0001085146-17-001166.txt : 20170510
0001085146-17-001166.hdr.sgml : 20170510
20170510161343
ACCESSION NUMBER: 0001085146-17-001166
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
EFFECTIVENESS DATE: 20170510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROBECOSAM AG
CENTRAL INDEX KEY: 0001418427
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12627
FILM NUMBER: 17830392
BUSINESS ADDRESS:
STREET 1: JOSEFSTRASSE 218
CITY: ZURICH
STATE: V8
ZIP: 8005
BUSINESS PHONE: 0041-44-653 10 10
MAIL ADDRESS:
STREET 1: JOSEFSTRASSE 218
CITY: ZURICH
STATE: V8
ZIP: 8005
FORMER COMPANY:
FORMER CONFORMED NAME: SAM Sustainable Asset Management Ltd.
DATE OF NAME CHANGE: 20071114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001418427
XXXXXXXX
03-31-2017
03-31-2017
false
ROBECOSAM AG
JOSEFSTRASSE 218
ZURICH
V8
8005
13F COMBINATION REPORT
028-12627
0001418773
028-12635
Robeco Institutional Asset Management B.V.
N
Simone Gollino Mitschnigg
Head Legal & Compliance
4-144-653-1205
/s/ Simone Gollino Mitschnigg
Zurich
V8
05-09-2017
2
186
1172778
1
0001418773
028-12635
Robeco Institutional Asset Management B.V.
2
0001257165
028-12637
ROBECO GROEP NV
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
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43500
SH
DFND
43500
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AETNA INC NEW
COM
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246
1940
SH
DFND
1940
0
0
AGCO CORP
COM
001084102
2729
45208
SH
DFND
45208
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
28491
534338
SH
DFND
534338
0
0
AIR PRODS & CHEMS INC
COM
009158106
8611
63500
SH
DFND
63500
0
0
ALBEMARLE CORP
COM
012653101
17348
165000
SH
DFND
165000
0
0
ALLSTATE CORP
COM
020002101
216
2650
SH
DFND
2650
0
0
ALPHABET INC
CAP STK CL A
02079K305
5482
6453
SH
DFND
6453
0
0
AMDOCS LTD
SHS
G02602103
114
1850
SH
DFND
1850
0
0
AMERICAN EXPRESS CO
COM
025816109
5700
71963
SH
DFND
71963
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
12105
157211
SH
DFND
157211
0
0
ANSYS INC
COM
03662Q105
18776
175855
SH
DFND
175855
0
0
AON PLC
SHS CL A
G0408V102
4082
34450
SH
DFND
34450
0
0
APPLE INC
COM
037833100
7243
50320
SH
DFND
50320
0
0
AQUA AMERICA INC
COM
03836W103
3910
122180
SH
DFND
122180
0
0
AQUA METALS INC
COM
03837J101
6242
321100
SH
DFND
321100
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
3298
71519
SH
DFND
71519
0
0
ARCONIC INC
COM
03965L100
11155
420000
SH
DFND
420000
0
0
AVANGRID INC
COM
05351W103
4269
100000
SH
DFND
100000
0
0
BIOAMBER INC
COM
09072Q106
1898
825000
SH
DFND
825000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
9809
401177
SH
DFND
401177
0
0
BUNGE LIMITED
COM
G16962105
2793
35097
SH
DFND
35097
0
0
CALGON CARBON CORP
COM
129603106
6163
430959
SH
DFND
430959
0
0
CAMPBELL SOUP CO
COM
134429109
4683
81994
SH
DFND
81994
0
0
CENTERPOINT ENERGY INC
COM
15189T107
220
8000
SH
DFND
8000
0
0
CERNER CORP
COM
156782104
11996
202741
SH
DFND
202741
0
0
CF INDS HLDGS INC
COM
125269100
958
32274
SH
DFND
32274
0
0
CIGNA CORPORATION
COM
125509109
94
640
SH
DFND
640
0
0
CINTAS CORP
COM
172908105
16007
126057
SH
DFND
126057
0
0
CISCO SYS INC
COM
17275R102
10273
304474
SH
DFND
304474
0
0
COCA COLA CO
COM
191216100
1480
34738
SH
DFND
34738
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
7479
126250
SH
DFND
126250
0
0
COLUMBIA SPORTSWEAR CO
COM
198516106
2465
41866
SH
DFND
41866
0
0
COMCAST CORP NEW
CL A
20030N101
326
8700
SH
DFND
8700
0
0
CONAGRA BRANDS INC
COM
205887102
2351
58372
SH
DFND
58372
0
0
CONSOLIDATED WATER CO INC
ORD
G23773107
995
86905
SH
DFND
86905
0
0
CONSTELLIUM NV
CL A
N22035104
7260
1100000
SH
DFND
1100000
0
0
COOPER COS INC
COM NEW
216648402
327
1650
SH
DFND
1650
0
0
CORNING INC
COM
219350105
13091
475000
SH
DFND
475000
0
0
CRANE CO
COM
224399105
6385
85741
SH
DFND
85741
0
0
CREE INC
COM
225447101
7355
270000
SH
DFND
270000
0
0
CVS HEALTH CORP
COM
126650100
9381
118978
SH
DFND
118978
0
0
DANAHER CORP DEL
COM
235851102
48256
562950
SH
DFND
562950
0
0
DDR CORP
COM
23317H102
50
4000
SH
DFND
4000
0
0
DEAN FOODS CO NEW
COM NEW
242370203
4063
207612
SH
DFND
207612
0
0
DECKERS OUTDOOR CORP
COM
243537107
2743
45970
SH
DFND
45970
0
0
DEERE & CO
COM
244199105
5564
50968
SH
DFND
50968
0
0
DICKS SPORTING GOODS INC
COM
253393102
2193
44650
SH
DFND
44650
0
0
DISCOVER FINL SVCS
COM
254709108
9177
133652
SH
DFND
133652
0
0
DOLLAR GEN CORP NEW
COM
256677105
3168
44713
SH
DFND
44713
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
8946
109576
SH
DFND
109576
0
0
ENPHASE ENERGY INC
COM
29355A107
1215
900000
SH
DFND
900000
0
0
EXXON MOBIL CORP
COM
30231G102
171
2040
SH
DFND
2040
0
0
F M C CORP
COM NEW
302491303
19563
318099
SH
DFND
318099
0
0
FIFTH THIRD BANCORP
COM
316773100
219
8500
SH
DFND
8500
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
6658
70393
SH
DFND
70393
0
0
FLOWSERVE CORP
COM
34354P105
7666
159706
SH
DFND
159706
0
0
FOOT LOCKER INC
COM
344849104
9449
125372
SH
DFND
125372
0
0
FORTIVE CORP
COM
34959J108
1968
33008
SH
DFND
33008
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
16028
262887
SH
DFND
262887
0
0
FRANKLIN RES INC
COM
354613101
110
2600
SH
DFND
2600
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
998
700000
SH
DFND
700000
0
0
GENERAL ELECTRIC CO
COM
369604103
161
5400
SH
DFND
5400
0
0
GENERAL MLS INC
COM
370334104
5654
95721
SH
DFND
95721
0
0
GILEAD SCIENCES INC
COM
375558103
9928
147013
SH
DFND
147013
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
2062
55529
SH
DFND
55529
0
0
HANESBRANDS INC
COM
410345102
294
14209
SH
DFND
14209
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
908
19000
SH
DFND
19000
0
0
HEXCEL CORP NEW
COM
428291108
18237
335000
SH
DFND
335000
0
0
HIGHWOODS PPTYS INC
COM
431284108
66
1350
SH
DFND
1350
0
0
HP INC
COM
40434L105
385
21800
SH
DFND
21800
0
0
IDEX CORP
COM
45167R104
13284
142978
SH
DFND
142978
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2779
20955
SH
DFND
20955
0
0
INGREDION INC
COM
457187102
4003
33236
SH
DFND
33236
0
0
INNOPHOS HOLDINGS INC
COM
45774N108
657
12126
SH
DFND
12126
0
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INTEL CORP
COM
458140100
284
7950
SH
DFND
7950
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
810
4660
SH
DFND
4660
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
5046
38124
SH
DFND
38124
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
216
8800
SH
DFND
8800
0
0
IPG PHOTONICS CORP
COM
44980X109
21214
176900
SH
DFND
176900
0
0
ITRON INC
COM
465741106
8794
145000
SH
DFND
145000
0
0
JOHNSON & JOHNSON
COM
478160104
327
2621
SH
DFND
2621
0
0
JONES LANG LASALLE INC
COM
48020Q107
138
1250
SH
DFND
1250
0
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
9900
125000
SH
DFND
125000
0
0
KELLOGG CO
COM
487836108
4706
64870
SH
DFND
64870
0
0
KROGER CO
COM
501044101
3830
131152
SH
DFND
131152
0
0
L BRANDS INC
COM
501797104
4835
101778
SH
DFND
101778
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
302
2100
SH
DFND
2100
0
0
LAUDER ESTEE COS INC
CL A
518439104
3927
46012
SH
DFND
46012
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
103
2700
SH
DFND
2700
0
0
LINDSAY CORP
COM
535555106
1869
21283
SH
DFND
21283
0
0
LOWES COS INC
COM
548661107
2690
32685
SH
DFND
32685
0
0
LULULEMON ATHLETICA INC
COM
550021109
1419
27947
SH
DFND
27947
0
0
LUXFER HLDGS PLC
SPONSORED ADR
550678106
4957
410000
SH
DFND
410000
0
0
MANPOWERGROUP INC
COM
56418H100
726
7048
SH
DFND
7048
0
0
MARSH & MCLENNAN COS INC
COM
571748102
141
1900
SH
DFND
1900
0
0
MASCO CORP
COM
574599106
13922
411638
SH
DFND
411638
0
0
MASTEC INC
COM
576323109
236
6000
SH
DFND
6000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
8140
72250
SH
DFND
72250
0
0
MATERION CORP
COM
576690101
4898
150000
SH
DFND
150000
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
1777
19968
SH
DFND
19968
0
0
MEDTRONIC PLC
SHS
G5960L103
5983
73874
SH
DFND
73874
0
0
MERCK & CO INC
COM
58933Y105
4573
72072
SH
DFND
72072
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
12183
25450
SH
DFND
25450
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
10343
140000
SH
DFND
140000
0
0
MICROSEMI CORP
COM
595137100
10813
210000
SH
DFND
210000
0
0
MICROSOFT CORP
COM
594918104
11202
170475
SH
DFND
170475
0
0
MKS INSTRUMENT INC
COM
55306N104
289
4200
SH
DFND
4200
0
0
MONDELEZ INTL INC
CL A
609207105
596
13760
SH
DFND
13760
0
0
MONOLITHIC PWR SYS INC
COM
609839105
11491
125000
SH
DFND
125000
0
0
MOSAIC CO NEW
COM
61945C103
1000
34061
SH
DFND
34061
0
0
MTS SYS CORP
COM
553777103
2700
49400
SH
DFND
49400
0
0
MYRIAD GENETICS INC
COM
62855J104
57
3000
SH
DFND
3000
0
0
NAUTILUS INC
COM
63910B102
3673
205797
SH
DFND
205797
0
0
NEW JERSEY RES
COM
646025106
5925
150000
SH
DFND
150000
0
0
NIKE INC
CL B
654106103
4077
72760
SH
DFND
72760
0
0
NORTHWEST NAT GAS CO
COM
667655104
5619
95000
SH
DFND
95000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
3624
56390
SH
DFND
56390
0
0
ON SEMICONDUCTOR CORP
COM
682189105
3146
204000
SH
DFND
204000
0
0
ONEOK INC NEW
COM
682680103
1584
28847
SH
DFND
28847
0
0
OWENS CORNING NEW
COM
690742101
338
5550
SH
DFND
5550
0
0
PACKAGING CORP AMER
COM
695156109
228
2500
SH
DFND
2500
0
0
PARKER HANNIFIN CORP
COM
701094104
14783
92368
SH
DFND
92368
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
2200
110000
SH
DFND
110000
0
0
PENTAIR PLC
SHS
G7S00T104
17541
278921
SH
DFND
278921
0
0
PEPSICO INC
COM
713448108
7859
70054
SH
DFND
70054
0
0
PERKINELMER INC
COM
714046109
10515
181582
SH
DFND
181582
0
0
PNC FINL SVCS GROUP INC
COM
693475105
8696
71553
SH
DFND
71553
0
0
POWER INTEGRATIONS INC
COM
739276103
12704
195000
SH
DFND
195000
0
0
PPG INDS INC
COM
693506107
158
1500
SH
DFND
1500
0
0
PRAXAIR INC
COM
74005P104
8775
73987
SH
DFND
73987
0
0
PROCTER AND GAMBLE CO
COM
742718109
241
2670
SH
DFND
2670
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
68
600
SH
DFND
600
0
0
PTC INC
COM
69370C100
20831
397000
SH
DFND
397000
0
0
PVH CORP
COM
693656100
321
3100
SH
DFND
3100
0
0
QORVO INC
COM
74736K101
9671
140000
SH
DFND
140000
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
152
2000
SH
DFND
2000
0
0
REGENCY CTRS CORP
COM
758849103
57
850
SH
DFND
850
0
0
REPUBLIC SVCS INC
COM
760759100
20238
322163
SH
DFND
322163
0
0
ROCKWELL AUTOMATION INC
COM
773903109
24941
160513
SH
DFND
160513
0
0
ROGERS CORP
COM
775133101
258
3000
SH
DFND
3000
0
0
S&P GLOBAL INC
COM
78409V104
142
1100
SH
DFND
1100
0
0
SEMPRA ENERGY
COM
816851109
4409
40000
SH
DFND
40000
0
0
SILICON LABORATORIES INC
COM
826919102
15435
210000
SH
DFND
210000
0
0
SILVER SPRING NETWORKS INC
COM
82817Q103
6822
600000
SH
DFND
600000
0
0
SKECHERS U S A INC
CL A
830566105
2781
100163
SH
DFND
100163
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
7361
75000
SH
DFND
75000
0
0
SMITH A O
COM
831865209
21774
425778
SH
DFND
425778
0
0
SMUCKER J M CO
COM NEW
832696405
1815
13824
SH
DFND
13824
0
0
SNAP ON INC
COM
833034101
205
1219
SH
DFND
1219
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
3992
116500
SH
DFND
116500
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
5425
350000
SH
DFND
350000
0
0
SOUTH JERSEY INDS INC
COM
838518108
4618
130000
SH
DFND
130000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
5484
41344
SH
DFND
41344
0
0
SUNPOWER CORP
COM
867652406
186
30500
SH
DFND
30500
0
0
SYNOPSYS INC
COM
871607107
159
2200
SH
DFND
2200
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
46
1400
SH
DFND
1400
0
0
TENNECO INC
COM
880349105
277
4400
SH
DFND
4400
0
0
TESORO CORP
COM
881609101
81
1000
SH
DFND
1000
0
0
TETRA TECH INC NEW
COM
88162G103
8753
216400
SH
DFND
216400
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
54064
351271
SH
DFND
351271
0
0
TIMKEN CO
COM
887389104
158
3500
SH
DFND
3500
0
0
TJX COS INC NEW
COM
872540109
566
7100
SH
DFND
7100
0
0
TREEHOUSE FOODS INC
COM
89469A104
1706
20189
SH
DFND
20189
0
0
TRIMBLE INC
COM
896239100
8283
257239
SH
DFND
257239
0
0
TYSON FOODS INC
CL A
902494103
3008
48807
SH
DFND
48807
0
0
UGI CORP NEW
COM
902681105
4213
85000
SH
DFND
85000
0
0
ULTA BEAUTY INC
COM
90384S303
198
695
SH
DFND
695
0
0
UNION PAC CORP
COM
907818108
1682
15728
SH
DFND
15728
0
0
UNITED NAT FOODS INC
COM
911163103
1467
34376
SH
DFND
34376
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
13183
79903
SH
DFND
79903
0
0
URBAN OUTFITTERS INC
COM
917047102
149
6100
SH
DFND
6100
0
0
V F CORP
COM
918204108
3358
62044
SH
DFND
62044
0
0
VALMONT INDS INC
COM
920253101
18200
118222
SH
DFND
118222
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0
VANTIV INC
CL A
92210H105
231
3600
SH
DFND
3600
0
0
VARIAN MED SYS INC
COM
92220P105
246
2700
SH
DFND
2700
0
0
VICOR CORP
COM
925815102
1605
100000
SH
DFND
100000
0
0
VISA INC
COM CL A
92826C839
258
2900
SH
DFND
2900
0
0
WASTE MGMT INC DEL
COM
94106L109
25951
355829
SH
DFND
355829
0
0
WATERS CORP
COM
941848103
33168
212237
SH
DFND
212237
0
0
WGL HLDGS INC
COM
92924F106
6621
80000
SH
DFND
80000
0
0
WHITING PETE CORP NEW
COM
966387102
138
15000
SH
DFND
15000
0
0
WHOLE FOODS MKT INC
COM
966837106
5990
204650
SH
DFND
204650
0
0
XILINX INC
COM
983919101
15049
260000
SH
DFND
260000
0
0
XYLEM INC
COM
98419M100
39140
784373
SH
DFND
784373
0
0
ZOETIS INC
CL A
98978V103
971
18158
SH
DFND
18158
0
0