236 3429 SH SOLE 0 0 3429 COM 376546107 36 2500 SH SOLE 0 0 2500 SPONSORED ADR 37733W105 45 1122 SH SOLE 0 0 1122 COM NEW 379378201 4244 229407 SH SOLE 0 0 229407 COM NEW 37954A204 44 3000 SH SOLE 0 0 3000 RBTCS ARTFL INTE 37954Y715 4 104 SH SOLE 0 0 104 LITHIUM BTRY ETF 37954Y855 38 525 SH SOLE 0 0 525 SPON ADR PFD NEW 38045R206 0 20 SH SOLE 0 0 20 COM 38141G104 198 522 SH SOLE 0 0 522 COM 384313508 116 10000 SH SOLE 0 0 10000 COM 384802104 36 83 SH SOLE 0 0 83 COM 387328107 109 2625 SH SOLE 0 0 2625 COM STK 38741L107 61 4124 SH SOLE 0 0 4124 COM 389375106 176 7500 SH SOLE 0 0 7500 COM NEW 40434H203 3 466 SH SOLE 0 0 466 COM 40434L105 94 3105 SH SOLE 0 0 3105 COM 410345102 2876 154040 SH SOLE 0 0 154040 COM 412822108 18 400 SH SOLE 0 0 400 COM 418056107 3 30 SH SOLE 0 0 30 COM 419870100 21 500 SH SOLE 0 0 500 COM 421946104 578 19125 SH SOLE 0 0 19125 CL A NEW 42225P501 21 800 SH SOLE 0 0 800 COM 42250P103 103 3100 SH SOLE 0 0 3100 COM 423452101 0 15 SH SOLE 0 0 15 COM 427096508 34 2000 SH SOLE 0 0 2000 COM 427866108 57 325 SH SOLE 0 0 325 COM 42809H107 9 100 SH SOLE 0 0 100 COM 42824C109 2 115 SH SOLE 0 0 115 COM 431475102 3 24 SH SOLE 0 0 24 COM 431571108 16 600 SH SOLE 0 0 600 COM 43300A203 1 10 SH SOLE 0 0 10 COM 436440101 97 1450 SH SOLE 0 0 1450 COM 437076102 12797 40129 SH SOLE 0 0 40129 AMERN SHS 438128308 24 746 SH SOLE 0 0 746 COM 438516106 8262 37667 SH SOLE 0 0 37667 COM 443201108 65 1872 SH SOLE 0 0 1872 COM 444859102 10 22 SH SOLE 0 0 22 COM 446150104 1 77 SH SOLE 0 0 77 COM 447011107 1107 41760 SH SOLE 0 0 41760 COMMON STOCK 449109107 6 500 SH SOLE 0 0 500 COM 44980X109 491 2328 SH SOLE 0 0 2328 COM NEW 45170X205 2 100 SH SOLE 0 0 100 COM 452308109 5807 25977 SH SOLE 0 0 25977 COM 452327109 17 35 SH SOLE 0 0 35 COM SHS BEN INT 456237106 368 14075 SH SOLE 0 0 14075 SPONSORED ADR 456788108 3 124 SH SOLE 0 0 124 SPONSORED ADR 456837103 4 268 SH SOLE 0 0 268 COM 45687V106 13 262 SH SOLE 0 0 262 COM PAR 457669307 43 1500 SH SOLE 0 0 1500 COM 458140100 4515 80432 SH SOLE 0 0 80432 COM 45866F104 16 136 SH SOLE 0 0 136 COM 459200101 3331 22723 SH SOLE 0 0 22723 COM 460146103 25 412 SH SOLE 0 0 412 COM 460690100 6 176 SH SOLE 0 0 176 ACTIVE US REAL 46090A101 43 417 SH SOLE 0 0 417 ULTRA SHRT DUR 46090A887 265 5248 SH SOLE 0 0 5248 UNIT SER 1 46090E103 296 836 SH SOLE 0 0 836 COM 46116X101 3522 86281 SH SOLE 0 0 86281 COM 461202103 304 620 SH SOLE 0 0 620 COM NEW 46120E602 43 47 SH SOLE 0 0 47 COM 46131B100 99 25374 SH SOLE 0 0 25374 COM 46131M106 201 14328 SH SOLE 0 0 14328 COM 46132C107 54 4000 SH SOLE 0 0 4000 SH BEN INT 46132E103 166 13603 SH SOLE 0 0 13603 SP500 EQL TEC 46137V282 190 655 SH SOLE 0 0 655 SP500 EQL WGT 46137V357 54 355 SH SOLE 0 0 355 SP SMLCP MOMENT 46137V498 47 860 SH SOLE 0 0 860 HIG YLD EQ DIV 46137V563 36 1741 SH SOLE 0 0 1741 DYNMC LRG GWTH 46137V746 53 715 SH SOLE 0 0 715 DYNMC BIOTECH 46137V787 20 259 SH SOLE 0 0 259 SP SMLCP HELT 46138E149 151 781 SH SOLE 0 0 781 SP MIDCP LOW 46138E198 14 257 SH SOLE 0 0 257 SP GBL WATER 46138E263 2 41 SH SOLE 0 0 41 SP500 LOW VOL 46138E354 23 384 SH SOLE 0 0 384 SP500 HDL VOL 46138E362 20 445 SH SOLE 0 0 445 RUSEL 1000 EQL 46138E420 162 3551 SH SOLE 0 0 3551 FTSE RAFI SML 46138E735 2 51 SH SOLE 0 0 51 BULSHS 2021 HY 46138J809 6 240 SH SOLE 0 0 240 COM 46185L103 24 700 SH SOLE 0 0 700 COM 46187W107 120 3228 SH SOLE 0 0 3228 COM 462222100 28 700 SH Call SOLE 0 0 700 COM 462222100 6728 168665 SH SOLE 0 0 168665 COM 46266C105 27 113 SH SOLE 0 0 113 COM 46284V101 4082 96464 SH SOLE 0 0 96464 ISHARES NEW 464285204 96 2833 SH SOLE 0 0 2833 EM MKTS DIV ETF 464286319 27 690 SH SOLE 0 0 690 MSCI EMERG MRKT 464286533 9 146 SH SOLE 0 0 146 SELECT DIVID ETF 464287168 3 30 SH SOLE 0 0 30 TIPS BD ETF 464287176 17 135 SH SOLE 0 0 135 CORE SP500 ETF 464287200 568 1322 SH SOLE 0 0 1322 CORE US AGGBD ET 464287226 73 632 SH SOLE 0 0 632 MSCI EMG MKT ETF 464287234 1 20 SH SOLE 0 0 20 SP 500 GRWT ETF 464287309 194 2664 SH SOLE 0 0 2664 MSCI EAFE ETF 464287465 15 191 SH SOLE 0 0 191 RUS MD CP GR ETF 464287481 63 560 SH SOLE 0 0 560 RUS MID CAP ETF 464287499 12 146 SH SOLE 0 0 146 CORE SP MCP ETF 464287507 156 580 SH SOLE 0 0 580 ISHARES BIOTECH 464287556 16 96 SH SOLE 0 0 96 RUS 1000 VAL ETF 464287598 44 277 SH SOLE 0 0 277 RUS 2000 VAL ETF 464287630 31 187 SH SOLE 0 0 187 RUS 2000 GRW ETF 464287648 54 174 SH SOLE 0 0 174 RUSSELL 2000 ETF 464287655 469 2045 SH SOLE 0 0 2045 US REAL ES ETF 464287739 5 50 SH SOLE 0 0 50 MRGSTR MD CP ETF 464288208 30 440 SH SOLE 0 0 440 GL CLEAN ENE ETF 464288224 0 5 SH SOLE 0 0 5 EAFE SML CP ETF 464288273 16 218 SH SOLE 0 0 218 GLB INFRASTR ETF 464288372 4 80 SH SOLE 0 0 80 NATIONAL MUN ETF 464288414 35 301 SH SOLE 0 0 301 INTL SEL DIV ETF 464288448 1 41 SH SOLE 0 0 41 IBOXX HI YD ETF 464288513 3 34 SH SOLE 0 0 34 SHORT TREAS BD 464288679 42 380 SH SOLE 0 0 380 PFD AND INCM SEC 464288687 37 950 SH SOLE 0 0 950 GLOB UTILITS ETF 464288711 13 211 SH SOLE 0 0 211 US HOME CONS ETF 464288752 21 300 SH SOLE 0 0 300 US AER DEF ETF 464288760 4 32 SH SOLE 0 0 32 US OIL GS EX ETF 464288851 1 25 SH SOLE 0 0 25 ISHARES 46428Q109 79 3275 SH SOLE 0 0 3275 MSCI EAFE MIN VL 46429B689 14 189 SH SOLE 0 0 189 MSCI USA MIN VOL 46429B697 25 341 SH SOLE 0 0 341 MSCI GBL GOLD MN 46434G855 11 400 SH SOLE 0 0 400 BLACKROCK ULTRA 46434V878 5 100 SH SOLE 0 0 100 MORTGE REL ETF 46435G342 41 1094 SH SOLE 0 0 1094 BROAD USD HIGH 46435U853 1 14 SH SOLE 0 0 14 COM 46604H105 1 500 SH SOLE 0 0 500 COM 46625H100 11815 75962 SH SOLE 0 0 75962 COM 466367109 4 33 SH SOLE 0 0 33 SPON ADR CL A 47215P106 3 40 SH SOLE 0 0 40 COM 478160104 12440 75513 SH SOLE 0 0 75513 COM 48123V102 4 30 SH SOLE 0 0 30 SPONSORED ADR 48241A105 2 47 SH SOLE 0 0 47 COM NEW 482480100 7633 23545 SH SOLE 0 0 23545 COM 48251W104 67 1132 SH SOLE 0 0 1132 COM NEW 485170302 67 236 SH SOLE 0 0 236 COM 486606106 691 77773 SH SOLE 0 0 77773 COM 487836108 6 96 SH SOLE 0 0 96 COM 493267108 53 2566 SH SOLE 0 0 2566 COM 49338L103 20 127 SH SOLE 0 0 127 COM 494368103 10023 74919 SH SOLE 0 0 74919 COM 49456B101 3186 174773 SH SOLE 0 0 174773 COM 496902404 5 800 SH SOLE 0 0 800 COM 49741E100 28 726 SH SOLE 0 0 726 CL A 499049104 2 33 SH SOLE 0 0 33 COM 500255104 2 40 SH SOLE 0 0 40 COM 50050N103 1 15 SH SOLE 0 0 15 COM 500754106 88 2156 SH SOLE 0 0 2156 COM 501044101 27 706 SH SOLE 0 0 706 COM 50189K103 3 21 SH SOLE 0 0 21 COM 502175102 18 465 SH SOLE 0 0 465 COM 502431109 11 51 SH SOLE 0 0 51 COM NEW 50540R409 5 17 SH SOLE 0 0 17 CL A 505743104 16 1388 SH SOLE 0 0 1388 COM 512807108 75 115 SH SOLE 0 0 115 CL A 512816109 29 275 SH SOLE 0 0 275 COM UNIT LTD 51508J108 2 150 SH SOLE 0 0 150 COM 515098101 30 190 SH SOLE 0 0 190 COM 517834107 29 555 SH SOLE 0 0 555 CL A 518439104 260 818 SH SOLE 0 0 818 COM 524660107 5241 101155 SH SOLE 0 0 101155 COM 526107107 12 35 SH SOLE 0 0 35 COM C SIRIUSXM 531229607 2 40 SH SOLE 0 0 40 COM C BRAVES GRP 531229888 33 1200 SH SOLE 0 0 1200 COM 532457108 555 2420 SH SOLE 0 0 2420 COM 53814L108 10 500 SH SOLE 0 0 500 COM NEW 53839L208 3 700 SH SOLE 0 0 700 COM 539830109 10669 28200 SH SOLE 0 0 28200 COM 540424108 4 73 SH SOLE 0 0 73 COM 548661107 300 1546 SH SOLE 0 0 1546 COM 550021109 19 52 SH SOLE 0 0 52 COM 550241103 10 748 SH SOLE 0 0 748 COM CL A 550424105 15 700 SH SOLE 0 0 700 CL A COM 55087P104 2 30 SH SOLE 0 0 30 COM 55261F104 145 1000 SH SOLE 0 0 1000 COM 552676108 9 170 SH SOLE 0 0 170 COM 552690109 34 1100 SH SOLE 0 0 1100 COM 552953101 5593 131131 SH SOLE 0 0 131131 CL A COM 55303A105 12052 329098 SH SOLE 0 0 329098 COM UNIT REP LTD 55336V100 350 11830 SH SOLE 0 0 11830 COM 554382101 339 18550 SH SOLE 0 0 18550 COM 55608B105 38 1000 SH SOLE 0 0 1000 COM UNIT RP LP 559080106 433 8848 SH SOLE 0 0 8848 COM NEW 56400P706 4 800 SH SOLE 0 0 800 COM 56501R106 20 1000 SH SOLE 0 0 1000 COM 565849106 17 1250 SH SOLE 0 0 1250 COM 56585A102 7 119 SH SOLE 0 0 119 COM 571748102 21 152 SH SOLE 0 0 152 CL A 571903202 139 1019 SH SOLE 0 0 1019 COM 573874104 51 880 SH SOLE 0 0 880 COM 575385109 2 16 SH SOLE 0 0 16 COM 576323109 32 300 SH SOLE 0 0 300 CL A 57636Q104 414 1134 SH SOLE 0 0 1134 COM 57667L107 7 45 SH SOLE 0 0 45 COM 576690101 13 171 SH SOLE 0 0 171 COM 57772K101 342 3250 SH SOLE 0 0 3250 COM NON VTG 579780206 115 1300 SH SOLE 0 0 1300 COM 580135101 6213 26899 SH SOLE 0 0 26899 COM 58155Q103 98 510 SH SOLE 0 0 510 COM 58463J304 1131 56288 SH SOLE 0 0 56288 COM 58733R102 231 148 SH SOLE 0 0 148 COM 58933Y105 9283 119361 SH SOLE 0 0 119361 COM 59001A102 1047 11125 SH SOLE 0 0 11125 COM 59001K100 7 320 SH SOLE 0 0 320 COM 591520200 3 60 SH SOLE 0 0 60 COM 59156R108 42 696 SH SOLE 0 0 696 COM 592688105 15 11 SH SOLE 0 0 11 COM 594918104 35845 132318 SH SOLE 0 0 132318 COM 595017104 102 682 SH SOLE 0 0 682 COM 595112103 172 2021 SH SOLE 0 0 2021 COM 596278101 52 300 SH SOLE 0 0 300 COM SUB VTG 60255C109 12 3500 SH SOLE 0 0 3500 COM 60646V105 9 400 SH SOLE 0 0 400 COM 607525102 26 750 SH SOLE 0 0 750 COM 60770K107 80 340 SH SOLE 0 0 340 CL A 609207105 363 5818 SH SOLE 0 0 5818 COM 615369105 145 400 SH SOLE 0 0 400 CL A 615394202 484 5753 SH SOLE 0 0 5753 COM NEW 617446448 106 1151 SH SOLE 0 0 1151 COM NEW 620076307 105 482 SH SOLE 0 0 482 COM 626717102 52 2245 SH SOLE 0 0 2245 COM 626755102 21 158 SH SOLE 0 0 158 COM 62855J104 8 260 SH SOLE 0 0 260 COM 62886E108 1 20 SH SOLE 0 0 20 SPON ADS 62914V106 53 1000 SH SOLE 0 0 1000 COM 636180101 107 2050 SH SOLE 0 0 2050 COM 63633D104 27 400 SH SOLE 0 0 400 COM 637417106 8 170 SH SOLE 0 0 170 COM 64110D104 25 300 SH SOLE 0 0 300 COM 64110L106 144 273 SH SOLE 0 0 273 SPONSORED ADS 64110W102 12 105 SH SOLE 0 0 105 COM 64111Q104 9 240 SH SOLE 0 0 240 COM 64125C109 10 100 SH SOLE 0 0 100 COM NEW 64828T201 168 15887 SH SOLE 0 0 15887 CL A 650111107 9 200 SH SOLE 0 0 200 COM 651639106 8 132 SH SOLE 0 0 132 CL A 65336K103 194 1310 SH SOLE 0 0 1310 COM 65339F101 392 5352 SH SOLE 0 0 5352 UNIT 65339F770 7654 156338 SH SOLE 0 0 156338 COM UNIT PART IN 65341B106 3 40 SH SOLE 0 0 40 SPONSORED ADR 653656108 129 520 SH SOLE 0 0 520 CL B 654106103 1107 7165 SH SOLE 0 0 7165 COM 654110105 5 260 SH SOLE 0 0 260 SPONSORED ADR 654902204 21 4020 SH SOLE 0 0 4020 COM 655663102 33 150 SH SOLE 0 0 150 COM 655664100 44 1200 SH SOLE 0 0 1200 COM 655844108 269 1012 SH SOLE 0 0 1012 COM 665859104 17 150 SH SOLE 0 0 150 COM 666807102 78 214 SH SOLE 0 0 214 SPONSORED ADR 66987V109 133 1459 SH SOLE 0 0 1459 COM 670346105 22 233 SH SOLE 0 0 233 COM 67061W104 71 4385 SH SOLE 0 0 4385 SH BEN INT 67062F100 22 1200 SH SOLE 0 0 1200 COM 67066G104 1026 1282 SH SOLE 0 0 1282 COM 67066V101 174 10860 SH SOLE 0 0 10860 COM 6706ER101 8 542 SH SOLE 0 0 542 COM 67071B108 17 1500 SH SOLE 0 0 1500 COM 67075A106 11 430 SH SOLE 0 0 430 COM 67077M108 28 456 SH SOLE 0 0 456 COM 670837103 115 3415 SH SOLE 0 0 3415 COM 674599105 8 247 SH SOLE 0 0 247 W EXP 674599162 0 31 SH SOLE 0 0 31 COM SHS BEN INT 67623C109 2 75 SH SOLE 0 0 75 CL A 679295105 49 200 SH SOLE 0 0 200 COM 681919106 62 772 SH SOLE 0 0 772 COM 681936100 197 5440 SH SOLE 0 0 5440 COM 682143102 56 3740 SH SOLE 0 0 3740 COM 682189105 46 1198 SH SOLE 0 0 1198 COM 682680103 120 2148 SH SOLE 0 0 2148 COM 68389X105 9039 116128 SH SOLE 0 0 116128 COM 68620P101 1 300 SH SOLE 0 0 300 COMMON STOCK 68622V106 344 11375 SH SOLE 0 0 11375 COM 688239201 2 14 SH SOLE 0 0 14 COM 68827L101 1 61 SH SOLE 0 0 61 COM 68902V107 129 1582 SH SOLE 0 0 1582 COM 69007J106 99 4100 SH SOLE 0 0 4100 COM 690732102 61 1450 SH SOLE 0 0 1450 COM CL A 69343T107 2 25 SH SOLE 0 0 25 COM 693475105 6283 32937 SH SOLE 0 0 32937 SPONSORED ADR 693483109 7 86 SH SOLE 0 0 86 COM 693506107 53 315 SH SOLE 0 0 315 COM 695156109 7 55 SH SOLE 0 0 55 CL A 69608A108 8 300 SH SOLE 0 0 300 COM 697435105 32 85 SH SOLE 0 0 85 COM 697900108 51 1800 SH SOLE 0 0 1800 COM 698813102 104 1000 SH SOLE 0 0 1000 COM 700517105 18 875 SH SOLE 0 0 875 COM 701094104 57 187 SH SOLE 0 0 187 COM 704326107 4074 37973 SH SOLE 0 0 37973 COM 70450Y103 287 985 SH SOLE 0 0 985 COM 706327103 57 1797 SH SOLE 0 0 1797 COM 707569109 15 200 SH SOLE 0 0 200 COM 70931T103 168 8000 SH SOLE 0 0 8000 COM 70959W103 2 32 SH SOLE 0 0 32 COM 713448108 10409 70253 SH SOLE 0 0 70253 COM 717081103 11049 282151 SH SOLE 0 0 282151 COM 718172109 994 10026 SH SOLE 0 0 10026 COM 718546104 1412 16456 SH SOLE 0 0 16456 COM 71943U104 337 18251 SH SOLE 0 0 18251 COM 72200U100 22 1200 SH SOLE 0 0 1200 COM 72200W106 125 8321 SH SOLE 0 0 8321 COM 72201B101 40 2000 SH SOLE 0 0 2000 COM 72201H108 790 61961 SH SOLE 0 0 61961 COM 72201J104 755 68800 SH SOLE 0 0 68800 1 5 US TIP IDX 72201R205 25 445 SH SOLE 0 0 445 0 5 HIGH YIELD 72201R783 1 6 SH SOLE 0 0 6 COM SHS 72202D106 9 400 SH SOLE 0 0 400 COM 72341T103 2 100 SH SOLE 0 0 100 COM 723484101 4534 55310 SH SOLE 0 0 55310 CL A 72352L106 22 275 SH SOLE 0 0 275 COM 723787107 59 360 SH SOLE 0 0 360 UNIT LTD PARTN 726503105 29 2584 SH SOLE 0 0 2584 COM NEW 72919P202 2168 63420 SH SOLE 0 0 63420 COM 731068102 2 12 SH SOLE 0 0 12 COM 737446104 1 11 SH SOLE 0 0 11 COM 74039L103 338 34650 SH SOLE 0 0 34650 COM 74112D101 10 200 SH SOLE 0 0 200 COM 74144T108 288 1456 SH SOLE 0 0 1456 COM 74251V102 13 213 SH SOLE 0 0 213 COM 742718109 12098 89662 SH SOLE 0 0 89662 COM NPV 74319R101 10 200 SH SOLE 0 0 200 COM 74340W103 390 3262 SH SOLE 0 0 3262 SP 500 DV ARIST 74348A467 6 69 SH SOLE 0 0 69 COM 743713109 18 200 SH SOLE 0 0 200 COM 744320102 96 936 SH SOLE 0 0 936 ADR 74435K204 6 200 SH SOLE 0 0 200 COM 744573106 4 60 SH SOLE 0 0 60 COM 74460D109 81 270 SH SOLE 0 0 270 COM 745867101 3 63 SH SOLE 0 0 63 CL A 74624M102 46 2375 SH SOLE 0 0 2375 SH BEN INT 746922103 141 10000 SH SOLE 0 0 10000 COM CL A 74736A103 15 200 SH SOLE 0 0 200 COM 74736K101 0 1 SH SOLE 0 0 1 COM 747525103 22454 157095 SH SOLE 0 0 157095 COM 74834L100 7 51 SH SOLE 0 0 51 COM 749607107 21 203 SH SOLE 0 0 203 COM 749685103 5086 57347 SH SOLE 0 0 57347 COM 750917106 24 1000 SH SOLE 0 0 1000 COM 75281A109 34 2000 SH SOLE 0 0 2000 COM 754212108 62 1064 SH SOLE 0 0 1064 COM 754907103 8 210 SH SOLE 0 0 210 COM 75513E101 9661 113243 SH SOLE 0 0 113243 COM 756109104 329 4935 SH SOLE 0 0 4935 COM 75737F108 6 100 SH SOLE 0 0 100 COM NEW 75915K200 0 16 SH SOLE 0 0 16 COM 7591EP100 15 727 SH SOLE 0 0 727 COM NEW 759351604 0 3 SH SOLE 0 0 3 COM 759509102 18 122 SH SOLE 0 0 122 COM 75974E103 1 80 SH SOLE 0 0 80 COM 760759100 12490 113536 SH SOLE 0 0 113536 COM 761152107 62 250 SH SOLE 0 0 250 COM 761330109 13 439 SH SOLE 0 0 439 CL A 76680R206 58 200 SH SOLE 0 0 200 SPONSORED ADR 767204100 2 23 SH SOLE 0 0 23 COM 769397100 3 418 SH SOLE 0 0 418 CL A 771049103 18 203 SH SOLE 0 0 203 COM 773903109 8 27 SH SOLE 0 0 27 COM CL A 77543R102 23 50 SH SOLE 0 0 50 COM 776696106 59 125 SH SOLE 0 0 125 COM 778296103 6 45 SH SOLE 0 0 45 COM 780087102 2 20 SH SOLE 0 0 20 SPON ADR B 780259107 99 2556 SH SOLE 0 0 2556 SPONS ADR A 780259206 15 379 SH SOLE 0 0 379 COM 780287108 46 402 SH SOLE 0 0 402 TR UNIT 78462F103 1442 3369 SH SOLE 0 0 3369 GOLD SHS 78463V107 248 1497 SH SOLE 0 0 1497 PORTFOLIO EMG MK 78463X509 61 1350 SH SOLE 0 0 1350 SP INTL SMLCP 78463X871 25 635 SH SOLE 0 0 635 PORTFOLIO DEVLPD 78463X889 99 2700 SH SOLE 0 0 2700 PORTFLI MORTGAGE 78464A383 10 384 SH SOLE 0 0 384 PORTFOLIO SHORT 78464A474 10 332 SH SOLE 0 0 332 SP REGL BKG 78464A698 26 400 SH SOLE 0 0 400 SP PHARMAC 78464A722 10 200 SH SOLE 0 0 200 SP DIVID ETF 78464A763 34 277 SH SOLE 0 0 277 UT SER 1 78467X109 15 43 SH SOLE 0 0 43 BLOOMBERG SRT TR 78468R408 1 22 SH SOLE 0 0 22 BLOOMBERG BRCLYS 78468R622 2 19 SH SOLE 0 0 19 NUVEEN BLMBRG SR 78468R739 13 271 SH SOLE 0 0 271 SSGA US SMAL ETF 78468R887 11 102 SH SOLE 0 0 102 COM 78667J108 1 16 SH SOLE 0 0 16 COM 79466L302 428 1752 SH SOLE 0 0 1752 COM NEW 80013R206 3 335 SH SOLE 0 0 335 SPONSORED ADR 80105N105 63 1200 SH SOLE 0 0 1200 SPON ADR 803054204 41 294 SH SOLE 0 0 294 SPONSORED ADR 803866300 1 50 SH SOLE 0 0 50 COM STK 806857108 174 5433 SH SOLE 0 0 5433 COM 808513105 246 3385 SH SOLE 0 0 3385 US BRD MKT ETF 808524102 142 1359 SH SOLE 0 0 1359 US LRG CAP ETF 808524201 201 1937 SH SOLE 0 0 1937 US LCAP VA ETF 808524409 1 20 SH SOLE 0 0 20 US SML CAP ETF 808524607 15 141 SH SOLE 0 0 141 EMRG MKTEQ ETF 808524706 58 1775 SH SOLE 0 0 1775 SCHWB FDT INT LG 808524755 72 2152 SH SOLE 0 0 2152 SCHWAB FDT US SC 808524763 16 298 SH SOLE 0 0 298 SCHWAB FDT US LG 808524771 14 261 SH SOLE 0 0 261 US DIVIDEND EQ 808524797 35 461 SH SOLE 0 0 461 INTL EQTY ETF 808524805 46 1175 SH SOLE 0 0 1175 US REIT ETF 808524847 24 514 SH SOLE 0 0 514 COM 808625107 1 14 SH SOLE 0 0 14 COM 81181C104 39 250 SH SOLE 0 0 250 COM 811916105 14 785 SH SOLE 0 0 785 SBI HEALTHCARE 81369Y209 64 512 SH SOLE 0 0 512 SBI CONS STPLS 81369Y308 7 100 SH SOLE 0 0 100 ENERGY 81369Y506 90 1679 SH SOLE 0 0 1679 FINANCIAL 81369Y605 146 3979 SH SOLE 0 0 3979 SBI INT INDS 81369Y704 8 75 SH SOLE 0 0 75 TECHNOLOGY 81369Y803 46 313 SH SOLE 0 0 313 CL A NEW 814785309 0 24 SH SOLE 0 0 24 COM 816851109 20 150 SH SOLE 0 0 150 CL B 817070105 5 100 SH SOLE 0 0 100 CL A 817070501 5 100 SH SOLE 0 0 100 COM SH BEN INT 81761L102 201 15960 SH SOLE 0 0 15960 COM 81762P102 56 101 SH SOLE 0 0 101 CL A 82509L107 102 70 SH SOLE 0 0 70 COM 82639W106 23 7692 SH SOLE 0 0 7692 COM 826598500 0 2 SH SOLE 0 0 2 COM 828806109 46 350 SH SOLE 0 0 350 CL A 829226109 33 1000 SH SOLE 0 0 1000 COM 82968B103 4 614 SH SOLE 0 0 614 CL A 830566105 12 250 SH SOLE 0 0 250 COM 83088M102 160 837 SH SOLE 0 0 837 COM CL A 83088V102 120 2700 SH SOLE 0 0 2700 COM 831865209 19 269 SH SOLE 0 0 269 COM 83413U100 10 546 SH SOLE 0 0 546 COM 835495102 464 6935 SH SOLE 0 0 6935 SPONSORED ADR 835699307 108 1113 SH SOLE 0 0 1113 COM 83570H108 44 1250 SH SOLE 0 0 1250 COM 842587107 121 2004 SH SOLE 0 0 2004 COM 84265V105 19 300 SH SOLE 0 0 300 COM 844741108 5306 99945 SH SOLE 0 0 99945 COM 84763A108 308 82000 SH SOLE 0 0 82000 COM 848637104 8 54 SH SOLE 0 0 54 UNIT 85207H104 75 5335 SH SOLE 0 0 5335 TR UNIT 85207K107 46 5000 SH SOLE 0 0 5000 UNIT 85207Q104 31 1630 SH SOLE 0 0 1630 COM 85208M102 12 500 SH SOLE 0 0 500 CL A 852234103 35 143 SH SOLE 0 0 143 COM 85254J102 85 2275 SH SOLE 0 0 2275 COM 853666105 1 33 SH SOLE 0 0 33 COM 854502101 2 9 SH SOLE 0 0 9 COM 855244109 8699 77800 SH SOLE 0 0 77800 COM 85571B105 891 34050 SH SOLE 0 0 34050 COM 857477103 7 88 SH SOLE 0 0 88 COM 858119100 16 276 SH SOLE 0 0 276 NY REGISTRY 861012102 14 378 SH SOLE 0 0 378 COM 862121100 65 1875 SH SOLE 0 0 1875 COM 863667101 95 365 SH SOLE 0 0 365 UNIT LTD PARTN 864482104 26 1668 SH SOLE 0 0 1668 COM 866082100 1 100 SH SOLE 0 0 100 COM 866796105 28 535 SH SOLE 0 0 535 COM 867224107 19 779 SH SOLE 0 0 779 COM UT REP LP 86765K109 24 629 SH SOLE 0 0 629 COM 87165B103 8 168 SH SOLE 0 0 168 CL A 87166B102 15 165 SH SOLE 0 0 165 COM 871829107 17 221 SH SOLE 0 0 221 COM 87241L109 2 27 SH SOLE 0 0 27 COM 872540109 132 1964 SH SOLE 0 0 1964 COM 872590104 8 57 SH SOLE 0 0 57 SPONSORED ADS 874039100 1602 13332 SH SOLE 0 0 13332 COM 876030107 17 400 SH SOLE 0 0 400 COM 87612E106 1829 7566 SH SOLE 0 0 7566 COM 87724P106 8 295 SH SOLE 0 0 295 COM 87807B107 39 790 SH SOLE 0 0 790 CL B 878742204 2235 97022 SH SOLE 0 0 97022 COM 87901J105 9 500 SH SOLE 0 0 500 COM 87918A105 16 99 SH SOLE 0 0 99 SPONSORED ADR 879382208 0 1 SH SOLE 0 0 1 COM 880770102 8 57 SH SOLE 0 0 57 COM 880779103 23 487 SH SOLE 0 0 487 SPONSORED ADS 880890108 2 61 SH SOLE 0 0 61 COM 88160R101 695 1022 SH SOLE 0 0 1022 COM 882508104 10797 56149 SH SOLE 0 0 56149 COM 882681109 2450 25470 SH SOLE 0 0 25470 COM 883203101 3 50 SH SOLE 0 0 50 COM CL A 88339J105 32 410 SH SOLE 0 0 410 COM 883556102 187 370 SH SOLE 0 0 370 COM NEW 884903709 28 277 SH SOLE 0 0 277 COM 88579Y101 7250 36501 SH SOLE 0 0 36501 COM CL 2 88688T100 15 815 SH SOLE 0 0 815 COM 887389104 1 16 SH SOLE 0 0 16 COM 889478103 17 300 SH SOLE 0 0 300 COM NEW 891160509 70 1000 SH SOLE 0 0 1000 SPONSORED ADS 89151E109 45 1000 SH SOLE 0 0 1000 SP ADR REP2COM 892331307 3 17 SH SOLE 0 0 17 COM 89346D107 11 1100 SH SOLE 0 0 1100 COM 89417E109 176 1175 SH SOLE 0 0 1175 COM 89455T109 31 1000 SH SOLE 0 0 1000 COM 89832Q109 9099 163939 SH SOLE 0 0 163939 SPON ADR NEW 900111204 0 100 SH SOLE 0 0 100 COM NEW 900450206 61 1900 SH SOLE 0 0 1900 CL A 90138F102 128 326 SH SOLE 0 0 326 COM 90184L102 20 295 SH SOLE 0 0 295 COM NEW 90187B408 363 48016 SH SOLE 0 0 48016 CL A 902494103 16 218 SH SOLE 0 0 218 COM 902653104 2 47 SH SOLE 0 0 47 COM 902681105 359 7760 SH SOLE 0 0 7760 COM 90278Q108 4 50 SH SOLE 0 0 50 COM NEW 902973304 8576 150528 SH SOLE 0 0 150528 COM 903002103 44 2000 SH SOLE 0 0 2000 COM 90353T100 16 321 SH SOLE 0 0 321 COM 90353W103 22 70 SH SOLE 0 0 70 COM 90384S303 5 15 SH SOLE 0 0 15 SPON ADR NEW 904767704 58 997 SH SOLE 0 0 997 COM 907818108 9554 43443 SH SOLE 0 0 43443 COM 910047109 2 46 SH SOLE 0 0 46 SPON ADR NEW 910873405 1 100 SH SOLE 0 0 100 CL B 911312106 137 659 SH SOLE 0 0 659 COM 911363109 319 1000 SH SOLE 0 0 1000 UNITS 91232N207 6 125 SH SOLE 0 0 125 COM 91324P102 4765 11900 SH SOLE 0 0 11900 COM 91325V108 189 17890 SH SOLE 0 0 17890 SH BEN INT 91359E105 24 395 SH SOLE 0 0 395 CL B 913903100 23 160 SH SOLE 0 0 160 COM CL A 918090101 21 958 SH SOLE 0 0 958 COM 918204108 87 1062 SH SOLE 0 0 1062 COM 91879Q109 14 45 SH SOLE 0 0 45 SPONSORED ADS 91912E105 2 69 SH SOLE 0 0 69 COM 91913Y100 9780 125254 SH SOLE 0 0 125254 GOLD MINERS ETF 92189F106 15 450 SH SOLE 0 0 450 FALLEN ANGEL HG 92189F437 23 700 SH SOLE 0 0 700 SEMICONDUCTOR ET 92189F676 8 32 SH SOLE 0 0 32 BIOTECH ETF 92189F726 10 48 SH SOLE 0 0 48 HIGH YLD MUN ETF 92189H409 226 3546 SH SOLE 0 0 3546 DIV APP ETF 921908844 141 912 SH SOLE 0 0 912 VG TL INTL STK F 921909768 8 120 SH SOLE 0 0 120 MEGA CAP VAL ETF 921910840 42 425 SH SOLE 0 0 425 TOTAL BND MRKT 921937835 179 2082 SH SOLE 0 0 2082 FTSE DEV MKT ETF 921943858 16 319 SH SOLE 0 0 319 HIGH DIV YLD 921946406 156 1491 SH SOLE 0 0 1491 INTL HIGH ETF 921946794 11 159 SH SOLE 0 0 159 FTSE SMCAP ETF 922042718 34 250 SH SOLE 0 0 250 FTSE EMR MKT ETF 922042858 4 82 SH SOLE 0 0 82 FTSE EUROPE ETF 922042874 95 1412 SH SOLE 0 0 1412 CONSUM DIS ETF 92204A108 47 150 SH SOLE 0 0 150 ENERGY ETF 92204A306 53 700 SH SOLE 0 0 700 FINANCIALS ETF 92204A405 173 1911 SH SOLE 0 0 1911 INF TECH ETF 92204A702 14 36 SH SOLE 0 0 36 VNG RUS2000IDX 92206C664 125 1350 SH SOLE 0 0 1350 INTTERM CORP 92206C870 19 200 SH SOLE 0 0 200 COM 92240M108 7 486 SH SOLE 0 0 486 CL A COM 922475108 28 90 SH SOLE 0 0 90 SP 500 ETF SHS 922908363 177 449 SH SOLE 0 0 449 MCAP VL IDXVIP 922908512 190 1354 SH SOLE 0 0 1354 MCAP GR IDXVIP 922908538 14 60 SH SOLE 0 0 60 REAL ESTATE ETF 922908553 71 694 SH SOLE 0 0 694 MID CAP ETF 922908629 6 25 SH SOLE 0 0 25 LARGE CAP ETF 922908637 24 120 SH SOLE 0 0 120 GROWTH ETF 922908736 633 2208 SH SOLE 0 0 2208 VALUE ETF 922908744 29 210 SH SOLE 0 0 210 SMALL CP ETF 922908751 30 133 SH SOLE 0 0 133 TOTAL STK MKT 922908769 325 1458 SH SOLE 0 0 1458 COM 92339V308 133 2889 SH SOLE 0 0 2889 COM 92343V104 8795 156977 SH SOLE 0 0 156977 COM 92343X100 4 85 SH SOLE 0 0 85 COM 92345Y106 20 116 SH SOLE 0 0 116 COM 92532F100 21 103 SH SOLE 0 0 103 COM 925550105 12 700 SH SOLE 0 0 700 COM 92556V106 2 149 SH SOLE 0 0 149 COM 925652109 371 11965 SH SOLE 0 0 11965 SPONSORED ADS A 92763W103 1 59 SH SOLE 0 0 59 COM 92766K106 40 861 SH SOLE 0 0 861 COM CL A 92826C839 6780 28996 SH SOLE 0 0 28996 COM 92838U108 503 94060 SH SOLE 0 0 94060 COM 92838X102 526 85615 SH SOLE 0 0 85615 COM 92840R101 294 19500 SH SOLE 0 0 19500 CL A COM 928563402 13 80 SH SOLE 0 0 80 SPONSORED ADR 92857W308 43 2500 SH SOLE 0 0 2500 COM 92936U109 1361 18235 SH SOLE 0 0 18235 COM 92939U106 137 1545 SH SOLE 0 0 1545 COM 929740108 4 44 SH SOLE 0 0 44 COM 931142103 12134 86041 SH SOLE 0 0 86041 COM 931427108 126 2386 SH SOLE 0 0 2386 COM 93148P102 63 600 SH SOLE 0 0 600 COM 94106B101 15 125 SH SOLE 0 0 125 COM 94106L109 1665 11886 SH SOLE 0 0 11886 COM 942622200 15 53 SH SOLE 0 0 53 CL A 94419L101 5 17 SH SOLE 0 0 17 COM 949746101 83 1829 SH SOLE 0 0 1829 WF INC OPPTY FD 94987B105 506 57573 SH SOLE 0 0 57573 COM 95040Q104 3 38 SH SOLE 0 0 38 COM 955306105 786 2190 SH SOLE 0 0 2190 COM 957638109 56 600 SH SOLE 0 0 600 COM 95766J102 414 57703 SH SOLE 0 0 57703 COM 95768B107 298 19000 SH SOLE 0 0 19000 COM 958102105 83 1172 SH SOLE 0 0 1172 COM 959802109 79 3448 SH SOLE 0 0 3448 COM NEW 962166104 1091 31683 SH SOLE 0 0 31683 COM 962879102 1779 40377 SH SOLE 0 0 40377 COM 969457100 73 2750 SH SOLE 0 0 2750 COM 969904101 19 122 SH SOLE 0 0 122 COM 974637100 7 100 SH SOLE 0 0 100 US HIGH DIVIDEND 97717W208 90 1150 SH SOLE 0 0 1150 US MIDCAP DIVID 97717W505 30 720 SH SOLE 0 0 720 US SMALLCAP DIVD 97717W604 44 1385 SH SOLE 0 0 1385 COM CL A 98139A105 403 3619 SH SOLE 0 0 3619 COM 98262P101 7 200 SH SOLE 0 0 200 COM 98389B100 92 1400 SH SOLE 0 0 1400 COM NEW 98421M106 2 94 SH SOLE 0 0 94 ADS 98422D105 44 1000 SH SOLE 0 0 1000 COM 98462Y100 1 161 SH SOLE 0 0 161 COM 98585X104 30 325 SH SOLE 0 0 325 COM 988498101 196 1703 SH SOLE 0 0 1703 COM 98850P109 75 1127 SH SOLE 0 0 1127 CL A 989207105 11 20 SH SOLE 0 0 20 COM 98936J101 87 600 SH SOLE 0 0 600 CL A 98954M101 12 100 SH SOLE 0 0 100 CL C CAP STK 98954M200 24 200 SH SOLE 0 0 200 COM 98956P102 28 175 SH SOLE 0 0 175 COM 989701107 16 300 SH SOLE 0 0 300 CL A 98978V103 62 332 SH SOLE 0 0 332 COM CL A 98980F104 10 200 SH SOLE 0 0 200 CL A 98980L101 46 120 SH SOLE 0 0 120 CL A 98986T108 16 1500 SH SOLE 0 0 1500 SHS G037AX101 11 100 SH SOLE 0 0 100 SHS CL A G0403H108 16 68 SH SOLE 0 0 68 ORD G0450A105 1 36 SH SOLE 0 0 36 SHS CLASS A G0457F107 1 101 SH SOLE 0 0 101 CL A G06242104 15 60 SH SOLE 0 0 60 COM G0750C108 2 64 SH SOLE 0 0 64 SHS CLASS A G1151C101 5778 19602 SH SOLE 0 0 19602 CL A EXCH LT VTG G16169107 0 7 SH SOLE 0 0 7 UNIT LTD L P G16234109 1 14 SH SOLE 0 0 14 PARTNERSHIP UNIT G16258108 17 450 SH SOLE 0 0 450 SHS G29183103 414 2793 SH SOLE 0 0 2793 COM G3223R108 4 15 SH SOLE 0 0 15 SHS G3323L100 2 23 SH SOLE 0 0 23 SHS G3421J106 14 97 SH SOLE 0 0 97 ORD SHS G4474Y214 2 41 SH SOLE 0 0 41 SHS G46188101 19 200 SH SOLE 0 0 200 SHS G4705A100 2 12 SH SOLE 0 0 12 SHS G47567105 8 71 SH SOLE 0 0 71 SHS USD G50871105 0 2 SH SOLE 0 0 2 SHS G51502105 149 2164 SH SOLE 0 0 2164 SHS G5494J103 19 67 SH SOLE 0 0 67 SHS G5960L103 6291 50682 SH SOLE 0 0 50682 COM G65773106 5 1500 SH SOLE 0 0 1500 SHS G6610J209 1 23 SH SOLE 0 0 23 SHS G66721104 119 4040 SH SOLE 0 0 4040 SHS G6700G107 4 138 SH SOLE 0 0 138 COM CL A G68707101 3085 55167 SH SOLE 0 0 55167 COM G7496G103 6 39 SH SOLE 0 0 39 ORD SHS G7997R103 12 132 SH SOLE 0 0 132 SHS G7S00T104 2 35 SH SOLE 0 0 35 SHS G8060N102 2 30 SH SOLE 0 0 30 SHS USD G8473T100 2 9 SH SOLE 0 0 9 COM CL A G89554102 5 500 SH SOLE 0 0 500 CL A COM G8990D125 3 200 SH SOLE 0 0 200 SHS G8994E103 55 298 SH SOLE 0 0 298 SHS CL A G9103H102 0 40 SH SOLE 0 0 40 SHS G97822103 1 17 SH SOLE 0 0 17 ORD SHS H01301128 6 85 SH SOLE 0 0 85 COM H1467J104 32 201 SH SOLE 0 0 201 NAMEN AKT H17182108 36 221 SH SOLE 0 0 221 SHS H2906T109 4 26 SH SOLE 0 0 26 SHS H42097107 12 790 SH SOLE 0 0 790 REG SHS H84989104 1 10 SH SOLE 0 0 10 ORD M22013102 1 200 SH SOLE 0 0 200 ORD SHS M25133105 2 85 SH SOLE 0 0 85 ORD SHS M4R82T106 12 50 SH SOLE 0 0 50 SHS M98068105 29 100 SH SOLE 0 0 100 N Y REGISTRY SHS N07059210 19 28 SH SOLE 0 0 28 COM N3167Y103 12 56 SH SOLE 0 0 56 SHS A N53745100 7033 68372 SH SOLE 0 0 68372 COM P73398102 6 3800 SH SOLE 0 0 3800 COM V7780T103 9 100 SH SOLE 0 0 100